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Lufax Holding Ltd SEC Filings

LU NYSE

Welcome to our dedicated page for Lufax Holding SEC filings (Ticker: LU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Lufax Holding Ltd. filings document a foreign private issuer operating a China-focused financial services enablement business for small business owners and other borrowers. Form 6-K submissions include annual and interim results materials, condensed consolidated financial statements, Hong Kong Stock Exchange announcements, ESG reporting, and updates on lending-related income categories, credit impairment, expenses, and securities movements.

The filing record also covers ADS and Hong Kong depositary receipt movements, annual general meeting and proxy-related matters, board and committee composition, compliance officer appointments, NYSE listing-compliance communications, subscriptions of wealth management products, and governance disclosures associated with its dual-market public-company reporting.

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Lufax Holding, a Chinese financial services company, filed a Form 6-K reporting the results of its Extraordinary General Meeting held on June 25, 2025. The filing includes two key exhibits: the meeting results and an announcement made to The Stock Exchange of Hong Kong Limited regarding the poll results.

Key Points:

  • Filing signed by CFO Tongzhuan Xi
  • Meeting held at company headquarters in Shanghai's Pudong New District
  • Company confirms it files annual reports under Form 20-F
  • Two exhibits attached detailing meeting outcomes and poll results

This filing serves as a formal notification to the SEC regarding corporate governance matters, though specific voting results and resolutions are contained in the referenced exhibits which are not detailed in the main filing.

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FAQ

How many Lufax Holding (LU) SEC filings are available on StockTitan?

StockTitan tracks 64 SEC filings for Lufax Holding (LU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Lufax Holding (LU)?

The most recent SEC filing for Lufax Holding (LU) was filed on August 6, 2025.