Welcome to our dedicated page for LIQUIDITY SERVICES SEC filings (Ticker: LQDT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Liquidity Services, Inc. SEC filings document its operating results, governance, and public-company disclosures as an operator of surplus-asset marketplaces and related software platforms. Form 8-K filings include quarterly earnings releases, earnings-call transcripts, non-GAAP financial measure references, and segment commentary for areas such as GovDeals, retail returns, heavy equipment, Machinio, and Software Solutions.
Proxy and annual meeting filings cover director elections, auditor ratification, executive compensation votes, equity incentive plan matters, and board committee structure. Governance-related 8-K disclosures also record board succession matters, board size changes, and Audit Committee and Corporate Governance and Nominating Committee composition.
Liquidity Services, Inc. filed a current report to state that on November 20, 2025 it announced financial results for the quarter ended September 30, 2025. The detailed numbers and commentary are contained in a press release attached as Exhibit 99.1. The company specifies that this press release is being treated as information “furnished” under securities rules, meaning it is not deemed “filed” for purposes of certain liability provisions or automatically incorporated into other SEC reports. The report is signed on behalf of Liquidity Services by Chief Legal Officer and Corporate Secretary Mark A. Shaffer.
Liquidity Services (LQDT) reported a Form 4 for Chairman/CEO and 10% owner William P. Angrick III. On 10/29/2025, he received a stock option grant for 71,550 shares at $25.87 expiring on 10/29/2035, and 80,550 restricted stock units. Indirect beneficial holdings are disclosed as 5,064,391 shares by the William P. Angrick III Revocable Trust, 873,379 by the William P. Angrick III 2005 Irrevocable Trust, 575,513 by the Stephanie S. Angrick 2005 Irrevocable Trust, and 114,699 by the Stephanie S. Angrick Revocable Trust. Vesting is per the time- and performance-based schedules noted in the footnotes.
Liquidity Services (LQDT) EVP & Chief Financial Officer Jorge Celaya filed a Form 4 reporting equity awards dated 10/29/2025. The filing shows a stock option grant for 31,650 shares at an exercise price of $23.52, expiring on 10/29/2035. It also reports a restricted stock unit grant of 32,850 units, with vesting described as 25% on each of January 1, 2027, 2028, 2029, and 2030 per the notes.
The option awards include tranches that become exercisable based on the issuer’s achievement of certain financial milestones. Following the reported transactions, the filing lists 35,715 shares of common stock held indirectly by the Jorge Celaya Revocable Trust.
Liquidity Services (LQDT) reported insider equity awards to its Chief Human Resources Officer on a Form 4. On 10/29/2025, the officer received two stock option grants covering 10,150 shares each at an exercise price of $23.52, and two restricted stock unit grants of 10,550 shares each. Some awards vest based on the issuer’s achievement of certain financial milestones, while others follow time-based schedules described in the footnotes.
After these transactions, the reporting person directly beneficially owned 25,172 shares of common stock.
Liquidity Services, Inc. (LQDT) reported insider equity awards for its EVP, Chief Commercial Officer. On 10/29/2025, the officer received a stock option grant for 24,800 shares with an exercise price of $23.52, expiring on 10/29/2035. The filing also shows restricted stock unit grants of 25,750 shares with time-based vesting through 01/01/2030 and an additional 25,750 shares subject to financial milestones, also tied to 01/01/2030.
Following the reported transactions, the insider reports 46,676 shares of common stock held indirectly by The Daunt Family Trust. Earlier awards listed include various RSUs and options with vesting schedules spanning 2026–2034, including performance-based tranches.
Liquidity Services (LQDT) insider update: A Form 4 reports equity awards to officer Mark A. Shaffer (VP, General Counsel & Secretary) on 10/29/2025. The filing shows a stock option grant of 13,750 shares at $23.52 expiring on 10/29/2035, and two restricted stock unit (RSU) grants of 14,250 shares each. One RSU grant vests 25% on each of January 1, 2027–2030, while another RSU grant will vest, if at all, based on the issuer’s achievement of certain financial milestones.
Some options become exercisable, if at all, based on financial milestones; others follow time-based monthly vesting after initial tranches as described. Following the reported transactions, 47,671 shares of common stock were beneficially owned indirectly by The Mark A. Shaffer Revocable Trust.
Liquidity Services (LQDT) reported insider equity awards for its SVP & Chief Technology Officer. On 10/29/2025, the officer received 16,500 restricted stock units and an additional 16,500 restricted stock units, plus stock options for 15,900 shares and another 15,900 shares at an exercise price of $23.52. The options carry expirations on 10/29/2035, and certain awards vest based on financial milestones or in scheduled installments through January 1, 2030.
Following the reported transactions, the officer beneficially owned 50,804 shares of common stock directly. The filing also lists earlier RSU and option grants with specified vesting schedules and exercise prices.
Paul J. Hennessy, a director of Liquidity Services, Inc. (LQDT), was granted 7,186 restricted stock units (RSUs) on 10/01/2025. Each RSU is economically equivalent to one share of the company's common stock and the award will vest on 10/01/2026, at which time each unit converts into one share. Following the grant, Mr. Hennessy beneficially owns 7,186 shares tied to these RSUs, held in a direct ownership form. The grant was reported on the Form 4 with a signature by power of attorney on 10/03/2025.
Form 4 filing for Liquidity Services, Inc. (LQDT) reports insider transactions by director Jaime Mateus-Tique in September 2025. The filing shows multiple disposals of common stock: 4,597 shares sold on 09/12/2025 at $27.44, and 5,403 shares sold on 09/15/2025 at $27.45, reducing indirect holdings attributed to the Em El 2007 Irrevocable Trust from 169,965 to 164,562 shares. The reporting person also lists 163,208 shares indirectly held by the Jaime Mateus-Tique 2005 Irrevocable Trust and 100,000 shares indirectly held by the reporting person’s spouse. Additionally, 12,966 shares were disposed of (date not explicitly tied in table) and a grant of 4,928 restricted stock units was reported, vesting one year after the 03/01/2026 grant date.
Notice of proposed sale under Rule 144 for Liquidity Services Inc. (LQDT) by a trust acting through RBC Capital Markets. The filing reports an intended sale of 5,403 common shares with an aggregate market value of $148,305, against ~31,236,939 shares outstanding, with an approximate sale date of 09/15/2025. The securities were originally acquired 05/09/2014 in an open-market purchase and paid by check. The filing also discloses recent sales by the same account in the prior three months: 10,000 shares sold on 08/22/2025 for $274,411 and 4,597 shares sold on 09/12/2025 for $126,142. The filer signs the statutory representation regarding material nonpublic information.