Welcome to our dedicated page for Lufax Holding SEC filings (Ticker: LU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lufax Holding Ltd. filings document a foreign private issuer operating a China-focused financial services enablement business for small business owners and other borrowers. Form 6-K submissions include annual and interim results materials, condensed consolidated financial statements, Hong Kong Stock Exchange announcements, ESG reporting, and updates on lending-related income categories, credit impairment, expenses, and securities movements.
The filing record also covers ADS and Hong Kong depositary receipt movements, annual general meeting and proxy-related matters, board and committee composition, compliance officer appointments, NYSE listing-compliance communications, subscriptions of wealth management products, and governance disclosures associated with its dual-market public-company reporting.
Lufax Holding Ltd lists Chim Wai Kin as a director and reporting person in an initial beneficial ownership report. The disclosure shows no common share or derivative holdings for him and reflects no buy, sell, exercise, gift, or other transactions in Lufax securities.
Lufax Holding Ltd, incorporated in the Cayman Islands and listed in Hong Kong (stock code 6623) and on the NYSE (ticker LU), sets out the composition of its Board of Directors and their roles. The Board consists of one Executive Director, Chief Executive Officer Mr. Xiang Ji, and five Independent non-executive Directors: Mr. Dicky Peter Yip (Chairman), Ms. Wai Ping Tina Lee, Mr. Koon Wing Ernest Ip, Mr. Siu Hong Cheng and Mr. Wai Kin Chim.
The disclosure also describes Board committee memberships. The Audit Committee is chaired by Mr. Koon Wing Ernest Ip, with Ms. Wai Ping Tina Lee and Mr. Siu Hong Cheng as members. The Nomination and Remuneration Committee is chaired by Mr. Dicky Peter Yip, with Mr. Koon Wing Ernest Ip and Ms. Wai Ping Tina Lee serving as members.
Lufax Holding Ltd is implementing significant governance changes, including multiple board resignations and a chief financial officer transition effective July 25, 2026. Three non-executive directors, Fangfang Cai, Shibang Guo and Peifeng Li, and executive director and CFO Tongzhuan Xi resigned citing personal work arrangements and confirmed no disagreement with the board or issues needing shareholder attention. The company has begun searching for a new CFO, while the internal team will temporarily assume CFO duties.
Xiang Ji, the chief executive officer, has been appointed as the company’s Authorised Representative under Hong Kong Listing Rules. The board appointed veteran banker Wai Kin Chim as an independent non-executive director for an initial three-year term with annual emoluments of RMB0.6 million. Committee compositions are being adjusted, including changes to the Nomination and Remuneration Committee and the Special Committee overseeing internal control improvements. Trading in Lufax’s ordinary shares on the Hong Kong Stock Exchange, halted since January 28, 2025, remains suspended, and shareholders and potential investors are urged to exercise caution.
Lufax Holding Ltd held its annual general meeting of shareholders in Shanghai on June 30, 2026. Shareholders approved resolutions to re-elect multiple members of the board, including executive director Tongzhuan Xi and several non-executive and independent non-executive directors such as Fangfang Cai, Shibang Guo, Peifeng Li, Dicky Peter Yip, Wai Ping Tina Lee, Koon Wing Ernest Ip and Siu Hong Cheng. The meeting also authorized the board of directors to fix director remuneration. Lufax describes itself as a leading financial services enabler for small business owners in China, offering financing products through relationships with 85 funding partner institutions.
Lufax Holding Ltd, a foreign private issuer based in Shanghai, has submitted a Form 6-K for June 2026. The report forwards materials for its upcoming annual general meeting, including a proposal to re-elect directors and a proposal to re-appoint its auditors.
The filing also includes a form of proxy for shareholders to vote at the annual general meeting. The report is signed on behalf of Lufax by Chief Financial Officer Tongzhuan Xi, dated June 3, 2026.