Welcome to our dedicated page for Lightpath Technologies SEC filings (Ticker: LPTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LightPath Technologies, Inc. (NASDAQ: LPTH) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents offer detailed insight into how LightPath reports on its optics and imaging business, capital structure, governance, and material events.
Investors can review current reports on Form 8-K, which LightPath uses to announce significant developments. Recent 8-K filings describe items such as the entry into an underwriting agreement for a public offering of Class A common stock under an effective Form S-3 shelf registration statement, the results of annual and special stockholder meetings, the acquisition of G5 Infrared, LLC and related pro forma financial information, private placement agreements, and the appointment of new directors.
The page also links to proxy materials on Schedule 14A, where LightPath outlines proposals for stockholder votes, including director elections, advisory votes on executive compensation, amendments to the 2018 Stock Incentive Compensation Plan, adoption of an employee stock purchase plan, and ratification of the independent registered public accounting firm. Voting outcomes are later reported in corresponding 8-K filings under Item 5.07.
Through Stock Titan, users can access annual and quarterly reports (Forms 10-K and 10-Q, when filed) that typically contain segment-level revenue information for infrared components, visible components, assemblies and modules, and engineering services, along with risk factors and management’s discussion of the optics and infrared imaging business. Filings related to equity offerings, such as shelf registration statements and prospectus supplements referenced in 8-Ks, provide additional detail on LightPath’s financing activities and intended use of proceeds.
Stock Titan enhances these filings with AI-powered summaries that highlight key points, such as changes in capital structure, equity compensation plan amendments, acquisition impacts, and governance decisions. Real-time updates from EDGAR, combined with simplified explanations of complex documents, help readers follow LightPath’s regulatory history, including stockholder approvals, board changes, and transactions that support its optics and imaging operations.
LightPath Technologies, Inc. filed a current report to note that it released financial results for its fiscal 2026 first quarter, which ended on September 30, 2025. The company issued a press release on November 11, 2025, discussing its results of operations and financial condition for that quarter.
The report itself mainly identifies the press release, which is included as an exhibit, rather than detailing specific revenue, profit, or cash flow figures.
LightPath Technologies (LPTH) filed its definitive proxy for a virtual Annual Meeting on December 17, 2025, at 11:00 a.m. ET. Stockholders will vote to elect three Class I directors, hold an advisory say‑on‑pay vote, approve Amendment No. 2 to the 2018 Stock and Incentive Compensation Plan to increase shares available for future grants by 2,500,000 Class A shares, and ratify BDO USA, P.C. as auditor.
The meeting is virtual-only via web portal access using a control number. The record date is October 24, 2025. Voting classes include Class A Common Stock and Series G Convertible Preferred Stock on an as‑converted basis. As context, Class A shares outstanding were 45,426,924 and Series G Preferred outstanding were 24,955.9 on the record date. Proposal 4 is a broker‑discretionary item; the other proposals are not.
The Board recommends “FOR” all proposals. The proxy also outlines Board structure, committee compositions, executive compensation practices, and stock ownership and trading policies.
LightPath Technologies (LPTH)Director. The filing reports no securities beneficially owned as of the event on 10/09/2025. The form indicates it was filed by one reporting person, and includes a Power of Attorney (Exhibit 24) with the signature by an attorney-in-fact.
LightPath Technologies (LPTH) appointed Mark Caylor to its Board effective October 9, 2025. He fills an existing vacancy as a Class I director and will serve until a successor is duly elected and qualified or until earlier departure events.
The Board determined Mr. Caylor is independent under Nasdaq Rule 5605(a)(2). His appointment fulfills a commitment under the February 13, 2025 Securities Purchase Agreement, under which North Run Strategic Opportunities Fund I, LP designated him as the independent director. Mr. Caylor previously served as corporate vice president and president of Northrop Grumman Mission Systems (2018–2024).
He will receive the Company’s standard non‑employee director compensation. The Company reports no related‑party transactions exceeding $120,000 involving Mr. Caylor since July 1, 2024. An exhibit includes a press release dated October 13, 2025.
Marathon Micro Fund, L.P. filed an amended Schedule 13G reporting beneficial ownership of 2,150,000 shares of LightPath Technologies, Inc. common stock, representing
The registration statement permits the selling stockholders to dispose of registered securities using a broad set of market methods. These methods include ordinary brokerage transactions, broker‑dealer solicited sales, block trades where the broker may act as agent or position and resell a portion as principal, purchases and resales by broker‑dealers for their accounts, exchange distributions under exchange rules, privately negotiated transactions, settlement of short sales, agreed sales of specified numbers at stipulated prices, and sales via writing or settlement of options or other hedging transactions. The statement also allows combinations of these approaches or any other method permitted by law.
LightPath Technologies, Inc. reports a fiscal year focused on strategic acquisition and financing activity to expand its optical assemblies and infrared materials capabilities. The company completed the acquisition of G5 Infrared, recognizing $7.0 million of goodwill tied to market presence and workforce and recording an increase of $5.0 million (an increase of $1.4 million) included in the change in fair value of acquisition liabilities in the consolidated statements.
To fund the acquisition the company completed a Securities Purchase Agreement that generated approximately $32.2 million of proceeds (inclusive of conversion of a bridge promissory note) before $2.2 million of offering expenses, issued Series G Convertible Preferred Stock, warrants exercisable at $2.58, and Acquisition Notes that include an EBITDA conversion trigger of $4.9 million. The company also completed a $8.0 million private placement of 1.6 million shares at $5.00 per share on September 16, 2025.
LightPath Technologies, Inc. filed a current report stating that it issued a press release announcing financial results for its fourth quarter and fiscal year ended June 30, 2025. The press release is included as Exhibit 99.1 and covers the company’s fiscal 2025 fourth quarter and full year.
LightPath Technologies, Inc. filed a Form D reporting an equity offering under Rule 506(b) in which the issuer states a $8,000,000 total offering amount and indicates $8,000,000 sold with $0 remaining. The filing lists the offering's first sale date as 2025-09-16 and was signed by CEO Shmuel Rubin on 2025-09-23. The company classifies the securities as equity, does not intend the offering to last more than one year, reports a $0 minimum investment accepted, and discloses
LightPath Technologies, Inc. entered into a Securities Purchase Agreement with Unusual Machines, Inc. and Ondas Holdings Inc. for a private sale of 1,600,000 shares of Class A common stock at $5.00 per share, for expected gross proceeds of $8.0 million before expenses. The company plans to use the cash for working capital and general corporate purposes, with closing expected on or about September 17, 2025, subject to customary conditions.
At closing, LightPath will sign a Registration Rights Agreement obligating it to file a resale registration statement for these shares within 15 days of closing and to seek effectiveness within 75 days. Directors and officers have agreed to a six-month lock-up on their holdings, and North Run Strategic Opportunities Fund I, LP agreed to a 90-day lock-up, limiting near-term insider and large-holder sales.