Welcome to our dedicated page for Lightpath Technologies SEC filings (Ticker: LPTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LightPath Technologies, Inc. (NASDAQ: LPTH) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents offer detailed insight into how LightPath reports on its optics and imaging business, capital structure, governance, and material events.
Investors can review current reports on Form 8-K, which LightPath uses to announce significant developments. Recent 8-K filings describe items such as the entry into an underwriting agreement for a public offering of Class A common stock under an effective Form S-3 shelf registration statement, the results of annual and special stockholder meetings, the acquisition of G5 Infrared, LLC and related pro forma financial information, private placement agreements, and the appointment of new directors.
The page also links to proxy materials on Schedule 14A, where LightPath outlines proposals for stockholder votes, including director elections, advisory votes on executive compensation, amendments to the 2018 Stock Incentive Compensation Plan, adoption of an employee stock purchase plan, and ratification of the independent registered public accounting firm. Voting outcomes are later reported in corresponding 8-K filings under Item 5.07.
Through Stock Titan, users can access annual and quarterly reports (Forms 10-K and 10-Q, when filed) that typically contain segment-level revenue information for infrared components, visible components, assemblies and modules, and engineering services, along with risk factors and management’s discussion of the optics and infrared imaging business. Filings related to equity offerings, such as shelf registration statements and prospectus supplements referenced in 8-Ks, provide additional detail on LightPath’s financing activities and intended use of proceeds.
Stock Titan enhances these filings with AI-powered summaries that highlight key points, such as changes in capital structure, equity compensation plan amendments, acquisition impacts, and governance decisions. Real-time updates from EDGAR, combined with simplified explanations of complex documents, help readers follow LightPath’s regulatory history, including stockholder approvals, board changes, and transactions that support its optics and imaging operations.
LightPath Technologies (LPTH) director equity update: A company director reported equity transactions involving Class A common stock and restricted stock units. On 11/20/2025, 19,355 shares of Class A common stock were acquired in a transaction coded "M," which typically indicates settlement or exercise of derivative securities. Following this transaction, the director directly beneficially owned 69,151 shares of Class A common stock.
Separately, on 11/18/2025, the director was granted 8,824 restricted stock units, each representing a contingent right to receive one share of Class A common stock. These restricted stock units vest one year from the grant date, with directors allowed to defer receipt of the underlying shares to a future date. Any unvested restricted stock units will fully vest if the director leaves the board.
LightPath Technologies (LPTH)8,824 restricted stock units, each representing the right to receive one share of Class A common stock.
The restricted stock units were granted on 11/18/2025 and vest one year from the grant date. Directors may elect to defer when they actually receive the underlying shares, allowing settlement at a future date. Any restricted stock units that have not yet vested will fully vest if the director leaves the board.
LightPath Technologies Inc. (LPTH) reported an insider equity grant for a company director on a Form 4. On 11/18/2025, the director received 8,824 restricted stock units (RSUs), each representing the right to receive one share of Class A common stock. The RSUs are scheduled to vest one year from the grant date, and the director may elect to defer receipt of the shares to a future date. Any RSUs that are still unvested will fully vest if the director leaves the board, accelerating the award at that time.
LightPath Technologies (LPTH) reported a Form 4 insider transaction showing an equity award to a company director. On 11/18/2025, the director received 8,824 restricted stock units (RSUs) that each represent a contingent right to receive one share of Class A common stock.
The RSUs vest one year from the grant date. The director may elect to defer when the underlying shares are actually delivered to a future date. The disclosure also notes that any RSUs that are still unvested will vest immediately if the director leaves the board, accelerating delivery rights to the underlying shares.
LightPath Technologies, Inc. (LPTH) reported a new equity award to one of its directors. On 11/18/2025, the director received 8,824 restricted stock units (RSUs) tied to the company’s Class A common stock, as shown in the derivative securities table.
Each RSU represents the right to receive one share of Class A common stock. The RSUs are scheduled to vest one year from the grant date, although the director may elect to defer actual receipt of the shares to a later time. Any RSUs that remain unvested will vest immediately if the director leaves the board, accelerating delivery of those share rights.
LightPath Technologies (LPTH) director and 10% owner Form 4 filing reports equity compensation activity and related ownership details. On 11/20/2025, 6,968 shares of Class A common stock were acquired indirectly following the settlement of previously granted restricted stock units on a one-for-one basis upon vesting. These securities are held through North Run Capital, LP and may be deemed indirectly owned by North Run Advisors, LLC and the reporting person.
The filing also shows a separate award of 8,824 restricted stock units on 11/18/2025, each representing a contingent right to receive one share of Class A common stock. The units vest one year from the grant date, with directors able to elect to defer receipt of the shares, and any unvested units vest immediately if the director leaves the board.
LightPath Technologies (LPTH) director reports equity transactions. A director acquired 19,355 shares of Class A common stock on 11/20/2025 through the settlement of restricted stock units and now holds 171,412 shares directly. The filing also reports 8,824 restricted stock units granted on 11/18/2025, each representing the right to receive one share of Class A common stock. These restricted stock units vest one year from the grant date, with directors allowed to defer receipt of the shares, and any unvested units vesting immediately if the director leaves the board.
LightPath Technologies (LPTH) filed a Form 4 reporting equity compensation activity by its Chief Financial Officer. On 11/20/2025, 4,137 Class A common shares were acquired following the vesting and settlement of previously granted restricted stock units, with shares withheld to cover the employee’s payroll taxes. Following this transaction, the officer beneficially owned 66,732 Class A common shares.
The filing also reports restricted stock unit awards. On 03/07/2025, 16,407 restricted stock units were granted, each representing a right to receive one Class A common share, vesting in three equal tranches on November 20, 2025, 2026 and 2027. On 11/18/2025, an additional 5,697 restricted stock units were granted, vesting equally over three years starting November 18, 2026.
LightPath Technologies (LPTH) Chief Executive Officer and Director reported several equity transactions in company stock. On November 20, 2025, 9,529 shares of Class A common stock were acquired following the vesting of restricted stock units, increasing direct beneficial ownership to 254,202 shares. The filing notes that shares were withheld to cover the employee’s payroll taxes.
The executive was also granted 37,793 restricted stock units on March 7, 2025 and 13,127 restricted stock units on November 18, 2025. Each unit represents a right to receive one share of Class A common stock, with the awards vesting over multi-year schedules extending through 2027.
LightPath Technologies, Inc. has filed a shelf registration statement on Form S-3 to offer from time to time up to $200,000,000 of securities. The company may issue shares of its Class A common stock, warrants to purchase Class A common stock, and/or units combining these securities, in one or more offerings, with final terms set in separate prospectus supplements.
LightPath’s Class A common stock trades on The Nasdaq Capital Market under the symbol “LPTH”, with a last reported sale price of $6.18 per share on November 20, 2025. As of November 20, 2025, 45,426,924 shares of Class A common stock were outstanding. The company states that, unless indicated otherwise in an applicable prospectus supplement, net proceeds from future sales will be used for general corporate purposes, which may include working capital, investments, reducing indebtedness, and acquisitions.