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[6-K] Lufax Holding Ltd Current Report (Foreign Issuer)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

Lufax Holding Ltd submitted a Form 6-K as a foreign private issuer, signed by its Chief Financial Officer, Tongzhuan Xi. The filing forwards an announcement made to The Stock Exchange of Hong Kong Limited that provides a quarterly update on the company’s resumption progress, including key findings of a supplemental investigation and updates on an internal control review. The same announcement also outlines fourth quarter 2025 operational highlights and states that the suspension of trading in the company’s Hong Kong–listed securities continues.

Positive

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Negative

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Insights

Lufax updates resumption efforts while Hong Kong trading stays suspended.

The filing shows Lufax Holding Ltd furnishing to U.S. investors an announcement already made to The Stock Exchange of Hong Kong Limited. That announcement covers a quarterly update on progress toward resuming trading, including key findings from a supplemental investigation and updates to an internal control review, indicating that regulatory and governance work remains a focus.

The same announcement includes fourth quarter 2025 operational highlights, but these are not detailed here. Most notably, it confirms the continued suspension of trading on the Hong Kong exchange, which can affect liquidity and price discovery for those securities. Actual impact for investors depends on the specifics of the findings, internal control changes, and any future timetable for resumption described in the full announcement.

 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of January 2026

Commission File Number 001-39654

 

 

Lufax Holding Ltd

(Registrant’s name)

 

 

Building No. 6

Lane 2777, Jinxiu East Road

Pudong New District, Shanghai

People’s Republic of China

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒   Form  40-F ☐

 

 
 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Lufax Holding Ltd
By:   /s/ Tongzhuan Xi
Name:   Tongzhuan Xi
Title:   Chief Financial Officer

Date: January 27, 2026


Exhibit Index

Exhibit 99.1—Announcement with The Stock Exchange of Hong Kong Limited—(1) Quarterly Update of Resumption Progress: (a) Key Findings of Supplemental Investigation; and (b) Updates of Internal Control Review; (2) Fourth Quarter 2025 Operational Highlights; and (3) Continued Suspension of Trading

Lufax Holding Ltd

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