Welcome to our dedicated page for Lumen Technologies SEC filings (Ticker: LUMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Lumen Technologies, Inc. (LUMN) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. Lumen’s filings offer detail on material events, financing transactions, leadership changes, and operating results.
Recent 8-K filings show how Lumen and its indirect wholly owned subsidiary Level 3 Financing, Inc. use the capital markets. The company has reported offerings of Senior Notes due 2036, including 8.500% Senior Notes, and related additional notes. These filings describe the intended use of proceeds, such as funding cash tender offers for existing second lien notes due 2029, 2030, and 2031, paying accrued interest, and addressing general corporate purposes.
Other filings outline tender offers and consent solicitations to amend indentures governing existing second lien notes, including changes to restrictive covenants and collateral arrangements. Lumen has also disclosed amendments to a credit agreement and the resulting term loan facility, with information on maturity, interest rate options, and prepayment terms.
Beyond financing, Lumen uses Form 8-K to report leadership and governance developments, such as the resignation and appointment of executive officers, including the Chief Technology & Product Officer and the Chief Accounting Officer and Controller. The company also furnishes earnings releases and investor presentations as exhibits to Form 8-K, covering quarterly operating results and providing materials for earnings teleconferences.
On Stock Titan, these filings are updated as they appear on EDGAR. AI-powered summaries help explain the main points of lengthy documents, including 8-Ks related to debt offerings, credit amendments, leadership changes, and earnings disclosures. Users can quickly see what each filing covers, identify items related to capital structure, and understand how Lumen describes significant corporate events without reading every line of the original text.
Lumen Technologies Inc ownership disclosure: The Vanguard Group filed an amended Schedule 13G/A reporting 0 shares beneficially owned of Lumen common stock, representing 0% of the class. The filing explains an internal realignment effective January 12, 2026 that disaggregated subsidiary holdings; signature dated 03/27/2026.
Lumen Technologies filed its 2026 proxy statement outlining governance items and strategic progress. Management describes a 2025 transformation toward a digital, AI-ready networking platform built on three assets: a broad physical network, a programmable digital platform, and a connected ecosystem.
The company reports $12.4B total revenue, $1.7B net loss, and $3.4B Adj. EBITDA for 2025. Management completed the sale of its consumer business (Quantum Fiber) to AT&T for $5.75B in cash, used proceeds plus cash on hand to reduce debt by $4.8B (bringing total debt below $13B) and says net debt-to-EBITDA is under 4x. The proxy seeks shareholder approval for director elections, auditor ratification, amendments to the Articles of Incorporation, and an increase of 45,600,000 shares under the 2024 Equity Incentive Plan.
Lumen Technologies, Inc. reports upcoming leadership changes at the board and executive levels. On March 13, 2026, Board Chair T. Michael Glenn and Audit Committee Chair Hal Stanley Jones informed the board they will retire and not stand for re-election at Lumen’s 2026 Annual Meeting of Shareholders. The company states their decisions were not due to any disagreement with Lumen.
The board has elected General Kevin P. Chilton, a director since 2017, to become the next Chair of the Board, effective immediately following the 2026 Annual Meeting and contingent on his election as a director. On the same date, the board appointed Christopher D. Stansbury, age 60 and currently Executive Vice President and Chief Financial Officer, to serve as Lumen’s President. Kathleen Johnson will continue as Chief Executive Officer but will no longer hold the title of President as of March 13, 2026.
Sharritts Jeffery S. reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies executive Jeffery S. Sharritts, EVP and Chief Revenue Officer, received a grant of 634,699 shares of common stock at no purchase price. The award is restricted stock, with 40% vesting over time and 60% tied to performance metrics through March 1, 2029.
Lumen Technologies President & CEO Kathleen E. Johnson reported several stock transactions in company common shares. She received a grant of 2,156,680 restricted shares at no cost, consisting of 40% time-based and 60% performance-based awards.
To cover taxes on vesting, 1,715,571 shares were disposed of through share withholding at $7.11 per share. An additional 252,702 performance-based restricted shares or RSUs were disposed of to the issuer after some awards failed performance metrics and others exceeded targets. Following these transactions, she holds 8,750,989 shares directly and 3,364,677 shares indirectly through a spousal trust.
Fowler James reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies EVP and Chief Technology & Product Officer James Fowler received a grant of 582,887 shares of common stock as an equity award. These are restricted shares, not purchased on the open market, and increased his directly held stake to 1,631,197 shares.
According to the award terms, 40% of the restricted stock is time-based and will vest in three equal annual installments beginning on March 1, 2027. The remaining 60% is performance-based and will vest on March 1, 2029, but only to the extent two three-year performance metrics are achieved.
Lumen Technologies, Inc. reported that Chief Accounting Officer and Controller Donald Leroy Holt received an equity award and had shares withheld for taxes. On March 1, 2026, he acquired 97,147 shares of common stock as a grant of restricted stock at a stated price of $0.00 per share. According to the grant terms, 40% is time-based and will vest in three equal annual installments beginning on March 1, 2027, while 60% is performance-based and will vest on March 1, 2029 depending on two three-year performance metrics. On the same date, 2,080 shares of common stock at $7.11 per share were disposed of to cover taxes due upon the vesting of equity awards, which is a tax-withholding disposition rather than an open-market sale. After these transactions, Holt directly held 166,557 shares of Lumen common stock.
Lumen Technologies EVP and CFO Christopher Stansbury reported equity award activity in company common stock. He received a grant of 906,713 restricted shares at $0.00 per share, consisting of 40% time-based and 60% performance-based awards.
Footnotes state the time-based portion vests in three equal installments beginning on March 1, 2027, with any earned performance-based shares vesting on March 1, 2029 based on two three-year performance metrics. To cover taxes upon vesting of prior equity awards, 836,079 shares were disposed at $7.11 per share, and 133,002 shares were disposed to the issuer in connection with performance-based awards granted on May 18, 2023. After these transactions, he directly holds 5,147,850 shares and also has indirect ownership through spouse‑administered trusts.
HACKER MARK S. reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies executive Mark S. Hacker received an equity grant of 427,450 shares of common stock as compensation. The award is structured as restricted stock, with 40% vesting in three equal annual installments starting on March 1, 2027. The remaining 60% is performance-based and will vest on March 1, 2029, only to the extent two three-year performance metrics are achieved. Following this grant, Hacker directly holds 965,127 shares of Lumen common stock.
Lumen Technologies director Diankha Linear sold 45,000 shares of common stock in an open-market transaction on February 20, 2026. The weighted average sale price was $7.89 per share, with individual trades executed between $7.89 and $7.91.
After this sale, Linear continued to hold 198,229 Lumen shares directly. According to the disclosure, the transaction was made in connection with tax and estate planning activities, and detailed trade-by-trade pricing information is available upon regulatory or shareholder request.