STOCK TITAN

Lufax (NYSE: LU) director Cheng Siu Hong submits initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Lufax Holding Ltd director Cheng Siu Hong has filed an initial Form 3, which is the standard statement of beneficial ownership for insiders. This filing lists him as a director of the company and reports no insider transactions or derivative positions in this submission.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Cheng Siu Hong

(Last)(First)(Middle)
33/F HARBOUR CENTRE,
25 HARBOUR ROAD, WANCHAI

(Street)
HONG KONGHONG KONG00000

(City)(State)(Zip)

HONG KONG

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/24/2026
3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Siu Hong Cheng04/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Lufax (LU) Form 3 filing by Cheng Siu Hong show?

The Form 3 for Lufax (LU) identifies Cheng Siu Hong as a company director. It serves as his initial insider ownership statement and reports no equity transactions or derivative positions in this filing.

Did Cheng Siu Hong report any share purchases or sales in Lufax (LU) on this Form 3?

No share purchases or sales are reported for Cheng Siu Hong in this Form 3. The filing is purely an initial registration of his status as a director, with no insider trading activity disclosed here.

Are there any derivative securities reported for Cheng Siu Hong in Lufax (LU)?

The Form 3 reports no derivative securities for Cheng Siu Hong. The derivative summary section is empty, indicating no options, warrants, or similar instruments are listed in this particular filing.

Does the Lufax (LU) Form 3 indicate any gifting or tax-withholding transactions?

The Form 3 shows no gifting or tax-withholding transactions for Cheng Siu Hong. Related counts such as gifts, tax withholding, and restructuring all appear as zero in the summarized transaction data.

What is the overall insider trading direction indicated in this Lufax (LU) Form 3?

The overall insider trading direction in this Form 3 is neutral. The transaction summary shows zero buy, sell, acquire, or dispose entries, and net buy-sell shares are listed as zero for this filing.