Welcome to our dedicated page for Lumen Technologies SEC filings (Ticker: LUMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Lumen Technologies, Inc. (LUMN) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. Lumen’s filings offer detail on material events, financing transactions, leadership changes, and operating results.
Recent 8-K filings show how Lumen and its indirect wholly owned subsidiary Level 3 Financing, Inc. use the capital markets. The company has reported offerings of Senior Notes due 2036, including 8.500% Senior Notes, and related additional notes. These filings describe the intended use of proceeds, such as funding cash tender offers for existing second lien notes due 2029, 2030, and 2031, paying accrued interest, and addressing general corporate purposes.
Other filings outline tender offers and consent solicitations to amend indentures governing existing second lien notes, including changes to restrictive covenants and collateral arrangements. Lumen has also disclosed amendments to a credit agreement and the resulting term loan facility, with information on maturity, interest rate options, and prepayment terms.
Beyond financing, Lumen uses Form 8-K to report leadership and governance developments, such as the resignation and appointment of executive officers, including the Chief Technology & Product Officer and the Chief Accounting Officer and Controller. The company also furnishes earnings releases and investor presentations as exhibits to Form 8-K, covering quarterly operating results and providing materials for earnings teleconferences.
On Stock Titan, these filings are updated as they appear on EDGAR. AI-powered summaries help explain the main points of lengthy documents, including 8-Ks related to debt offerings, credit amendments, leadership changes, and earnings disclosures. Users can quickly see what each filing covers, identify items related to capital structure, and understand how Lumen describes significant corporate events without reading every line of the original text.
HACKER MARK S. reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies executive Mark S. Hacker received an equity grant of 427,450 shares of common stock as compensation. The award is structured as restricted stock, with 40% vesting in three equal annual installments starting on March 1, 2027. The remaining 60% is performance-based and will vest on March 1, 2029, only to the extent two three-year performance metrics are achieved. Following this grant, Hacker directly holds 965,127 shares of Lumen common stock.
Lumen Technologies director Diankha Linear sold 45,000 shares of common stock in an open-market transaction on February 20, 2026. The weighted average sale price was $7.89 per share, with individual trades executed between $7.89 and $7.91.
After this sale, Linear continued to hold 198,229 Lumen shares directly. According to the disclosure, the transaction was made in connection with tax and estate planning activities, and detailed trade-by-trade pricing information is available upon regulatory or shareholder request.
Issuer and proposed sale: A Form 144 notice discloses a proposed sale of 45,000 common shares of LUMN. The filing lists restricted-stock lots of 34,317 (dated 02/22/2025) and 10,683 (dated 05/16/2025), and an aggregate dollar amount of $355,077.00.
Lumen Technologies outlines its business, strategy, and risks as it shifts toward being a digital networking services provider focused on enterprise customers and AI-era connectivity. The company operates two segments, Business and Mass Markets, but expects to move to a single segment after a recent asset sale.
Lumen completed the sale of its Mass Markets Fiber-to-the-Home business in 11 states to AT&T for gross cash proceeds of $5.75 billion, continuing a multi-year divestiture program that also included Latin America and EMEA assets. As of December 31, 2025, it employed about 24,000 people and operated roughly 163,000 fiber on‑net buildings and over 340,000 route miles of fiber worldwide.
The report highlights a strategy built around Platform and Connectivity for the Future (PCF) solutions, network modernization, and an AI backbone, while managing legacy services for cash. It also discloses relinquishment of Rural Digital Opportunity Fund awards, including a $46 million revenue reduction and $49 million in related fees, and repayment of previously received funds. Key risks center on revenue declines in legacy services, intense competition, heavy debt, cybersecurity threats, regulatory uncertainty, and execution challenges around digital transformation and AI-driven growth.
Lumen Technologies, Inc. granted EVP and Chief Revenue Officer Jeffery S. Sharritts a sign-on equity award of 576,282 shares of common stock on February 4, 2026, reported at a price of $0 per share as a stock grant.
The award is structured as time-based restricted stock. 288,141 shares will vest in three equal annual installments beginning on February 4, 2027. The remaining 288,141 shares will vest in equal installments on February 4, 2027 and February 4, 2028, subject to the applicable vesting conditions.
Lumen Technologies executive Jeffery S. Sharritts filed an initial ownership report stating he currently holds no company securities. The filing identifies him as EVP, Chief Revenue Officer of Lumen Technologies, Inc. and confirms that no non-derivative or derivative securities are beneficially owned as of the February 4, 2026 event date.
Lumen Technologies President and CEO Kathleen E. Johnson reported an open-market purchase of 78,685 shares of common stock on February 5, 2026, coded as a purchase transaction. The weighted average purchase price was $6.3535 per share, with actual prices ranging from $6.2775 to $6.42 per share.
Following this transaction, Johnson beneficially owns 8,562,582 Lumen common shares directly. In addition, 3,364,677 common shares are reported as indirectly owned through a spousal trust, reflecting separate indirect beneficial ownership. No derivative securities were reported in this filing.
Lumen Technologies, Inc. filed an amended current report to add unaudited pro forma financial statements related to the completed sale of its Mass Markets fiber-to-the-home business in eleven states to subsidiaries of AT&T Inc. under a Purchase Agreement dated May 21, 2025.
The amendment supplies pro forma condensed consolidated financial information as Exhibit 99.2, including a balance sheet as of September 30, 2025 and statements of operations for the year ended December 31, 2024 and the interim period ended September 30, 2025, reflecting the divestiture. All other disclosures from the original February 2, 2026 report remain unchanged.
Lumen Technologies announced a leadership change in its sales organization. Ashley Haynes-Gaspar is leaving her role as Executive Vice President and Chief Revenue Officer, and Jeffery S. Sharritts has been appointed to that position effective February 4, 2026.
Haynes-Gaspar will provide transition services through March 6, 2026 to support an orderly handover. She will receive salary through her transition date, a short-term incentive bonus for fiscal year 2025 based on actual performance, benefits available under existing company plans including the Lumen Executive Severance Plan, and accelerated vesting of certain equity awards, in exchange for a release of claims and continued satisfactory service through the transition period.
Lumen Technologies, Inc. filed a current report describing the release of its operating results for the fourth quarter and full year ended December 31, 2025. The company issued an earnings press release and an accompanying slide presentation, furnished as Exhibits 99.1 and 99.2.
The slide presentation supports a teleconference on February 3, 2026 at 5:00 p.m. Eastern time and is also available on Lumen’s investor relations website. The company emphasizes that these materials are furnished, not filed, and includes forward-looking statements language referencing risk factors in its periodic SEC reports.