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Lantronix (LTRX) CEO Awsare gains shares from RSU vesting, withholds stock for taxes

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lantronix Inc. (LTRX) President & CEO Saleel Awsare reported equity compensation activity linked to vested restricted stock units on July 11, 2026. He acquired 56,849 shares of common stock at $0.00 per share upon RSU vesting, and 26,520 shares were withheld to cover required tax withholding. Following these transactions, he directly holds 438,538 shares of common stock and 115,423 restricted stock units, which continue to vest through June 1, 2028.

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Insider Awsare Saleel
Role President & CEO
Type Security Shares Price Value
Exercise Restricted Stock Units 56,849 $0.00 --
Grant/Award Common Stock 56,849 $0.00 --
Tax Withholding Common Stock 26,520 $5.60 $149K
Holdings After Transaction: Restricted Stock Units — 115,423 shares (Direct); Common Stock — 438,538 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted on July 11, 2025. The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 11, 2026 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2026, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2028. In accordance with the terms of the applicable RSU award agreements, 26,520 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.
Shares acquired via RSU vesting 56,849 shares Common stock acquired at $0.00 per share on July 11, 2026
Shares withheld for taxes 26,520 shares Common stock withheld at vesting to cover required tax withholding
Price used for tax withholding $5.6000 per share Valuation per share for 26,520 withheld shares of common stock
Common shares held after transactions 438,538 shares Direct Lantronix common stock ownership following July 11, 2026 activity
Restricted stock units remaining 115,423 RSUs Restricted stock units held after derivative transaction on July 11, 2026
RSU grant date July 11, 2025 Grant date for the restricted stock units referenced in the footnotes
RSU full vesting date June 1, 2028 Date by which 100% of the RSUs are scheduled to be fully vested
Restricted Stock Units financial
"Represents restricted stock units ("RSUs") granted on July 11, 2025."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding financial
"shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
vesting financial
"The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
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FAQ

What did Lantronix (LTRX) President & CEO Saleel Awsare report in this Form 4?

Saleel Awsare reported equity compensation activity tied to restricted stock units. On July 11, 2026, RSUs vested into 56,849 common shares, with a portion withheld for taxes, increasing his direct equity stake in Lantronix.

How many Lantronix (LTRX) shares were acquired and at what price?

Awsare acquired 56,849 shares of common stock at $0.00 per share as part of an RSU vesting. These shares reflect compensation rather than an open-market purchase, arising from the conversion of previously granted restricted stock units.

How many Lantronix (LTRX) shares were withheld for taxes in this filing?

A total of 26,520 shares of Lantronix common stock were withheld at RSU vesting to cover required tax withholding. This is recorded as a disposition but does not represent an open-market sale by the CEO.

What is Saleel Awsare’s Lantronix (LTRX) share ownership after these transactions?

After the reported transactions, Awsare directly owns 438,538 shares of Lantronix common stock. He also holds 115,423 restricted stock units, which are scheduled to vest over time according to the award agreements.

What is the vesting schedule for the Lantronix (LTRX) RSUs referenced in the footnotes?

The RSUs were granted on July 11, 2025. One-third vests on July 11, 2026, and the remaining two-thirds vest quarterly starting September 1, 2026, with 100% vested by June 1, 2028 if conditions are met.

Does this Lantronix (LTRX) Form 4 indicate an open-market sale by the CEO?

No. The disposition of 26,520 shares is for tax withholding at RSU vesting, not an open-market sale. The filing shows compensation-related vesting and associated tax-share withholding rather than discretionary selling.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Awsare Saleel

(Last)(First)(Middle)
C/O LANTRONIX, INC.
48 DISCOVERY, SUITE 250

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LANTRONIX INC [ LTRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/11/2026A(1)56,849A$0438,538D
Common Stock07/11/2026F(2)26,520D$5.6412,018D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/11/2026M56,849 (1) (1)Common Stock56,849$0115,423D
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted on July 11, 2025. The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 11, 2026 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2026, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2028.
2. In accordance with the terms of the applicable RSU award agreements, 26,520 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.
/s/ Brent Stringham, Attorney-in-fact for Saleel Awsare07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)