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[Form 4] LIGHTPATH TECHNOLOGIES INC Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

LightPath Technologies director and 10% owner North Run Strategic Opportunities Fund I, LP reported an open-market sale of 300,092 shares of Class A Common Stock on February 25, 2026 at a weighted average price of $12.18 per share.

According to the filing, individual sale prices ranged from $12.0076 to $12.3617. After this transaction, North Run Strategic Opportunities Fund I, LP reports owning 2,955,522 shares, which may also be deemed beneficially owned by its general partner entity and two associated members.

Positive

  • None.

Negative

  • None.
Insider North Run Strategic Opportunities Fund I, LP, ELLIS THOMAS B, HAMMER TODD B, North Run Strategic Opportunities Fund I GP, LLC
Role Director, 10% Owner | Director | Insider | Insider
Sold 300,092 shs ($3.66M)
Type Security Shares Price Value
Sale Class A Common Stock 300,092 $12.18 $3.66M
Holdings After Transaction: Class A Common Stock — 2,955,522 shares (Indirect, See footnote)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0076 to $12.3617, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
North Run Strategic Opportunities Fund I, LP
(Last) (First) (Middle)
867 BOYLSTON STREET, 5TH FLOOR
#1361
(Street)
BOSTON MA 02116
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIGHTPATH TECHNOLOGIES INC [ LPTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/25/2026 S 300,092 D $12.18(1) 2,955,522 I See footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
North Run Strategic Opportunities Fund I, LP
(Last) (First) (Middle)
867 BOYLSTON STREET, 5TH FLOOR
#1361
(Street)
BOSTON MA 02116
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ELLIS THOMAS B
(Last) (First) (Middle)
867 BOYLSTON STREET, 5TH FLOOR
#1361
(Street)
BOSTON MA 02116
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
HAMMER TODD B
(Last) (First) (Middle)
867 BOYLSTON STREET, 5TH FLOOR
#1361
(Street)
BOSTON MA 02116
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Member
1. Name and Address of Reporting Person*
North Run Strategic Opportunities Fund I GP, LLC
(Last) (First) (Middle)
867 BOYLSTON STREET, 5TH FLOOR
#1361
(Street)
BOSTON MA 02116
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Member
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0076 to $12.3617, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
2. The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.
/s/ North Run Strategic Opportunities Fund I, LP 02/27/2026
/s/ Thomas B. Ellis 02/27/2026
/s/ Todd B. Hammer 02/27/2026
/s/ North Run Strategic Opportunities Fund I GP, LLC, By: /s/ Thomas B. Ellis, Member 02/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did North Run Strategic Opportunities Fund I, LP report for LightPath Technologies (LPTH)?

North Run Strategic Opportunities Fund I, LP reported selling 300,092 shares of LightPath Technologies Class A Common Stock in an open-market transaction on February 25, 2026. This filing reflects activity by a director and 10% owner entity associated with the company.

At what price did the North Run fund sell its LPTH shares in this Form 4 filing?

The fund reported a weighted average sale price of $12.18 per LPTH share. Individual trades occurred across multiple transactions, with prices ranging from $12.0076 to $12.3617, according to the detailed pricing disclosure included in the footnotes of the filing.

How many LightPath Technologies (LPTH) shares does North Run report owning after the sale?

Following the reported sale, North Run Strategic Opportunities Fund I, LP reports beneficial ownership of 2,955,522 shares of LightPath Technologies Class A Common Stock. The filing notes these shares may also be deemed indirectly owned by its general partner entity and two associated members.

Who are the reporting persons named in this LightPath Technologies (LPTH) Form 4?

The filing lists North Run Strategic Opportunities Fund I, LP as a director and 10% owner, plus Thomas B. Ellis and Todd B. Hammer, and North Run Strategic Opportunities Fund I GP, LLC. The securities are directly held by the fund, with others potentially deemed indirect beneficial owners.

Was the LPTH insider transaction by North Run a purchase or a sale?

The transaction was a sale of LightPath Technologies shares. The Form 4 classifies it as an open-market sale, uses transaction code “S,” and shows a reduction of 300,092 shares in the fund’s position, resulting in net selling activity for this reporting period.