New Chief Compliance Officer and 2026 AGM details at Lufax (NYSE: LU)

Rhea-AI Filing Summary

Lufax Holding Ltd, a financial services enabler for small business owners in China, has appointed Ms. Xiaodi Wang as its Chief Compliance Officer with immediate effect. She brings extensive legal and compliance experience from Ping An Asset Management and AXA-SPDB Investment Managers.

The company also set its 2026 annual general meeting for June 30, 2026. Holders of ordinary shares on the register as of the close of business on May 18, 2026 (Hong Kong time) and ADS holders as of the same date (New York time) will be entitled to vote.

Key Figures

AGM date: June 30, 2026 Record date – ordinary shares: May 18, 2026 (Hong Kong time) Record date – ADS holders: May 18, 2026 (New York time) +2 more

5 metrics

AGM date June 30, 2026 Date of Lufax’s 2026 annual general meeting

Record date – ordinary shares May 18, 2026 (Hong Kong time) Ordinary shareholders entitled to vote at AGM

Record date – ADS holders May 18, 2026 (New York time) ADS holders eligible to submit voting instructions

Funding partners 85 financial institutions Institutions in China serving as funding partners

CCO appointment effective date April 27, 2026 Ms. Xiaodi Wang appointed with immediate effect on this date

Key Terms

Chief Compliance Officer, annual general meeting, American depositary shares, foreign private issuer, +1 more

5 terms

Chief Compliance Officer financial

"appointed Ms. Xiaodi Wang as the Chief Compliance Officer of the Company"

The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.

annual general meeting regulatory

"it will hold an annual general meeting of the Company’s shareholders"

American depositary shares financial

"Holders of the Company’s American depositary shares (the “ADSs”)"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

foreign private issuer regulatory

"REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16"

A foreign private issuer is a company organized outside the United States that meets tests showing it is primarily foreign-controlled and therefore qualifies for a different set of U.S. reporting rules. For investors, that means the company files less frequent or differently formatted disclosures with U.S. regulators and may follow home-country accounting and governance practices, so buying its stock is like dining at a well-reviewed restaurant that follows its home kitchen’s rules instead of the local menu — you get access but should check what standards apply.

proxy materials regulatory

"together with the proxy materials in due course"

Proxy materials are the packet of documents sent to shareholders that explain items to be voted on at a company meeting and include the actual ballot or instructions for casting a vote. Think of them as a voting packet that lays out who’s running the company, major proposals (like pay, mergers, or board changes), and arguments for and against each item. Investors care because those votes shape corporate direction, affect risk and future profits, and can influence share value.

Form 6-K: How Foreign Companies Report to the SEC →

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of April 2026

Commission File Number 001-39654

Lufax Holding Ltd

(Registrant’s name)

18th Floor, No. 1333

Lujiazui Ring Road

Pudong New District, Shanghai

People’s Republic of China

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒    Form  40-F ☐

Exhibit Index

Exhibit 99.1—Press Release—Lufax Announces New Senior Management Hire

Exhibit 99.2—Press Release—Lufax Announces Annual General Meeting on June 30, 2026

Exhibit 99.3—Announcement with The Stock Exchange of Hong Kong Limited—(1) Quarterly Update of Resumption Progress; (2) First Quarter 2026 Operational Highlights; (3) Appointment of Chief Compliance Officer; and (4)  Continued Suspension of Trading;

Exhibit 99.4—Announcement with The Stock Exchange of Hong Kong Limited—Record Date for Annual General Meeting

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Lufax Holding Ltd
By:		/s/ Tongzhuan Xi
Name:		Tongzhuan Xi
Title:		Chief Financial Officer

Date: April 27, 2026

Exhibit 99.1

Lufax Announces New Chief Compliance Officer Hire

SHANGHAI, Apr 27, 2026 /PRNewswire/ — Lufax Holding Ltd (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that it has appointed Ms. Xiaodi Wang as the Chief Compliance Officer of the Company, with immediate effect.

The biographical details of Ms. Wang are set out below.

Ms. Xiaodi Wang, aged 42, possesses extensive legal and compliance experience at large financial institutions and has deep expertise in regulatory policies, laws and regulations in the finance industry and corporate governance practices. Ms. Wang joined Ping An Asset Management Co., Ltd. in September 2012 and currently serves as the general manager of the internal control and compliance department and board secretary. Prior to joining Ping An Asset Management Co., Ltd., Ms. Wang had served as a compliance specialist at the compliance and internal audit department of AXA-SPDB Investment Managers Co., Ltd. from July 2009 to September 2012. Ms. Wang has served as an industry expert with various industry associations and other institutions. She has served a specially appointed research fellow at the Lujiazui Institute of Financial Security since November 2024, the deputy secretary-general of the third legal and compliance professional committee of the Insurance Asset Management Association of China from December 2023. Ms. Wang received a bachelor of laws degree and a master of laws degree, both from East China University of Political Science and Law, in 2006 and 2009, respectively.

The Company would like to take this opportunity to express its warmest welcome to Ms. Wang on her appointment.

About Lufax

Lufax is a leading financial services enabler for small business owners in China. Lufax offers financing products designed to address the needs of small business owners and others. In doing so, Lufax has established relationships with 85 financial institutions in China as funding partners, many of which have worked with Lufax for over three years.

Investor Relations Contact

Lufax Holding Ltd

Email: Investor_Relations@lu.com

ICR, LLC

Robin Yang

Tel: +1 (646) 308-0546

Email: lufax.ir@icrinc.com

Confidential. Not for Outside Distribution. 1

Exhibit 99.2

Lufax Announces Annual General Meeting on June 30, 2026

SHANGHAI, Apr 27, 2026 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that it will hold an annual general meeting of the Company’s shareholders (the “AGM”) on June 30, 2026, for the purposes of considering and, if thought fit, passing each of the proposed resolutions set forth in the AGM notice. The AGM notice, the AGM circular, and the form of proxy for the AGM will be available on the Company’s website at https://ir.lufaxholding.com.

Holders of record of the Company’s ordinary shares on the Company’s register of members as of the close of business on May 18, 2026 (Hong Kong time) are entitled to attend and vote at the AGM and any adjourned meeting thereof. Holders of the Company’s American depositary shares (the “ADSs”) as of the close of business on May 18, 2026 (New York time), who wish to exercise their voting rights for the underlying ordinary shares, can submit their voting instructions to Citibank, N.A.

Further details including the time, location and proposed resolutions of the AGM will be set out in the notice of AGM to be issued and provided to holders of record of the Company’s ordinary shares and ADSs as of the respective record date together with the proxy materials in due course.

About Lufax

Lufax is a leading financial services enabler for small business owners in China. Lufax offers financing products designed to address the needs of small business owners and others. In doing so, Lufax has established relationships with 85 financial institutions in China as funding partners, many of which have worked with Lufax for over three years.

Investor Relations Contact

Lufax Holding Ltd

Email: Investor_Relations@lu.com

ICR, LLC

Robin Yang

Tel: +1 (646) 308-0546

Email: lufax.ir@icrinc.com

1

FAQ

What senior management change did Lufax (LU) announce in April 2026?

Lufax appointed Ms. Xiaodi Wang as its Chief Compliance Officer with immediate effect. She brings extensive legal and compliance experience from large financial institutions, including Ping An Asset Management and AXA-SPDB Investment Managers, and has served in industry association roles focused on legal and compliance matters.

When is the Lufax (LU) 2026 annual general meeting and who can vote?

Lufax will hold its 2026 annual general meeting on June 30, 2026. Shareholders of ordinary shares on the register as of close of business on May 18, 2026 (Hong Kong time) and ADS holders as of May 18, 2026 (New York time) are entitled to vote.

How can Lufax (LU) ADS holders exercise voting rights at the 2026 AGM?

Holders of Lufax American depositary shares as of close of business on May 18, 2026 (New York time) can vote by submitting instructions to Citibank, N.A. Those instructions direct how the underlying ordinary shares represented by their ADSs should be voted at the June 30, 2026 meeting.

What experience does Lufax’s new Chief Compliance Officer bring?

Ms. Xiaodi Wang has extensive legal and compliance experience at major financial institutions. She serves as general manager of internal control and compliance and board secretary at Ping An Asset Management, previously worked at AXA-SPDB Investment Managers, and holds bachelor and master of laws degrees from East China University of Political Science and Law.

What does Lufax Holding Ltd’s business focus on?

Lufax is a financial services enabler for small business owners in China. It offers financing products tailored to their needs and has established relationships with 85 financial institutions in China as funding partners, many of which have cooperated with the company for more than three years.

Where can investors find Lufax (LU) AGM materials for 2026?

The AGM notice, circular, and proxy form will be available on Lufax’s investor relations website at https://ir.lufaxholding.com. These materials will outline the meeting’s time, location, proposed resolutions, and instructions for ordinary share and ADS holders on participating and voting.

Filing Exhibits & Attachments

4 documents

Press Releases

• EX-99.1 EX-99.1 5.2 KB
• EX-99.2 EX-99.2 4.2 KB
• EX-99.3 EX-99.3 242.4 KB
• EX-99.4 EX-99.4 242.9 KB