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Lisata Therapeutics, Inc. filings document material events, operating updates, and capital-structure matters for a clinical-stage pharmaceutical company focused on certepetide and related solid-tumor therapy development. Recent Form 8-K disclosures include financial results, Regulation FD materials, corporate presentations, material agreements, shareholder-voting matters, governance topics, and clinical or regulatory disclosures.
The filing record also documents changes to certepetide commercialization rights, including the termination of a Greater China license and collaboration agreement related to research, development, and commercialization of the product candidate. These disclosures frame Lisata’s formal reporting around program development, partnership economics, public-company governance, and transaction-related capital structure matters.
Lisata Therapeutics, Inc. director Steven M. Klosk received an equity award of 30,456 shares of common stock in the form of restricted stock units. The grant was made on January 9, 2026 under the company’s 2018 Equity Incentive Compensation Plan at a price of $0 per share, reflecting a compensatory award rather than a purchase.
The 30,456 restricted stock units will vest on January 9, 2027. After this grant, Klosk beneficially owns a total of 95,815 shares of common stock, which includes the 30,456 unvested restricted stock units reported in this filing, all held as direct ownership.
Lisata Therapeutics director Heidi Henson reported a new equity award. On January 9, 2026 she received 30,456 shares of common stock in the form of restricted stock units granted under Lisata’s 2018 Equity Incentive Compensation Plan at a grant price of $0 per share.
The restricted stock units are scheduled to vest on January 9, 2027, meaning the shares will become fully owned at that time if vesting conditions are met. After this grant, Henson beneficially owns 85,725 shares of Lisata common stock, which includes 30,456 unvested restricted stock units. The filing characterizes her ownership as direct.
Lisata Therapeutics director Cynthia Louise Flowers reported an equity grant from the company. On January 9, 2026, she was awarded 30,456 shares of common stock in the form of restricted stock units under Lisata’s 2018 Equity Incentive Compensation Plan at a grant price of $0 per share.
These 30,456 restricted stock units are scheduled to vest on January 9, 2027. After this grant, Flowers beneficially owns 95,446 shares of Lisata common stock, which includes the 30,456 unvested restricted stock units.
Lisata Therapeutics director Gregory B. Brown reported receiving 30,456 restricted stock units of common stock on January 9, 2026 under the company’s 2018 Equity Incentive Compensation Plan. These restricted stock units are scheduled to vest on January 9, 2027. Following this grant, he beneficially owns 95,659 shares of Lisata Therapeutics common stock, including 30,456 unvested restricted stock units.
Lisata Therapeutics director granted restricted stock units
Lisata Therapeutics, Inc. director Mohammad Azab reported an award of 30,456 shares of common stock on January 9, 2026. The filing states these are restricted stock units granted under the company’s 2018 Equity Incentive Compensation Plan and that they will vest on January 9, 2027. The units were recorded at a price of $0 per share, reflecting that this was an equity grant rather than an open-market purchase.
After this grant, Azab is reported to beneficially own 104,925 shares of common stock, which the disclosure notes includes 30,456 unvested restricted stock units. The ownership is reported as held directly.
Lisata Therapeutics (LSTA) filed its Q3 2025 10‑Q, reporting a quarterly net loss of $4.249 million as operating expenses declined to $4.414 million from $5.336 million a year ago. Revenue was $0 in the quarter and $70 thousand year‑to‑date.
Liquidity and balance sheet: Cash and cash equivalents were $18.998 million, with total assets of $21.759 million and stockholders’ equity of $17.373 million as of September 30, 2025. The company states it has sufficient cash to meet funding requirements over the next 12 months and expects to seek additional financing by the end of 2026.
Operations and expenses: R&D was $1.959 million and G&A was $2.455 million in Q3. Year‑to‑date, R&D totaled $6.815 million and G&A $8.385 million. The company continued Phase 2 studies of certepetide and delayed certain Phase 3 readiness activities to manage cash.
Capital actions: Lisata raised $600,663 in net proceeds via its ATM during the nine months ended September 30, 2025 and sold $10.7 million of New Jersey NOLs for net proceeds of $871 thousand, recording a $962 thousand deferred income tax benefit.
Lisata Therapeutics (LSTA) furnished an 8-K announcing a press release with financial results for the third quarter ended September 30, 2025, and a corporate presentation. The materials are included as Exhibits 99.1 and 99.2.
These disclosures were provided under Regulation FD and are being furnished, not filed, and therefore are not subject to Section 18 of the Exchange Act nor incorporated by reference except as expressly stated.
Lisata Therapeutics furnished an investor slide presentation under Item 7.01 (Regulation FD). The presentation, dated October 14, 2025, is attached as Exhibit 99.1 and will be used at investor and industry conferences.
The materials are expressly furnished, not filed, under the Exchange Act and are not subject to Section 18 liabilities. They are not incorporated by reference into Securities Act filings unless expressly stated.
Lisata Therapeutics entered into a worldwide non-exclusive license agreement with Catalent, Inc. to allow Catalent to use Lisata's iRGD cyclic peptide, certepetide, as an antibody drug conjugate (ADC) payload on Catalent's SMARTag4 ADC platform. Catalent will assume full responsibility for research, development and commercialization costs, while Lisata is eligible for pre-determined development milestone payments of up to $10.5 million, tiered revenue sharing on future sales and/or partnerships, and a portion of any sublicense consideration. The agreement runs product-by-product and country-by-country until the end of the royalty term and may be terminated for material breach, bankruptcy/insolvency, or by Catalent on 30 days' notice. Catalent granted Lisata a right of first negotiation if Catalent initiates an organized out-licensing process for an asset arising from the collaboration. The company will file the full agreement as an exhibit to its Annual Report for the fiscal year ending December 31, 2025.