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Lantronix (LTRX) CEO records RSU vesting and tax-withholding share disposition

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lantronix Inc. President & CEO Saleel Awsare reported routine equity compensation activity involving restricted stock units and related tax withholding. On June 1, 2026, 5,824 restricted stock units were exercised into 5,824 shares of common stock, reflecting a scheduled vesting from RSUs originally granted on July 1, 2024.

In connection with this vesting, 3,124 shares of Lantronix common stock were withheld at an implied value of $7.58 per share to cover required tax obligations, a non-market disposition. After these transactions, Awsare directly owned 384,813 shares of common stock, indicating a modest net increase in his equity stake driven by compensation rather than open-market trading.

Positive

  • None.

Negative

  • None.
Insider Awsare Saleel
Role President & CEO
Type Security Shares Price Value
Exercise Restricted Stock Units 5,824 $0.00 --
Grant/Award Common Stock 5,824 $0.00 --
Tax Withholding Common Stock 3,124 $7.58 $24K
Holdings After Transaction: Restricted Stock Units — 23,300 shares (Direct, null); Common Stock — 384,813 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted on July 1, 2024. The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027. In accordance with the terms of the applicable RSU award agreements, 3,124 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.
RSUs exercised 5,824 units Restricted Stock Units converted to common stock on June 1, 2026
Shares withheld for taxes 3,124 shares Common stock withheld at vesting to cover tax obligations
Tax withholding share value $7.58 per share Implied value of common stock used for tax withholding
Shares acquired via grant 5,824 shares Common stock acquired at $0.00 per share as grant/award
Common shares after transactions 384,813 shares CEO’s direct Lantronix common stock holdings following Form 4 activity
Remaining RSUs 23,300 units Restricted Stock Units remaining after the reported RSU exercise
Restricted Stock Units financial
"Represents restricted stock units ("RSUs") granted on July 1, 2024."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding financial
"shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Exercise or conversion of derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Awsare Saleel

(Last)(First)(Middle)
C/O LANTRONIX, INC.
48 DISCOVERY, SUITE 250

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LANTRONIX INC [ LTRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A(1)5,824A$0384,813D
Common Stock06/01/2026F(2)3,124D$7.58381,689D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/01/2026M5,824 (1) (1)Common Stock5,824$023,300D
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted on July 1, 2024. The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.
2. In accordance with the terms of the applicable RSU award agreements, 3,124 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.
/s/ Brent Stringham, Attorney-in-fact for Saleel Awsare06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Lantronix (LTRX) CEO Saleel Awsare report?

Saleel Awsare reported routine equity compensation activity on common stock. 5,824 restricted stock units vested into 5,824 shares, and 3,124 shares were withheld to cover taxes. These were not open-market purchases or sales but standard compensation and tax-withholding events.

How many Lantronix (LTRX) shares does the CEO hold after this Form 4?

Following the reported transactions, Saleel Awsare directly holds 384,813 shares of Lantronix common stock. This reflects the net impact of RSU vesting, share issuance, and tax withholding, and shows he retains a substantial equity position after these routine compensation-related adjustments.

Were the Lantronix (LTRX) CEO’s transactions open-market buys or sells?

The reported transactions were not open-market trades. They reflect RSU vesting, an acquisition of 5,824 common shares at $0.00 per share, and a tax-withholding disposition of 3,124 shares at $7.58 per share, all tied to equity compensation and required tax payments.

What do the restricted stock units in the Lantronix (LTRX) Form 4 represent?

The restricted stock units were granted on July 1, 2024 and vest over time through June 1, 2027. On June 1, 2026, 5,824 RSUs converted into common shares as part of this schedule, illustrating ongoing equity-based compensation for the CEO.

Why were 3,124 Lantronix (LTRX) shares withheld from the CEO at vesting?

Lantronix withheld 3,124 shares of common stock to satisfy required tax withholding on vested RSUs. Instead of selling shares in the market, a portion of vested shares is retained by the company to cover tax liabilities, a standard non-market mechanism for equity awards.