LightPath (LPTH) CEO RSU vesting adds 16,951 shares to holdings

LightPath Technologies (LPTH) CEO stock award vests The Chief Executive Officer and director of LightPath Technologies reported the vesting of restricted stock units on 11/17/2025.

Rhea-AI Filing Summary

LightPath Technologies (LPTH) CEO stock award vests

The Chief Executive Officer and director of LightPath Technologies reported the vesting of restricted stock units on 11/17/2025. The filing shows that 16,951 shares of Class A common stock were acquired upon settlement of these restricted stock units on a one-for-one basis. Some shares were withheld to cover the executive's share of payroll taxes, which is a common practice for equity compensation. After this transaction, the executive directly beneficially owns 244,673 shares of LightPath Technologies Class A common stock.

Insider Trade Summary

Exercise: 16,951 shares

Exercise 1 txn

Insider Rubin Shmuel

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise	Class A common stock	16,951	$0.00	$0.00

Holdings After Transaction: Class A common stock — 244,673 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

FAQ

What insider transaction did LightPath Technologies (LPTH) report?

LightPath Technologies reported that its Chief Executive Officer and director acquired 16,951 shares of Class A common stock on 11/17/2025 through the vesting of restricted stock units.

How many LightPath Technologies (LPTH) shares does the CEO own after this transaction?

Following the reported transaction, the executive directly beneficially owns 244,673 shares of LightPath Technologies Class A common stock.

What was the source of the 16,951 LPTH shares acquired by the CEO?

The 16,951 shares of Class A common stock came from restricted stock units that were settled on a one-for-one basis upon vesting.

Were any LightPath Technologies shares sold in this Form 4 filing?

No open-market sales are reported. The filing explains that shares from the vested restricted stock units were withheld to cover the employee's share of payroll taxes, which is an administrative step rather than a discretionary sale.

What is the role of the reporting person at LightPath Technologies (LPTH)?

The reporting person is both a Director and the Chief Executive Officer of LightPath Technologies.

What type of security is involved in this LightPath Technologies Form 4?

The transaction involves Class A common stock of LightPath Technologies, received upon settlement of restricted stock units.

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Accepted by SEC EDGAR 11/18/2025 - 04:39 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rubin Shmuel

(Last) (First) (Middle)

2603 CHALLENGER TECH COURT

SUITE 100

(Street)

ORLANDO FL 32826

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LIGHTPATH TECHNOLOGIES INC [ LPTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	11/17/2025		M		16,951	A	(1)	244,673	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

	/s/ Natalie King, attorney-in-fact	11/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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