STOCK TITAN

Local Bounti WTS (LOCLW) S-3 Filings

LOCLW OTC

Here are the S-3 shelf registrations from Local Bounti Corp WTS (LOCLW) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

An S-3 covers the shelf registration that lets an established company sell over time, so if you follow LOCLW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full LOCLW filings page.

Rhea-AI Summary

Local Bounti registers for resale up to 8,105,102 Conversion Shares and up to 5,500,000 Warrant Shares. These shares are issuable upon conversion of a $15.0 million convertible note (initial conversion price $2.50) and upon exercise of a warrant (exercise price $0.125).

The resale registration is being made on behalf of the selling stockholder (U.S. Bounti, LLC) and the company will not receive proceeds from resale transactions; however, the company would receive proceeds if the warrant is exercised for cash (aggregate proceeds if exercised in full: $687,500), which the company intends to use for working capital and general corporate purposes. Shares outstanding were 22,796,270 as of May 12, 2026.

Rhea-AI Summary

Local Bounti Corporation filed a resale registration for up to 5,902,902 shares of common stock, consisting of 5,352,902 shares issuable upon conversion of a convertible note and 550,000 shares issuable upon exercise of a common stock purchase warrant. The selling stockholder may sell these shares from time to time at market or negotiated prices.

The company will not receive proceeds from the selling stockholder’s resales. It would receive cash only upon any cash exercise of the warrant, which carries a $0.125 exercise price, for potential proceeds of $68,750. The convertible note has an initial principal balance of $10.0 million and an initial conversion price of $2.50 per share. Shares outstanding were 22,124,733 as of September 30, 2025.

On October 14, 2025, stockholders approved issuing the conversion and warrant shares in excess of 1% of outstanding common stock for NYSE compliance. LOCL last closed at $2.46 on November 13, 2025.