Lufax director files initial Form 3 ownership

Lufax Holding Ltd director Ip Ernest Koon Wing has filed an initial statement of beneficial ownership on Form 3.

Accepted by SEC EDGAR 04/24/2026 - 09:12 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Lufax Holding Ltd director Ip Ernest Koon Wing has filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a reporting person at the company. The data provided does not list any share transactions or current holdings in this excerpt.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Lufax Holding Ltd (LU) Form 3 for Ip Ernest Koon Wing show?

The Form 3 for Lufax Holding Ltd director Ip Ernest Koon Wing records his initial status as a reporting person. In this excerpt, no specific share holdings, option positions, or transactions are listed, indicating a purely administrative ownership registration snapshot.

Are any share purchases or sales reported for LU director Ip Ernest Koon Wing on this Form 3?

No share purchases or sales are reported for Lufax director Ip Ernest Koon Wing in this Form 3 data. The transaction summary shows zero buy, sell, exercise, gift, tax withholding, or restructuring entries, reflecting no trading activity in the excerpted information.

Does the Lufax (LU) Form 3 include derivative or option positions for Ip Ernest Koon Wing?

The Form 3 excerpt for Lufax director Ip Ernest Koon Wing shows no derivative or option positions. The derivative summary is empty and derivativeTransactionCount is zero, indicating no reportable options, warrants, or similar instruments in this specific data set.

What role does Ip Ernest Koon Wing hold at Lufax Holding Ltd (LU) according to this filing?

According to this filing, Ip Ernest Koon Wing is identified as a director of Lufax Holding Ltd. He is not reported as an officer or ten percent owner in the structured data, so his reporting obligation here stems from his board director position.

Why is a Form 3 important for Lufax Holding Ltd (LU) insiders like directors?

Form 3 is important because it establishes an insider’s initial beneficial ownership status once they become a reporting person. For Lufax directors, this creates a baseline record so future Form 4 or Form 5 filings can track changes in holdings and trading activity over time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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1. Name and Address of Reporting Person^*

Ip Ernest Koon Wing

(Last) (First) (Middle)

11/F, LIFUNG TOWER,

868 CHEUNG SHA WAN ROAD, KOWLOON

(Street)

HONG KONG HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/24/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Koon Wing Ernest Ip	04/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)