Lisata Therapeutics (LSTA) director granted 30,456 RSUs, now holds 95,815 shares

Rhea-AI Filing Summary

Lisata Therapeutics, Inc. director Steven M. Klosk received an equity award of 30,456 shares of common stock in the form of restricted stock units. The grant was made on January 9, 2026 under the company’s 2018 Equity Incentive Compensation Plan at a price of $0 per share, reflecting a compensatory award rather than a purchase.

The 30,456 restricted stock units will vest on January 9, 2027. After this grant, Klosk beneficially owns a total of 95,815 shares of common stock, which includes the 30,456 unvested restricted stock units reported in this filing, all held as direct ownership.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KLOSK STEVEN M

(Last) (First) (Middle)

C/O LISATA THERAPEUTICS, INC.

110 ALLEN ROAD, 2ND FLOOR

(Street)

BASKING RIDGE NJ 07920

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LISATA THERAPEUTICS, INC. [ LSTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/09/2026		A		30,456(1)	A	$0	95,815(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents 30,456 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2027.

2. Includes 30,456 unvested restricted stock units.

Remarks:

	James Nisco, Attorney-in-Fact for Steven M. Klosk	01/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Lisata Therapeutics (LSTA) report on this Form 4?

The Form 4 reports that director Steven M. Klosk received an award of 30,456 restricted stock units of Lisata Therapeutics common stock on January 9, 2026 as an equity grant.

How many Lisata Therapeutics (LSTA) shares does Steven M. Klosk beneficially own after this transaction?

Following the reported grant, Steven M. Klosk beneficially owns 95,815 shares of Lisata Therapeutics common stock, including 30,456 unvested restricted stock units.

What are the terms of the restricted stock units granted to Steven M. Klosk by Lisata Therapeutics (LSTA)?

The filing states that 30,456 restricted stock units were granted under Lisata’s 2018 Equity Incentive Compensation Plan and that these units will vest on January 9, 2027.

Did Steven M. Klosk pay a purchase price for the Lisata Therapeutics (LSTA) shares reported on this Form 4?

No cash purchase was involved; the Form 4 shows the transaction price per share as $0, indicating the shares were granted as compensation rather than bought in the market.

What is Steven M. Klosk’s role at Lisata Therapeutics (LSTA) according to this Form 4?

The Form 4 identifies Steven M. Klosk as a director of Lisata Therapeutics, Inc. and indicates the filing is made by one reporting person.

Under which plan were the Lisata Therapeutics (LSTA) restricted stock units granted to Steven M. Klosk?

The 30,456 restricted stock units granted to Steven M. Klosk were issued under Lisata Therapeutics’ 2018 Equity Incentive Compensation Plan, as stated in the footnotes.