Welcome to our dedicated page for Lightpath Technologies SEC filings (Ticker: LPTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LightPath Technologies, Inc. (NASDAQ: LPTH) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents offer detailed insight into how LightPath reports on its optics and imaging business, capital structure, governance, and material events.
Investors can review current reports on Form 8-K, which LightPath uses to announce significant developments. Recent 8-K filings describe items such as the entry into an underwriting agreement for a public offering of Class A common stock under an effective Form S-3 shelf registration statement, the results of annual and special stockholder meetings, the acquisition of G5 Infrared, LLC and related pro forma financial information, private placement agreements, and the appointment of new directors.
The page also links to proxy materials on Schedule 14A, where LightPath outlines proposals for stockholder votes, including director elections, advisory votes on executive compensation, amendments to the 2018 Stock Incentive Compensation Plan, adoption of an employee stock purchase plan, and ratification of the independent registered public accounting firm. Voting outcomes are later reported in corresponding 8-K filings under Item 5.07.
Through Stock Titan, users can access annual and quarterly reports (Forms 10-K and 10-Q, when filed) that typically contain segment-level revenue information for infrared components, visible components, assemblies and modules, and engineering services, along with risk factors and management’s discussion of the optics and infrared imaging business. Filings related to equity offerings, such as shelf registration statements and prospectus supplements referenced in 8-Ks, provide additional detail on LightPath’s financing activities and intended use of proceeds.
Stock Titan enhances these filings with AI-powered summaries that highlight key points, such as changes in capital structure, equity compensation plan amendments, acquisition impacts, and governance decisions. Real-time updates from EDGAR, combined with simplified explanations of complex documents, help readers follow LightPath’s regulatory history, including stockholder approvals, board changes, and transactions that support its optics and imaging operations.
LightPath Technologies (LPTH) filed a Form 4 reporting equity compensation activity by its Chief Financial Officer. On 11/20/2025, 4,137 Class A common shares were acquired following the vesting and settlement of previously granted restricted stock units, with shares withheld to cover the employee’s payroll taxes. Following this transaction, the officer beneficially owned 66,732 Class A common shares.
The filing also reports restricted stock unit awards. On 03/07/2025, 16,407 restricted stock units were granted, each representing a right to receive one Class A common share, vesting in three equal tranches on November 20, 2025, 2026 and 2027. On 11/18/2025, an additional 5,697 restricted stock units were granted, vesting equally over three years starting November 18, 2026.
LightPath Technologies (LPTH) Chief Executive Officer and Director reported several equity transactions in company stock. On November 20, 2025, 9,529 shares of Class A common stock were acquired following the vesting of restricted stock units, increasing direct beneficial ownership to 254,202 shares. The filing notes that shares were withheld to cover the employee’s payroll taxes.
The executive was also granted 37,793 restricted stock units on March 7, 2025 and 13,127 restricted stock units on November 18, 2025. Each unit represents a right to receive one share of Class A common stock, with the awards vesting over multi-year schedules extending through 2027.
LightPath Technologies, Inc. has filed a shelf registration statement on Form S-3 to offer from time to time up to $200,000,000 of securities. The company may issue shares of its Class A common stock, warrants to purchase Class A common stock, and/or units combining these securities, in one or more offerings, with final terms set in separate prospectus supplements.
LightPath’s Class A common stock trades on The Nasdaq Capital Market under the symbol “LPTH”, with a last reported sale price of $6.18 per share on November 20, 2025. As of November 20, 2025, 45,426,924 shares of Class A common stock were outstanding. The company states that, unless indicated otherwise in an applicable prospectus supplement, net proceeds from future sales will be used for general corporate purposes, which may include working capital, investments, reducing indebtedness, and acquisitions.
LightPath Technologies, Inc. filed an amended Form 8-K/A to update prior disclosures related to its acquisition of G5 Infrared, LLC. The company previously agreed, under a Membership Interest Purchase Agreement dated February 13, 2025, to acquire all of the issued and outstanding membership interests of G5 Infrared from its sellers, and completed this transaction on February 18, 2025. This amendment provides an unaudited pro forma consolidated statement of operations for the fiscal year ended June 30, 2025, showing how LightPath’s results would look after giving effect to the G5 Infrared acquisition, which is included as Exhibit 99.1.
LightPath Technologies (LPTH) CEO stock award vests
The Chief Executive Officer and director of LightPath Technologies reported the vesting of restricted stock units on 11/17/2025. The filing shows that 16,951 shares of Class A common stock were acquired upon settlement of these restricted stock units on a one-for-one basis. Some shares were withheld to cover the executive's share of payroll taxes, which is a common practice for equity compensation. After this transaction, the executive directly beneficially owns 244,673 shares of LightPath Technologies Class A common stock.
LightPath Technologies (LPTH) reported an insider equity transaction by its Chief Financial Officer on a Form 4. On 11/17/2025, restricted stock units were settled into 7,359 shares of Class A common stock on a one-for-one basis upon vesting. The filing notes that some shares were withheld to cover the employee's share of payroll taxes, a common practice in equity compensation. After this transaction, the reporting person beneficially owned 62,595 shares of Class A common stock directly.
LightPath Technologies (LPTH) reported its Q1 FY2026 results for the quarter ended September 30, 2025. Revenue rose to $15,058,281 from $8,400,381 a year ago, driven by growth in infrared components and assemblies and modules. Gross profit was $4,482,572.
The company posted an operating loss of $2,505,778 and a net loss of $2,893,002 (basic and diluted EPS $(0.07)), compared with a net loss of $1,622,745 in the prior-year quarter. Operating expenses increased to $6,988,350, including a $1,282,529 non‑cash increase from the change in fair value of acquisition liabilities related to the G5 Infrared earnout.
Liquidity improved: cash and cash equivalents were $11,507,418 versus $4,877,036 at June 30, 2025, aided by a $7,894,045 private equity placement. Deferred revenue was $1.0 million. By product group, revenue was $4,257,955 infrared components, $3,838,306 visible components, $5,859,498 assemblies and modules, and $1,102,522 engineering services.
LightPath Technologies, Inc. filed a current report to note that it released financial results for its fiscal 2026 first quarter, which ended on September 30, 2025. The company issued a press release on November 11, 2025, discussing its results of operations and financial condition for that quarter.
The report itself mainly identifies the press release, which is included as an exhibit, rather than detailing specific revenue, profit, or cash flow figures.
LightPath Technologies (LPTH) filed its definitive proxy for a virtual Annual Meeting on December 17, 2025, at 11:00 a.m. ET. Stockholders will vote to elect three Class I directors, hold an advisory say‑on‑pay vote, approve Amendment No. 2 to the 2018 Stock and Incentive Compensation Plan to increase shares available for future grants by 2,500,000 Class A shares, and ratify BDO USA, P.C. as auditor.
The meeting is virtual-only via web portal access using a control number. The record date is October 24, 2025. Voting classes include Class A Common Stock and Series G Convertible Preferred Stock on an as‑converted basis. As context, Class A shares outstanding were 45,426,924 and Series G Preferred outstanding were 24,955.9 on the record date. Proposal 4 is a broker‑discretionary item; the other proposals are not.
The Board recommends “FOR” all proposals. The proxy also outlines Board structure, committee compositions, executive compensation practices, and stock ownership and trading policies.
LightPath Technologies (LPTH) filed a Form 3 initial statement for a reporting person who is a Director. The filing reports no securities beneficially owned as of the event on 10/09/2025. The form indicates it was filed by one reporting person, and includes a Power of Attorney (Exhibit 24) with the signature by an attorney-in-fact.