STOCK TITAN

La Rosa Holdings Corp. (LRHC) completes $250K Series E preferred private raise

(Neutral)
(Neutral)
Form Type
D

Rhea-AI Filing Summary

La Rosa Holdings Corp., a Nevada corporation, is conducting an exempt securities offering of $250,000 USD of Series E Convertible Preferred Stock under Regulation D Rule 506(b). The securities are classified as equity, with the offering structured as a private placement.

The first sale in this offering occurred on 2026-07-09, and the total amount remaining to be sold is reported as $0 USD, indicating the full amount covered by this notice has been placed. Reported finders' fees are $0 USD, and no sales commissions are disclosed in the information provided.

Positive

  • None.

Negative

  • None.

Filing Explained

The July 16 Form D reports the placement as sold, but it does not disclose the conversion terms, number of preferred shares, resulting common-share dilution, or use of proceeds, so the filing alone does not establish the economic or ownership effect on existing common holders.

Total Amount Sold $250,000 USD Exempt offering of Series E Convertible Preferred Stock
Total Remaining to be Sold $0 USD Reported remaining amount for this exempt offering
Date of First Sale 2026-07-09 Initial sale date for securities in this Rule 506(b) offering
Finders' Fees $0 USD Reported sales compensation related to the offering
Regulation D regulatory
"if the issuer is claiming a Regulation D exemption for the offering"
Regulation D is a set of rules that govern how companies can raise money from investors without going through the full process required for public stock offerings. It provides simplified options for private placements, making it easier for companies to seek investments from a smaller group of investors. For investors, it offers opportunities to invest in private companies, often with fewer restrictions, but also with different levels of risk and disclosure.
Rule 506(b) regulatory
"X | Rule 506(b) | Rule 506(c) | Securities Act Section 4(a)(5)"
Rule 506(b) is a U.S. securities exemption that lets companies sell shares or debt privately without full public registration, provided sales are primarily to accredited investors, up to 35 non‑accredited but financially knowledgeable buyers, and there is no public advertising or solicitation. It matters to investors because offerings under 506(b) usually include less public disclosure than registered securities—like buying from a private seller rather than a retail store—so buyers must do more of their own fact‑checking and rely on their financial sophistication.
Series E Convertible Preferred Stock financial
"X | Other (describe) | Series E Convertible Preferred Stock"
Series E convertible preferred stock is a class of investment shares issued in a later-stage financing round that behave like a hybrid between a safety-first claim and an option to become ordinary shares. Think of it as a VIP ticket that gives owners priority on payments and protections if things go wrong, but can be swapped for regular shares later—important to investors because it affects payout priority, potential dilution of ownership, voting power, and the company’s implied valuation.
exempt offering of securities regulatory
"FORM D Notice of Exempt Offering of Securities"
finders' fees financial
"Finders' Fees $0 USD Clarification of Response"
A finders' fee is a payment made to a person or firm that introduces two parties who then complete a business deal, such as a sale, investment or loan. Think of the finder as a matchmaker who gets paid for bringing the parties together; for investors this matters because the fee reduces the deal’s net proceeds, can affect returns, and may signal a potential conflict of interest that should be disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What type of securities is La Rosa Holdings Corp. (LRHC) offering in this Form D?

La Rosa Holdings Corp. is offering Series E Convertible Preferred Stock, classified as equity securities. The offering is made through a private placement, providing investors with preferred stock that is convertible into another class of securities under specified terms.

How much has La Rosa Holdings Corp. (LRHC) raised in its exempt offering?

La Rosa Holdings Corp. has sold a total of $250,000 USD in its exempt offering of Series E Convertible Preferred Stock. The filing reports $0 USD remaining to be sold, meaning the full amount covered by this notice has already been placed with investors.

Under which exemption is La Rosa Holdings Corp. (LRHC) conducting this private offering?

The company is relying on Rule 506(b) of Regulation D for this exempt offering. This rule permits private placements without SEC registration, typically to accredited investors, subject to specific disclosure and solicitation limitations described in Regulation D.

When did La Rosa Holdings Corp. (LRHC) first sell securities in this offering?

The first sale in this exempt offering occurred on 2026-07-09. This date marks when investors first purchased the Series E Convertible Preferred Stock covered by the notice, establishing the start of the offering period for regulatory reporting purposes.

Did La Rosa Holdings Corp. (LRHC) pay any finders’ fees or sales commissions in this offering?

The notice reports finders’ fees of $0 USD for the offering. No specific sales commissions are listed in the provided information, suggesting the company did not incur separate finder-related cash costs for placing the Series E Convertible Preferred Stock.

What is the regulatory nature of La Rosa Holdings Corp.’s (LRHC) current capital raise?

The capital raise is an exempt private offering of Series E Convertible Preferred Stock relying on Regulation D Rule 506(b). This structure allows the company to raise funds without a full securities registration, while still complying with federal securities law requirements.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Intentional misstatements or omissions of fact constitute federal criminal violations. See 18 U.S.C. 1001.

FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001879403
X Corporation
Limited Partnership
Limited Liability Company
General Partnership
Business Trust
Other (Specify)

Name of Issuer
La Rosa Holdings Corp.
Jurisdiction of Incorporation/Organization
NEVADA
Year of Incorporation/Organization
Over Five Years Ago
X Within Last Five Years (Specify Year) 2021
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
La Rosa Holdings Corp.
Street Address 1 Street Address 2
1420 CELEBRATION BLVD 2ND FLOOR
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
CELEBRATION FLORIDA 34747 (321) 250-1799

3. Related Persons

Last Name First Name Middle Name
La Rosa Joseph
Street Address 1 Street Address 2
1420 CELEBRATION BLVD 2ND FLOOR
City State/Province/Country ZIP/PostalCode
CELEBRATION FLORIDA 34747
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Director, Chief Executive Officer, Interim Chief Financial Officer
Last Name First Name Middle Name
Siegel Ned L.
Street Address 1 Street Address 2
1420 CELEBRATION BLVD 2ND FLOOR
City State/Province/Country ZIP/PostalCode
CELEBRATION FLORIDA 34747
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Cosculluela Jaime Jose
Street Address 1 Street Address 2
1420 CELEBRATION BLVD 2ND FLOOR
City State/Province/Country ZIP/PostalCode
CELEBRATION FLORIDA 34747
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Adler Nicholas
Street Address 1 Street Address 2
1420 CELEBRATION BLVD 2ND FLOOR
City State/Province/Country ZIP/PostalCode
CELEBRATION FLORIDA 34747
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Felix Lourdes
Street Address 1 Street Address 2
1420 CELEBRATION BLVD 2ND FLOOR
City State/Province/Country ZIP/PostalCode
CELEBRATION FLORIDA 34747
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Santos Alex
Street Address 1 Street Address 2
1420 CELEBRATION BLVD 2ND FLOOR
City State/Province/Country ZIP/PostalCode
CELEBRATION FLORIDA 34747
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Chief Technology Officer
Last Name First Name Middle Name
La Rosa Deana
Street Address 1 Street Address 2
1420 CELEBRATION BLVD 2ND FLOOR
City State/Province/Country ZIP/PostalCode
CELEBRATION FLORIDA 34747
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Chief Operating Officer

4. Industry Group

Agriculture
Banking & Financial Services
Commercial Banking
Insurance
Investing
Investment Banking
Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
Yes No
Other Banking & Financial Services
Business Services
Energy
Coal Mining
Electric Utilities
Energy Conservation
Environmental Services
Oil & Gas
Other Energy
Health Care
Biotechnology
Health Insurance
Hospitals & Physicians
Pharmaceuticals
Other Health Care
Manufacturing
Real Estate
Commercial
Construction
REITS & Finance
Residential
Other Real Estate
Retailing
Restaurants
Technology
Computers
Telecommunications
Other Technology
Travel
Airlines & Airports
Lodging & Conventions
Tourism & Travel Services
Other Travel
X
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
No Revenues No Aggregate Net Asset Value
$1 - $1,000,000 $1 - $5,000,000
$1,000,001 - $5,000,000 $5,000,001 - $25,000,000
$5,000,001 - $25,000,000 $25,000,001 - $50,000,000
$25,000,001 - $100,000,000 $50,000,001 - $100,000,000
Over $100,000,000 Over $100,000,000
X Decline to Disclose Decline to Disclose
Not Applicable Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
Rule 504 (b)(1)(i)
Rule 504 (b)(1)(ii)
Rule 504 (b)(1)(iii)
X Rule 506(b)
Rule 506(c)
Securities Act Section 4(a)(5)
Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Section 3(c)(3) Section 3(c)(11)
Section 3(c)(4) Section 3(c)(12)
Section 3(c)(5) Section 3(c)(13)
Section 3(c)(6) Section 3(c)(14)
Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2026-07-09 First Sale Yet to Occur
Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity Pooled Investment Fund Interests
Debt Tenant-in-Common Securities
Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Series E Convertible Preferred Stock

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number X None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
Street Address 1 Street Address 2
City State/Province/Country ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount $250,000 USD
or Indefinite
Total Amount Sold $250,000 USD
Total Remaining to be Sold $0 USD
or Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
1

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
Estimate
Finders' Fees $0 USD
Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
La Rosa Holdings Corp. /s/ Joseph La Rosa Joseph La Rosa President, CEO, & Interim CFO 2026-07-16

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.