LOCL Form 4: CEO Kathleen Valiasek withholding 84,517 shares for taxes

Rhea-AI Filing Summary

Kathleen Valiasek, who serves as President, CEO and CFO of Local Bounti Corporation (LOCL), reported a sale of 84,517 shares of the company on 10/01/2025 at a price of $2.95 per share. After the transaction, she beneficially owns 1,643,580 shares, held directly. The filing states the shares were withheld by the company to satisfy the withholding tax liability from the settlement of previously awarded restricted stock units. The Form 4 is signed and dated 10/03/2025.

Positive

• Continued substantial ownership: retains 1,643,580 shares after the transaction
• Transparent disclosure: Form 4 explains the withholding was for tax liability on settled RSUs

Negative

• Disposition of shares: 84,517 shares were disposed at $2.95 per share

Insights

Corporate Governance Expert

Insider tax-related stock withholding reduced shares by 84,517 on 10/01/2025.

The transaction is reported as a disposition of 84,517 common shares at $2.95 per share and is explained in the filing as shares withheld to pay withholding taxes on settled restricted stock units. This indicates the change was administrative in nature rather than an open-market investment decision disclosed as such in the filing.

Because the reporting person still holds 1,643,580 shares after the withholding, the filing documents continued substantial insider ownership. The concrete monitorable item is the 10/01/2025 transaction date disclosed in the Form 4.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider VALIASEK KATHLEEN

Role President, CEO and CFO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	84,517	$2.95	$249K

Holdings After Transaction: Common Stock — 1,643,580 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

VALIASEK KATHLEEN

(Last) (First) (Middle)

C/O LOCAL BOUNTI CORPORATION

490 FOLEY LANE

(Street)

HAMILTON MT 59840

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Local Bounti Corporation/DE [ LOCL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, CEO and CFO

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2025		F(1)		84,517	D	$2.95	1,643,580	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

	/s/ Kathleen Valiasek	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did LOCL insider Kathleen Valiasek report on Form 4?

She reported a sale (disposition) of 84,517 shares on 10/01/2025 at $2.95 per share and now beneficially owns 1,643,580 shares.

Why were the shares disposed by Kathleen Valiasek?

The filing states the shares were withheld by the company to satisfy withholding tax liability from settlement of restricted stock units.

What is Kathleen Valiasek's role at LOCL?

She is listed as President, CEO and CFO and the Form 4 is filed individually by one reporting person.

When was the Form 4 signed?

The Form 4 bears the signature and date of 10/03/2025.

How many shares does Valiasek own after the transaction?

She beneficially owns 1,643,580 shares following the reported transaction.