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LQDA (NASDAQ) Rule 144 notice lists 3 recent dispositions by affiliate

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

LQDA Rule 144 notice: The filing lists proposed sales of Common stock tied to employee plans and restricted stock units and discloses three recent dispositions by Sarah Krepp. The filing shows 5,749 shares under an Employee Stock Purchase Plan and 19,131 Restricted Stock Units.

The reported dispositions by Sarah Krepp total individual transactions of 276, 4,557, and 16,261 shares on 06/01/2026, 04/13/2026, and 03/13/2026, with proceeds shown as $16,800.12, $174,852.09, and $617,918.00.

Positive

  • None.

Negative

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Insights

Rule 144 notice discloses planned resale and recent dispositions by an affiliate.

The filing enumerates securities associated with an Employee Stock Purchase Plan (5,749 shares) and Restricted Stock Units (19,131 units). It also lists three dispositions by Sarah Krepp with share counts and gross proceeds.

Timing and disposition mechanics are those reported on the form; cash‑flow recipients and any holds or transfer restrictions are not detailed in the excerpt. Subsequent filings or confirmations would show final sale methods and net proceeds.

Employee Stock Purchase Plan shares 5,749 shares listed under Securities To Be Sold
Restricted Stock Units 19,131 units listed under Securities To Be Sold
Disposition on 03/13/2026 16,261 shares sale by Sarah Krepp, proceeds <money>$617,918.00</money>
Disposition on 04/13/2026 4,557 shares sale by Sarah Krepp, proceeds <money>$174,852.09</money>
Disposition on 06/01/2026 276 shares sale by Sarah Krepp, proceeds <money>$16,800.12</money>
Employee Stock Purchase Plan financial
"Employee Stock Purchase Plan | Issuer | 5749"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Restricted Stock Units financial
"Restricted Stock Units | Issuer | 19131"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common market
"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"
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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does LQDA's Form 144 disclose about securities being sold?

The Form 144 lists 5,749 shares under an Employee Stock Purchase Plan and 19,131 Restricted Stock Units as securities referenced in the notice. It identifies methods and counts for potential resale but does not state final sale execution details.

Who reported recent stock dispositions in the LQDA Form 144?

Sarah Krepp is the reporting party. The filing lists three past dispositions on 03/13/2026, 04/13/2026, and 06/01/2026 with share counts and gross amounts shown for each transaction.

How many shares did Sarah Krepp report selling in recent transactions?

The filing shows dispositions of 16,261, 4,557, and 276 shares on the listed dates. Each transaction row in the excerpt includes the share count and a corresponding dollar amount of proceeds.

Does the Form 144 state who receives the proceeds from these sales for LQDA?

The excerpt reports gross dollar amounts for each disposition but does not identify who received the proceeds. The notice format lists transaction proceeds; payee or net‑proceeds allocation is not specified in the provided content.