Welcome to our dedicated page for LIGHTPATH TECHNOLOGIES SEC filings (Ticker: LPTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LightPath Technologies, Inc. filings document operating results, material events, governance votes, acquisitions, and capital-structure disclosures for an optics and imaging systems manufacturer. Form 8-K reports include quarterly financial results, Regulation FD investor presentations, annual meeting voting results, and material agreement disclosures.
The filing record also documents completed acquisition activity, including pro forma financial information for G5 Infrared, and disclosures involving Class A common stock, Series G preferred stock, acquisition earnout liabilities, infrared cameras, assemblies, BlackDiamond optical solutions, and manufacturing capacity.
North Run Strategic Opportunities Fund I and its affiliates report beneficial ownership of 6,717,376 LightPath Technologies Class A shares, about 9.6% of the outstanding stock based on 62,789,407 shares as of May 4, 2026 plus later issuances.
Recent activity includes open-market sales of 83,052, 45,000 and 165,000 shares on May 12–14, 2026 at weighted average prices around $12.16–$12.29 per share. On June 2, 2026, the fund converted 7,678.51 Series G Convertible Preferred shares into 3,571,400 common shares at a $2.15 conversion price.
In a registered secondary offering that closed June 3, 2026, North Run sold 3,571,400 shares at $14.00 per share to purchasers under a securities purchase agreement, receiving net proceeds of about $47.75 million after placement agent fees.
North Run Strategic Opportunities Fund I, LP, a major holder of LightPath Technologies, converted preferred stock into common shares and then sold a large block. On June 2, 2026, the reporting persons converted 7,678.51 shares of Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share with no cash paid. On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold those 3,571,400 common shares in a registered secondary offering at $14.00 per share, an open-market sale attributed to the fund. After the transactions, the fund still indirectly holds 2,934,828 shares of Class A Common Stock and 6,493.08 shares of the preferred stock, which is described as perpetual with no expiration date.
LightPath Technologies is offering 3,571,400 shares of Class A common stock at $14.00 per share. The prospectus supplement also registers a resale of 3,571,400 shares by a selling stockholder at $14.00 per share.
The company expects net proceeds from the primary offering of approximately $47.0 million after placement agent fees; the placement agent fee is 4.5%. Delivery of shares is expected on or about June 3, 2026. The company will not receive proceeds from the selling stockholder’s resale. Shares outstanding after the offerings are stated as 69,932,207.
LightPath Technologies, Inc. is offering 3,571,400 shares of Class A common stock at $14.00 per share in a primary placement, while a selling stockholder is concurrently reselling 3,571,400 shares at the same price.
The primary sale is expected to yield approximately $47.0 million in net proceeds to the company, after placement agent fees; the company will not receive proceeds from the selling stockholder’s resale. Delivery is expected on or about June 3, 2026. The offering is being conducted with Craig-Hallum as sole placement agent under a reasonable best efforts placement agency agreement, and shares will trade on Nasdaq under the symbol LPTH.
LightPath Technologies entered into a securities purchase agreement for a registered direct offering of 7,142,800 shares of Class A common stock at $14.00 per share. The company sold 3,571,400 primary shares, generating gross proceeds of approximately $50.0 million and estimated net proceeds of about $47.0 million for working capital, investments, acquisitions and general corporate purposes.
An additional 3,571,400 secondary shares were sold by North Run Strategic Opportunities Fund I, LP, from which the company will not receive proceeds. Craig-Hallum Capital Group LLC acted as sole placement agent and will receive a 4.5% cash fee on gross proceeds to both the company and the selling stockholder. The agreements include 60-day lock-up arrangements and restrictions on new equity issuance and variable rate transactions following closing.