Lufax (NYSE: LU) compliance chief files insider Form 3 report

Rhea-AI Filing Summary

Lufax Holding Ltd has filed an insider ownership report for executive Wang Xiaodi, who serves as Chief Compliance Officer. The Form 3 data provided shows no reported transactions or derivative positions for this officer in this filing.

Key Terms

Form 3, Chief Compliance Officer, insider filing

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Compliance Officer financial

""officer_title": "Chief Compliance Officer""

The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.

insider filing regulatory

"INSIDER FILING DATA (Form 3)"

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Wang Xiaodi

(Last) (First) (Middle)

TOWER A, SHANGHAI PING AN BUILDING,

NO. 206 KAIBIN ROAD, XUHUI DISTRICT

(Street)

SHANGHAI CHINA 200032

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/06/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Compliance Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Xiaodi Wang	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Form 3 filed for Lufax (LU) show about Wang Xiaodi?

The Form 3 for Lufax Holding Ltd identifies Wang Xiaodi as an officer serving as Chief Compliance Officer. The data provided shows no reported transactions or derivative positions for this insider in the filing.

What is Wang Xiaodi’s role at Lufax (LU) according to the Form 3?

According to the Form 3 data, Wang Xiaodi is an officer of Lufax Holding Ltd with the title Chief Compliance Officer. The filing does not list any transactions for this reporting person.

Are there any share transactions reported for Wang Xiaodi in the Lufax (LU) Form 3?

No share transactions are reported for Wang Xiaodi in this Form 3 for Lufax Holding Ltd. The transaction summary shows zero buys, sells, exercises, gifts, tax withholdings, or restructurings in the filing data.

Does the Lufax (LU) Form 3 show any derivative positions for Wang Xiaodi?

The Form 3 data for Lufax Holding Ltd lists no derivative positions for Wang Xiaodi. The derivative summary section is empty, and the transaction summary indicates zero derivative transactions for this reporting person.

How many insider transactions are summarized for Wang Xiaodi in Lufax’s Form 3?

The transaction summary for Wang Xiaodi in Lufax Holding Ltd’s Form 3 shows no activity. It records zero buys, zero sells, zero exercises, and zero other transaction types for this reporting person in the filing.