LPTH director Form 4 shows RSU grant and stock acquisition

Rhea-AI Filing Summary

LightPath Technologies (LPTH) director equity update: A company director reported equity transactions involving Class A common stock and restricted stock units. On 11/20/2025, 19,355 shares of Class A common stock were acquired in a transaction coded "M," which typically indicates settlement or exercise of derivative securities. Following this transaction, the director directly beneficially owned 69,151 shares of Class A common stock.

Separately, on 11/18/2025, the director was granted 8,824 restricted stock units, each representing a contingent right to receive one share of Class A common stock. These restricted stock units vest one year from the grant date, with directors allowed to defer receipt of the underlying shares to a future date. Any unvested restricted stock units will fully vest if the director leaves the board.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Crider Kimberly Anne

(Last) (First) (Middle)

2603 CHALLENGER TECH COURT

SUITE 100

(Street)

ORLANDO FL 32826

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LIGHTPATH TECHNOLOGIES INC [ LPTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	11/20/2025		M		19,355	A	(1)	69,151	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units	(2)	11/18/2025		A		8,824		(3)	(3)	Class A common stock	8,824	(2)	8,824	D

Explanation of Responses:

1. Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.

2. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

3. The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

	/s/ Natalie King, attorney-in-fact	11/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did the LPTH director report on this Form 4?

The director reported acquiring 19,355 shares of LightPath Technologies Class A common stock on 11/20/2025 in a transaction coded "M," reflecting settlement or exercise of derivative securities.

How many LPTH shares does the director own after the reported transaction?

After the reported transaction, the director directly beneficially owned 69,151 shares of LightPath Technologies Class A common stock.

What restricted stock units were granted to the LPTH director?

On 11/18/2025, the director received 8,824 restricted stock units, each representing a contingent right to receive one share of LightPath Technologies Class A common stock.

When do the LPTH director’s restricted stock units vest?

The restricted stock units vest one year from the grant date, and any unvested units will vest immediately if the director leaves the board.

Can the LPTH director defer receipt of shares underlying the RSUs?

Yes. The disclosure states that directors may elect to defer receipt of the shares underlying the restricted stock units to a future date.

What does the "M" transaction code mean for the LPTH Form 4?

The transaction code "M" is used for the exercise or conversion of derivative securities, here associated with the settlement of restricted stock units into Class A common stock.