Local Bounti CEO granted 200,000 RSUs

VALIASEK KATHLEEN reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

VALIASEK KATHLEEN reported acquisition or exercise transactions in this Form 4 filing.

Local Bounti Corporation President and CEO Kathleen Valiasek received an equity award of 200,000 shares of common stock in the form of restricted stock units (RSUs) at a grant price of $0.00 per share. Following this grant, she directly holds 1,643,580 common shares.

The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to her continuous service with the company on each vesting date.

Insider Trade Summary

Grant/Award: 200,000 shares

Grant/Award 1 txn

Insider VALIASEK KATHLEEN

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	200,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 1,643,580 shares (Direct)

Footnotes (1)

1. F1. The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date.

Key Figures

RSU grant size: 200,000 shares Grant price: $0.00 per share Post-transaction holdings: 1,643,580 shares +3 more

6 metrics

RSU grant size 200,000 shares Restricted stock unit award to President and CEO

Grant price $0.00 per share RSU grant to CEO

Post-transaction holdings 1,643,580 shares Common stock directly held after RSU grant

First vesting date November 1, 2026 First of three equal RSU vesting installments

Second vesting date November 1, 2027 Second RSU vesting installment

Third vesting date November 1, 2028 Final RSU vesting installment

Key Terms

restricted stock units, RSUs, continuous service, vesting

4 terms

restricted stock units financial

"The RSUs will vest in three equal installments on November 1, 2026,"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"The RSUs will vest in three equal installments on November 1, 2026,"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

continuous service financial

"subject to the continuous service of the Reporting Person on each vesting date."

vesting financial

"The RSUs will vest in three equal installments on November 1, 2026,"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Local Bounti (LOCL) report for its CEO?

Local Bounti reported that President and CEO Kathleen Valiasek received a grant of 200,000 restricted stock units (RSUs). This equity award is compensation-related and carries a grant price of $0.00 per share, rather than an open-market purchase.

How many Local Bounti (LOCL) shares does the CEO hold after this Form 4?

After the RSU grant, CEO Kathleen Valiasek directly holds 1,643,580 shares of Local Bounti common stock. This figure reflects her position immediately following the compensation-related award disclosed in the Form 4 filing.

When do the CEO’s 200,000 RSUs at Local Bounti (LOCL) vest?

The 200,000 RSUs granted to CEO Kathleen Valiasek vest in three equal installments. Vesting dates are November 1, 2026, November 1, 2027, and November 1, 2028, contingent on her continuous service with Local Bounti through each vesting date.

Is the Local Bounti (LOCL) CEO Form 4 a stock purchase or a grant?

The Form 4 reflects a grant of restricted stock units, not an open-market stock purchase. The 200,000 RSUs were awarded at a grant price of $0.00 per share as part of compensation rather than a discretionary market transaction.

What conditions apply to the CEO’s RSU award at Local Bounti (LOCL)?

The RSU award is subject to a service-based condition. The 200,000 RSUs vest in three equal tranches only if CEO Kathleen Valiasek maintains continuous service with Local Bounti on each scheduled vesting date through 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/01/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

VALIASEK KATHLEEN

(Last) (First) (Middle)

C/O LOCAL BOUNTI CORPORATION

490 FOLEY LANE

(Street)

HAMILTON MONTANA 59840

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Local Bounti Corporation/DE [ LOCL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/01/2026		A		200,000(1)	A	$0	1,643,580	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date.

	/s/ Kathleen Valiasek	05/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)