Lufax (NYSE: LU) adds two independent directors and reshapes key committees

Rhea-AI Filing Summary

Lufax Holding Ltd reported changes to its Board and key committees. Independent non-executive directors Rusheng Yang and David Xianglin Li will not be nominated for re-election and will leave the Board and all committee roles when their terms expire on April 13, 2026.

The company appointed Koon Wing Ernest Ip and Siu Hong Cheng as new independent non-executive directors effective April 14, 2026. Mr. Ip will chair the audit committee, Mr. Cheng will join the audit committee, and Fangfang Cai will join the nomination and remuneration committee.

Mr. Ip brings over 40 years of accounting and auditing experience, including 34 years at PwC Hong Kong and senior roles at Fung Group and multiple boards and regulatory bodies. Mr. Cheng adds over 35 years of financial industry and financial technology experience, including 36 years at HSBC and various governance and advisory positions in Hong Kong.

Key Figures

Mr. Ip experience: over 40 years PwC Hong Kong tenure: 34 years Mr. Cheng experience: over 35 years +4 more

7 metrics

Mr. Ip experience over 40 years Accounting and auditing experience of Koon Wing Ernest Ip

PwC Hong Kong tenure 34 years Time Mr. Ip worked at PricewaterhouseCoopers Hong Kong

Mr. Cheng experience over 35 years Financial industry experience of Siu Hong Cheng

HSBC service length 36 years Mr. Cheng’s tenure at the Hongkong and Shanghai Banking Corporation Limited

Funding partners 85 financial institutions Number of institutions Lufax cites as funding partners in China

Mr. Ip age 65 Age of Koon Wing Ernest Ip as disclosed

Mr. Cheng age 66 Age of Siu Hong Cheng as disclosed

Key Terms

independent non-executive directors, audit committee, nomination and remuneration committee, financial services enabler, +2 more

6 terms

independent non-executive directors financial

"independent nonexecutive directors (the “Directors”) of the Company"

Independent non-executive directors are board members who do not work for the company and have no significant financial or personal ties to its managers; they do not run day-to-day operations but attend board meetings to oversee strategy and decisions. For investors, they matter because they act like outside referees or impartial advisors who help prevent self-dealing, challenge management when needed, and boost confidence that the company’s decisions serve shareholders’ interests.

audit committee financial

"will serve as the chairman of the Company’s audit committee"

A company's audit committee is a small group of board members who act like independent inspectors for the firm's finances, overseeing how financial reports are prepared, monitoring internal controls, and managing the relationship with external auditors. Investors care because a strong audit committee reduces the risk of accounting errors, fraud, or misleading statements, making financial statements more trustworthy and helping protect shareholder value.

nomination and remuneration committee financial

"member of the Company’s nomination and remuneration committee"

A nomination and remuneration committee is a group of independent board members who choose and evaluate directors and set pay and incentive policies for senior executives. Think of it as a company’s hiring and compensation panel that helps ensure leaders are qualified and rewarded in ways that align with shareholder interests. Investors watch this committee because its choices influence corporate strategy, management stability and whether executive pay drives long-term company performance.

financial services enabler financial

"a leading financial services enabler for small business owners in China"

Takeovers and Mergers Panel financial

"a member of the Takeovers and Mergers Panel and the Takeovers Appeal Committee"

A takeovers and mergers panel is an independent regulatory body that oversees how companies buy, sell or combine with each other, setting and enforcing rules so deals are fair, transparent and run on schedule. Think of it as a referee or traffic controller for corporate bids: it requires clear disclosure to shareholders, resolves disputes about process, and protects minority investors, which helps reduce surprises and legal risk that can affect stock prices.

Hong Kong Stock Exchange financial

"Main Board of the Stock Exchange of Hong Kong Limited"

Form 6-K: How Foreign Companies Report to the SEC →

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of April 2026

Commission File Number 001-39654

Lufax Holding Ltd

(Registrant’s name)

18th Floor, No. 1333

Lujiazui Ring Road

Pudong New District, Shanghai

People’s Republic of China

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒    Form 40-F ☐

Exhibit Index

Exhibit 99.1—Announcement with The Stock Exchange of Hong Kong Limited—(1) Change of Independent Non-Executive Directors (2) Change in Composition of Audit Committee and Nomination and Remuneration Committee

Exhibit 99.2—Press Release—Lufax Announces Changes in Board and Committee Composition

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

				Lufax Holding Ltd
				By:		/s/ Tongzhuan Xi
				Name:		Tongzhuan Xi
				Title:		Chief Financial Officer
Date: April 13, 2026

Exhibit 99.2

Lufax Announces Changes in Board and Committee Composition

SHANGHAI, April 13, 2026 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced changes to its Board of Directors.

On April 13, 2026, as proposed by the Company’s nomination and remuneration committee, after comprehensively considering the Company’s needs for internal control enhancement, corporate governance requirements and the structure of the board of the Company (the “Board”), Mr. Rusheng Yang and Mr. David Xianglin Li , independent nonexecutive directors (the “Directors”) of the Company, will not be nominated for re-election upon the expiry of their respective terms of office as Directors on April 13, 2026. With effect from the above expiry date, Mr. Yang and Mr. Li will cease to serve as independent non-executive Directors and all their positions on the committees of the Board.

The Company would like to take this opportunity to thank Mr. Rusheng Yang and Mr. David Xianglin Li for their service during their tenures of office.

The Company is pleased to announce the appointment of Mr. Koon Wing Ernest Ip and Mr. Siu Hong Cheng as independent non-executive directors of the Company, effective April 14, 2026. Mr. Koon Wing Ernest Ip will serve as the chairman of the Company’s audit committee, Mr. Siu Hong Cheng will serve as a member of the Company’s audit committee and Ms. Fangfang Cai will serve as a member of the Company’s nomination and remuneration committee.

Mr. Ip, aged 65, has over 40 years of experience in accounting and auditing including 34 years in PricewaterhouseCoopers Hong Kong (“PwC”) where he retired from PwC as a partner in 2019. In the same year, Mr. Ip joined as the Group Chief Financial Officer of Fung Group which comprises Li & Fung Limited (a company formerly listed on the Main Board of the Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”)), Fung (1937) Management Limited and Convenience Retail Asia Limited (a company listed on the Main Board of the Hong Kong Stock Exchange (stock code: 0831)). Mr. Ip has held various key positions in regulatory authorities and business associations. He was a member of the Listing Committee of the Hong Kong Stock Exchange from 2003 to 2009 and a member of the Dual Filing Advisory Group of the Securities and Futures Commission of Hong Kong (the “SFC”) from 2008 to 2014. Currently, Mr. Ip is a member of the Takeovers and Mergers Panel and the Takeovers Appeal Committee of the SFC. Mr. Ip was the president of the Hong Kong Business Accountants Association in 2022. He is also a member of the Guangdong Provincial Committee of the Chinese People’s Political Consultative Conference and a vice president of the Council for the Promotion of Guangdong-Hong Kong-Macao Cooperation. Mr. Ip is currently an independent non-executive director of Media Chinese International Limited, a company dually listed on the Main Board of the Hong Kong Stock Exchange (stock code: 0685) and the Main Market of Bursa Malaysia Securities Berhad in Malaysia (stock code: 5090). Mr. Ip is also the independent non-executive director of Ping An Digital Bank (International) Limited (“Ping An Digital Bank”) and OneConnect Financial Technology Co., Ltd. (“OneConnect”), respectively. Both Ping An Digital Bank , which is the wholly subsidiary of the Company, and OneConnect are private companies and subsidiaries of Ping An Insurance (Group) Company of China, Ltd. (a company listed on the Shanghai Stock Exchange(stock code: 601318) and the Hong Kong Stock Exchange (stock code: 2318 (HKD counter) and 82318 (RMB counter)) (the “Ping An Insurance”). Mr. Ip graduated from the Hong Kong Polytechnic University (formerly known as Hong Kong Polytechnic) in 1984 with a Professional Diploma in Accountancy. He is a Fellow member of the Hong Kong Institute of Certified Public Accountants and the Association of Chartered Certified Accountants.

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Mr. Cheng, aged 66, has over 35 years of experience in the financial industry. He has served as an independent non-executive director of Hong Kong Interbank Clearing Limited since November 2023, a director of CryptoBLK International Holding Co. Limited since 2021, a director of Hong Kong Science and Technology Parks Corporation from 2014 to 2019 and an independent nonexecutive director of Ping An Insurance from 2012 to 2013. Mr. Cheng graduated from the University of Hong Kong in 1981 with a bachelor of science diploma in electronic engineering and is also a distinguished fellow of the Hong Kong Computer Mr. Cheng worked at the Hong Kong and Shanghai Banking Corporation Limited for 36 years, from 1983 to 2019, focusing on financial technology, and served as the Chief Operating Officer for the Asia Pacific region from 2010 to 2019. Mr. Cheng is currently a council member of the Hong Kong Federation of Youth Groups, a director of Hong Kong Internet Registration Corporation Limited, a council member of the Hong Kong Quality Assurance Agency, the chairman of the advisory committee of the Hong Kong Institute of Information Technology of the Vocational Training Council, the chairman of the Innovation Power advisory committee of the Hong Kong Jockey Club, a member of the New Industrialisation Vetting Committee (NIVC), and a director of Hong Kong Esperanza (also known as “Uncle Chip” Co-creation Society). Mr. Cheng graduated from the University of Hong Kong in 1981 with a bachelor of science diploma in electronic engineering and is also a distinguished fellow of the Hong Kong Computer Society.

About Lufax

Lufax is a leading financial services enabler for small business owners in China. Lufax offers financing products designed to address the needs of small business owners and others. In doing so, Lufax has established relationships with 85 financial institutions in China as funding partners, many of which have worked with Lufax for over three years.

Investor Relations Contact

Lufax Holding Ltd

Email: Investor_Relations@lu.com

ICR, LLC

Robin Yang

Tel: +1 (646) 308-0546

Email: lufax.ir@icrinc.com

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FAQ

What board changes did Lufax (LU) announce in this filing?

Lufax announced that independent non-executive directors Rusheng Yang and David Xianglin Li will not be re-nominated and will leave the Board and its committees on April 13, 2026. Two new independent non-executive directors, Koon Wing Ernest Ip and Siu Hong Cheng, will join the Board effective April 14, 2026.

Who are the new independent non-executive directors appointed by Lufax (LU)?

Lufax appointed Koon Wing Ernest Ip and Siu Hong Cheng as new independent non-executive directors effective April 14, 2026. Mr. Ip has over 40 years in accounting and auditing, while Mr. Cheng has more than 35 years in the financial industry and financial technology roles.

How will Lufax’s audit committee composition change after these appointments?

After the changes, Koon Wing Ernest Ip will serve as chairman of Lufax’s audit committee and Siu Hong Cheng will serve as a committee member. These appointments follow the departure of independent non-executive directors Rusheng Yang and David Xianglin Li when their Board terms end on April 13, 2026.

What change did Lufax (LU) make to its nomination and remuneration committee?

Lufax stated that Fangfang Cai will serve as a member of the company’s nomination and remuneration committee. This committee change accompanies the broader refresh of independent non-executive directors on the Board and follows the end of the terms of Rusheng Yang and David Xianglin Li.

What relevant experience does new Lufax director Koon Wing Ernest Ip bring?

Koon Wing Ernest Ip brings over 40 years of accounting and auditing experience, including 34 years at PwC Hong Kong where he retired as partner in 2019. He has served as Group CFO of Fung Group and held roles on Hong Kong regulatory and business association bodies and several company boards.

What background does new Lufax director Siu Hong Cheng have in financial services?

Siu Hong Cheng has over 35 years of financial industry experience, including 36 years at the Hongkong and Shanghai Banking Corporation focusing on financial technology, where he served as Chief Operating Officer for Asia Pacific from 2010 to 2019. He also holds multiple board, advisory and public service positions in Hong Kong.

What does Lufax (LU) describe as its core business focus?

Lufax describes itself as a leading financial services enabler for small business owners in China, offering financing products tailored to their needs. The company notes it has established relationships with 85 financial institutions in China as funding partners, many of which have worked with Lufax for over three years.

Filing Exhibits & Attachments

2 documents

Press Releases

• EX-99.1 EX-99.1 1.0 MB
• EX-99.2 EX-99.2 10.0 KB