Welcome to our dedicated page for Lumen Technologies SEC filings (Ticker: LUMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lumen Technologies filings document material events, operating results, capital-structure actions, and governance disclosures for the NYSE-listed telecommunications company. Recent 8-K records include earnings releases and Regulation FD presentation materials, as well as disclosures related to credit agreements, supplemental indentures, guarantees, and debt securities issued or supported by Lumen subsidiaries.
The filing record also covers exchange offers, consent solicitations, tender-offer communications, shareholder voting matters, and registered securities including Lumen common stock and preferred stock purchase rights. Subsidiary registrants and issuers such as Qwest Corporation, Level 3 Parent, LLC, and Level 3 Financing appear in disclosures that describe debt obligations, note listings, collateral arrangements, and related material agreements.
MCMILLAN STEPHEN reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Stephen McMillan received an equity grant of company stock. He was awarded 25,197 shares of Lumen Technologies common stock at a reference price of $9.44 per share. Following this grant, he holds 76,591 shares directly. The restricted stock will vest on May 21, 2027, aligning his compensation with longer-term company performance.
Allen Quincy L reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Allen Quincy L reported an equity award of company stock. On May 21, 2026, he received a grant of 25,197 restricted stock units tied to Lumen common stock, valued at $9.44 per share for reporting purposes.
These restricted stock units will vest on May 21, 2027. According to his deferral election, the vested award will be paid out later in shares of common stock. After this grant, his direct ownership stands at 352,764 shares.
Linear Diankha reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Linear Diankha received an equity award in the form of restricted stock units. The grant covers 25,197 units of Common Stock valued at $9.44 per share for reporting purposes. Following this award, Diankha is reported as beneficially owning 223,426 shares.
The footnote explains that these restricted stock units will vest on May 21, 2027 and will then be paid out in shares of Common Stock at a later date according to Diankha’s deferral election. This is a compensation-related grant, not an open-market purchase or sale.
GOLDBERG MICHELLE J reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Michelle J. Goldberg received a grant of 25,197 shares of common stock, treated as restricted stock that was valued at $9.44 per share. This equity award will vest on May 21, 2027 and increases her direct holdings to 76,591 shares.
Bejar Martha Helena reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Martha Helena Bejar received an equity award linked to company stock. She was granted 25,197 restricted stock units tied to Common Stock at a reference price of $9.44 per share. These units will vest on May 21, 2027 and will be settled in shares of Common Stock at a later date based on her deferral election. Following this award, her directly held position is reported at 421,144 shares.
Capossela Christopher C reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Christopher C. Capossela received a grant of 25,197 shares of common stock as a restricted stock award. The grant is valued at $9.44 per share and will vest on May 21, 2027. After this award, he holds 92,199 shares directly.
Lumen Technologies director Kevin P. Chilton received an equity grant rather than buying shares on the market. On this Form 4, he acquired 25,197 shares of Common Stock as a compensation-related grant valued at $9.44 per share. These are restricted stock units that will vest on May 21, 2027 and be settled in shares later under his deferral election. After this award, his direct holdings increased to 436,716 shares, indicating this is a routine incentive grant that raises his long-term equity stake in the company.
Lumen Technologies, Inc., through its subsidiary Level 3 Financing, Inc., is outlining the terms of new senior unsecured notes issued in a private offering. A portion of the net proceeds was used to buy back certain unsecured notes via concurrent tender offers and to pay related fees and expenses.
The notes bear interest from May 21, 2026, with payments due each February 15 and August 15, starting February 15, 2027. They rank equally with other unsubordinated debt of Level 3 Financing and are fully and unconditionally guaranteed on a senior unsecured basis by Level 3 Parent and certain material domestic subsidiaries, with additional guarantees expected after required regulatory approvals.
The notes feature optional redemption rights for Level 3 Financing, including an equity-funded redemption of up to 40% of principal before August 15, 2029, standard make-whole provisions before August 15, 2031, and scheduled call prices thereafter. If specified change of control events occur, holders can require Level 3 Financing to repurchase the notes at 101% of principal plus accrued interest. The indenture also includes customary events of default and restrictive covenants limiting additional indebtedness, liens, and certain corporate actions. The notes and guarantees were sold only to qualified institutional buyers under Rule 144A and to non-U.S. persons under Regulation S, without registration rights.
Lumen Technologies, together with its subsidiary Qwest Corporation, has entered a Support Agreement with certain noteholders and amended its previously announced exchange offers for long-dated Qwest notes. Supporting noteholders committed to tender approximately $456 million of Old Qwest Notes, including $296.5 million of 6.5% notes due 2056 and $159.5 million of 6.75% notes due 2057, by June 2, 2026. In return, they will receive new 6.500% notes due 2051 or 6.750% notes due 2052 on a par-for-par basis, fully and unconditionally guaranteed by Lumen. Qwest also eliminated the early tender date and extended the exchange expiration and withdrawal deadlines to 5 p.m. ET on June 9, 2026, with the offers and new notes subject to effectiveness of a post-effective amendment to the Form S-4 registration statement.
Lumen Technologies filed an 8-K to present updated unaudited pro forma financial information reflecting its completed sale of the Mass Markets fiber-to-the-home business in 11 states. The business was sold to an AT&T subsidiary for $5.75 billion in cash, reduced by about $30 million of adjustments and costs, resulting in roughly $5.72 billion of pre-tax proceeds.
Lumen used these proceeds and cash on hand to redeem several secured note issues and fully repay its superpriority term B credit facility. The pro forma statement of operations for the three months ended March 31, 2026 removes the divested unit and incorporates effects of new commercial and transition service agreements with AT&T, as well as related tax impacts. On this pro forma basis, Q1 2026 revenue is $2.84 billion and the net loss is $222 million.