Welcome to our dedicated page for Lufax Holding SEC filings (Ticker: LU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lufax Holding Ltd (NYSE: LU) files a range of regulatory documents with the U.S. Securities and Exchange Commission as a foreign private issuer. This SEC filings page brings together those documents, with AI-powered tools to help interpret their content and highlight key points for investors.
Lufax submits Form 6-K current reports under the Securities Exchange Act of 1934. These filings often attach press releases and announcements issued in Shanghai and Hong Kong, including notices and poll results for extraordinary general meetings, circulars and proxy forms, and announcements with The Stock Exchange of Hong Kong Limited. They also include monthly returns on movements in securities and Hong Kong depositary receipts under the Exchange Listing Rules.
Through these filings, Lufax discloses matters such as renewal of continuing connected transactions, financial services and products purchasing framework agreements, consumer finance collaboration agreements, account management agreements, changes in auditors, and updates on listing status and trading suspension or resumption progress. The filings also reference the company’s relationship with Ping An Insurance (Group) Company of China, Ltd. and its subsidiaries and associates, and provide official versions of press releases on topics like senior management appointments and changes in the chief risk officer.
On this page, users can review Lufax’s historical and recent SEC submissions and use AI-generated summaries to understand the main themes, such as governance decisions, connected transactions, and listing compliance issues. Real-time updates from EDGAR ensure that new 6-K reports and other relevant filings are available as they are published, while structured views make it easier to locate specific documents and track how the company communicates with regulators and shareholders over time.
Lufax Holding Ltd furnished a Form 6-K that primarily forwards two exhibits to investors. One is a press release announcing a change in the company’s Chief Risk Officer, signaling a leadership shift in its risk management function. The other is an announcement filed with The Stock Exchange of Hong Kong Limited that provides a quarterly update on resumption progress, outlines third quarter 2025 operational highlights, notes the Chief Risk Officer change, and states that trading remains suspended.
Lufax Holding Ltd submitted a Form 6-K as a foreign private issuer to update investors on an upcoming shareholder vote. The company has called an extraordinary general meeting scheduled for September 30, 2025.
Materials listed with the report include a notice of the extraordinary general meeting, a revision of annual caps under the Ping An Consumer Finance Collaboration Agreement, and a form of proxy card for shareholders. The report is signed on behalf of Lufax by Chief Financial Officer Tongzhuan Xi.
Lufax Holding Ltd. filed a Form 6‑K signed by Tongzhuan Xi, its Chief Financial Officer, dated August 14, 2025, to disclose changes in its board and committee composition. The filing includes three exhibits: a press release announcing board and committee changes, a submission to The Stock Exchange of Hong Kong Limited reporting (1) change of directors and (2) changes in the Audit Committee and Nomination and Remuneration Committee, and a list of directors with their roles and functions.
The materials are governance disclosures about director appointments or resignations and related committee reassignments; no financial results, major transactions, or forward guidance are included in the provided text.
Lufax Holding, a Chinese financial services company, filed a Form 6-K reporting the results of its Extraordinary General Meeting held on June 25, 2025. The filing includes two key exhibits: the meeting results and an announcement made to The Stock Exchange of Hong Kong Limited regarding the poll results.
Key Points:
- Filing signed by CFO Tongzhuan Xi
- Meeting held at company headquarters in Shanghai's Pudong New District
- Company confirms it files annual reports under Form 20-F
- Two exhibits attached detailing meeting outcomes and poll results
This filing serves as a formal notification to the SEC regarding corporate governance matters, though specific voting results and resolutions are contained in the referenced exhibits which are not detailed in the main filing.
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