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Liquidity Services (NASDAQ: LQDT) director reports RSU vesting and fresh equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Liquidity Services Inc. director Jaime Mateus-Tique reported equity awards and vesting activity. On March 1, 2026, 4,928 restricted stock units vested and converted into the same number of common shares, and he received a new grant of 5,694 restricted stock units that will vest on March 1, 2027.

After these transactions, he directly holds 17,894 common shares and 5,694 restricted stock units. Additional common shares are held indirectly through two irrevocable trusts and his spouse.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mateus-Tique Jaime

(Last) (First) (Middle)
6931 ARLINGTON ROAD
SUITE 460

(Street)
BETHESDA MD 20814

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIQUIDITY SERVICES INC [ LQDT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 M(1) 4,928 A $0 17,894 D
Common Stock 86,172 I By the Em El 2007 Irrevocable Trust
Common Stock 163,208 I By the Jaime Mateus-Tique 2005 Irrevocable Trust
Common Stock 100,000 I By the reporting person's spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit Grant (2) 03/01/2026 M(1) 4,928 (3) 03/01/2026 Common Stock 4,928 $0 0 D
Restricted Stock Unit Grant (2) 03/01/2026 A 5,694 (4) 03/01/2027 Common Stock 5,694 $0 5,694 D
Explanation of Responses:
1. Represents the vesting of restricted stock units.
2. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
3. These restricted stock units were granted on March 1, 2025 and vested on the first anniversary of the grant date (March 1, 2026).
4. These restricted stock units were granted on March 1, 2026 and vests on the first anniversary of the grant date (March 1, 2027).
/s/ Mark A. Shaffer, by power of attorney 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did LQDT director Jaime Mateus-Tique report on March 1, 2026?

He reported vesting and a new equity grant. 4,928 restricted stock units vested and converted into common stock, and he received a fresh grant of 5,694 restricted stock units scheduled to vest on March 1, 2027, subject to continued service and plan terms.

How many Liquidity Services (LQDT) shares does Jaime Mateus-Tique hold directly after these Form 4 transactions?

He holds 17,894 common shares directly following the vesting-related conversion. In addition, he directly holds 5,694 restricted stock units that were granted on March 1, 2026 and are scheduled to vest on March 1, 2027, assuming applicable conditions are satisfied.

What restricted stock unit grants are disclosed for LQDT director Jaime Mateus-Tique?

Two grants are disclosed. 4,928 restricted stock units granted on March 1, 2025 vested on March 1, 2026, converting into common stock. A separate grant of 5,694 restricted stock units was made on March 1, 2026 and is expected to vest on March 1, 2027 if conditions are met.

How are restricted stock units treated in Jaime Mateus-Tique’s LQDT Form 4 filing?

Each restricted stock unit is economically equivalent to one share of Liquidity Services common stock. When units vest, they convert into an equal number of common shares, as shown by 4,928 vested units becoming 4,928 common shares on March 1, 2026 in this filing.

What indirect holdings of Liquidity Services (LQDT) stock are reported for Jaime Mateus-Tique?

Indirect holdings are reported through two irrevocable trusts and his spouse. The Em El 2007 Irrevocable Trust, the Jaime Mateus-Tique 2005 Irrevocable Trust, and his spouse each hold specified blocks of common shares, all categorized as indirect ownership in the Form 4.

Does the LQDT Form 4 show any open-market buying or selling by Jaime Mateus-Tique?

No open-market purchases or sales are shown. The reported activity consists of restricted stock units vesting into common shares and a new restricted stock unit grant, with no transaction price and no coded open-market buy or sell transactions in this filing.
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23.29M
Internet Retail
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United States
BETHESDA