Morgan Stanley Smith Barney (LOW) files Form 144 to sell 2,500 shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 reporting a proposed sale of 2,500 shares of Common stock on 06/18/2026. The filing lists underlying award lots tied to earlier grants: 420 restricted shares (04/01/2024), 1,808 performance shares (04/01/2024), and 272 restricted shares (09/15/2024).

Insights

Equity Compensation Specialist

Form 144 notices a proposed affiliate sale tied to prior equity awards.

The filing records a proposed disposition of 2,500 shares of Common stock with a filing date of 06/18/2026. It breaks the position into prior award lots: restricted stock and performance-share grants dated 04/01/2024 and 09/15/2024.

Cash‑flow treatment and sale mechanics are not detailed in the excerpt; subsequent broker or trade reporting would show executed sales if they occur.

Key Figures

Proposed shares to be sold: 2,500 shares Reported dollar figure: $559,575.00 Grant — Restricted Stock (Apr 1, 2024): 420 shares +2 more

5 metrics

Proposed shares to be sold 2,500 shares Form 144 entry, <date>06/18/2026</date>

Reported dollar figure $559,575.00 Numeric field shown in the excerpt adjacent to the 2,500 shares line

Grant — Restricted Stock (Apr 1, 2024) 420 shares Listed under "Securities To Be Sold" with grant date <date>04/01/2024</date>

Grant — Performance Shares (Apr 1, 2024) 1,808 shares Listed under "Securities To Be Sold" with grant date <date>04/01/2024</date>

Grant — Restricted Stock (Sep 15, 2024) 272 shares Listed under "Securities To Be Sold" with grant date <date>09/15/2024</date>

Key Terms

Form 144, Restricted Stock, Performance Shares, NYSE

4 terms

Form 144 regulatory

""Filer Information" and header lines indicating proposed sale notice"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

""Restricted Stock | Issuer | ... | 420 | 04/01/2024""

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Performance Shares financial

""Performance Shares | Issuer | ... | 1808 | 04/01/2024""

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

NYSE market

""06/18/2026 | NYSE""

A large, regulated marketplace where stocks and other securities are listed and traded, acting like a global auction house that matches buyers and sellers and helps determine share prices. It matters to investors because listing and trading there provide liquidity, price discovery, and regulatory oversight—making it easier to buy or sell holdings and giving companies a visible platform that can affect credibility and access to capital.

FAQ

What does the Form 144 for LOW show?

It reports a proposed sale of 2,500 common shares on 06/18/2026. The filing lists award lots of 420 restricted shares, 1,808 performance shares, and 272 restricted shares with grant dates in 2024.

Does the Form 144 confirm the shares were sold?

No — Form 144 notifies intent to sell, not execution. This filing records a proposed disposition; trade execution and proceeds would appear in subsequent broker reporting or trade confirmations.

Which award types are listed in the filing?

Restricted stock and performance shares are listed. The excerpt shows restricted stock grants dated 04/01/2024 and 09/15/2024 and performance shares dated 04/01/2024, with respective counts of 420, 1,808, and 272.

Who is the filing entity listed on Form 144?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services. The record includes an exchange code of NYSE and the filing date 06/18/2026 in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/18/2026 - 04:36 PM Accepted by SEC EDGAR 06/18/2026 - 04:36 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2500	559575.00	560707041	06/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2024	Restricted Stock	Issuer			420	04/01/2024	Not Applicable
Common	04/01/2024	Performance Shares	Issuer			1808	04/01/2024	Not Applicable
Common	09/15/2024	Restricted Stock	Issuer			272	09/15/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)