Welcome to our dedicated page for LOCAL BOUNTI SEC filings (Ticker: LOCL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Local Bounti Corporation's SEC filings document the company's indoor agriculture business, public-company governance and capital structure. Its 8-K reports cover operating results, material financing agreements, leadership changes and NYSE continued-listing compliance notices tied to its common stock.
Proxy statements and stockholder-meeting filings describe director elections, auditor ratification, share-issuance approvals and voting matters connected to convertible note and warrant financing. These filings also provide formal records of governance procedures, securityholder votes and equity issuance mechanics for the Delaware corporation.
Initial Form 3 filed for Local Bounti Corporation (LOCL) reports that Dane Almassy is a director and serves as Chief Commercial Officer. The filing, dated 08/25/2025, shows no direct ownership of common stock and no derivative securities listed. The Form 3 was signed by an attorney-in-fact on 08/29/2025. This document records the required Section 16 disclosure of an officer/director's beneficial ownership but shows no current equity position.
Local Bounti Corporation (LOCL) filing a Form 144 notifies a proposed sale of 300 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $732.00. The filing reports 22,123,010 shares outstanding and an approximate sale date of 08/28/2025 on the NYSE. The shares were acquired as a gift on 12/28/2022 from Wheat Wind Farms LLC; the donor acquired them on 11/19/2021. The filing also lists numerous recent dispositions by KEBS TRUST during July–August 2025, including a 3,500-share sale on 07/10/2025 (gross $9,261.35). The notice includes the required representation that the seller has no undisclosed material adverse information.
Form 144 notice for Local Bounti Corporation (LOCL) reports a proposed sale of 226 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $545.16, and an approximate sale date of 08/27/2025 on the NYSE. The shares were acquired as a gift from affiliate Wheat Wind Farms LLC on 12/28/2022; the donor originally acquired those shares on 11/19/2021. The filing also discloses recent sales by KEBS TRUST totaling 15,874 common shares across multiple dates in July and August 2025. The filer affirms no undisclosed material adverse information and follows Rule 144 disclosure requirements.
Local Bounti Corporation (LOCL) filed a Rule 144 notice reporting a proposed sale of 400 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $975.08. The shares were reported acquired as a gift from Wheat Wind Farms LLC on 12/28/2022, with the donor having acquired them on 11/19/2021. The filer lists the total number of outstanding shares as 22123010. The notice also discloses multiple recent sales by KEBS TRUST between 07/09/2025 and 08/25/2025, showing ongoing dispositions of common stock in small lots. The filer attests there is no undisclosed material adverse information.
Local Bounti Corporation is soliciting proxies for a Special Meeting to be held via live audio webcast on October 14, 2025 for holders of record as of August 22, 2025. On the record date there were 22,123,010 shares outstanding and 44 holders of record. The Board unanimously recommends voting FOR two proposals: the NYSE Approval Proposal and an Adjournment Proposal, each requiring a majority of votes cast to pass. On August 1, 2025 the company entered a Purchase Agreement with majority stockholder U.S. Bounti providing a $10.0 million convertible note and a warrant to purchase up to 550,000 shares. The Note bears 6.0% annual interest (PIK semi-annually), has a first principal payment on August 1, 2029 and matures on August 1, 2030. The Note converts at $2.50 per share and the Warrant exercise price is $0.125 with a 10-year term.
Notice of Proposed Sale under Rule 144 for Local Bounti Corporation (LOCL) The filer reports a proposed sale of 500 shares of common stock through Morgan Stanley Smith Barney LLC with an aggregate market value of $1,223.40 and an approximate sale date of 08/25/2025. The shares were acquired as a gift from Wheat Wind Farms LLC on 12/28/2022, with the donor having acquired those securities on 11/19/2021. The filing also lists multiple common-stock sales by KEBS TRUST (490 Foley Lane, Hamilton MT) across July and August 2025 with individual transaction dates, share amounts, and gross proceeds provided. The filer represents no undisclosed material adverse information and provides the statutory signature attestation required on Form 144.
Local Bounti Corporation (LOCL) Form 144 notice: The filer proposes to sell 1,400 shares of common stock on 08/22/2025 through Morgan Stanley Smith Barney LLC with an aggregate market value of $3,396.40. The shares were acquired as a gift from Wheat Wind Farms LLC on 12/28/2022 (donor acquired them 11/19/2021). The filing lists total shares outstanding as 22,123,010. The notice also discloses multiple prior sales by KEBS TRUST during July–August 2025 totaling 13,574 shares with cumulative gross proceeds shown in individual trades. The filer certifies no undisclosed material adverse information.
Form 144 notice for Local Bounti Corporation (LOCL) shows a proposed sale of 800 common shares through Morgan Stanley Smith Barney LLC on the NYSE with an approximate aggregate market value of $1,993.04 and an approximate date of sale of 08/21/2025. The filer reports acquiring the 800 shares as a gift from Wheat Wind Farms LLC on 12/28/2022; the donor acquired the shares on 11/19/2021. The filing also lists multiple prior dispositions by KEBS TRUST between 05/22/2025 and 08/20/2025, including several sales in July and August 2025. The notice includes the required representation that the seller is not aware of undisclosed material adverse information.
Local Bounti Corporation (LOCL) Form 144 notice reports a proposed sale of 300 common shares to be executed on 08/20/2025 through Morgan Stanley Smith Barney LLC at an aggregate market value of $754.56. The shares were acquired by the seller as a gift from Wheat Wind Farms LLC on 12/28/2022, with the donor having acquired them on 11/19/2021.
The filing also discloses prior sales by KEBS TRUST totaling 14,253 shares in the past three months, generating approximately $37,276.65 in gross proceeds. The filer attests they possess no undisclosed material adverse information about the issuer.
Local Bounti Corporation is asking shareholders to vote at a virtual Special Meeting on October 14, 2025, to approve two proposals: an NYSE Approval Proposal and an Adjournment Proposal. The Board unanimously recommends voting FOR both proposals. The record date for voting is August 22, 2025, and the company permitted virtual attendance at virtualshareholdermeeting.com/LOCL2025SM using a 16-digit control number.
The proxy statement discloses a financing with majority stockholder U.S. Bounti under a Purchase Agreement providing a $10.0 million convertible note with an initial conversion price of $2.50 per share and a common stock purchase warrant to acquire up to 550,000 shares at a $0.125 exercise price. The Note accrues interest at 6.0% annually, payable as PIK semi-annually, with a maturity date of August 1, 2030. The disclosure shows 22,123,010 shares outstanding as of August 11, 2025.