Welcome to our dedicated page for Lumen Technologies SEC filings (Ticker: LUMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Lumen Technologies, Inc. (LUMN) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. Lumen’s filings offer detail on material events, financing transactions, leadership changes, and operating results.
Recent 8-K filings show how Lumen and its indirect wholly owned subsidiary Level 3 Financing, Inc. use the capital markets. The company has reported offerings of Senior Notes due 2036, including 8.500% Senior Notes, and related additional notes. These filings describe the intended use of proceeds, such as funding cash tender offers for existing second lien notes due 2029, 2030, and 2031, paying accrued interest, and addressing general corporate purposes.
Other filings outline tender offers and consent solicitations to amend indentures governing existing second lien notes, including changes to restrictive covenants and collateral arrangements. Lumen has also disclosed amendments to a credit agreement and the resulting term loan facility, with information on maturity, interest rate options, and prepayment terms.
Beyond financing, Lumen uses Form 8-K to report leadership and governance developments, such as the resignation and appointment of executive officers, including the Chief Technology & Product Officer and the Chief Accounting Officer and Controller. The company also furnishes earnings releases and investor presentations as exhibits to Form 8-K, covering quarterly operating results and providing materials for earnings teleconferences.
On Stock Titan, these filings are updated as they appear on EDGAR. AI-powered summaries help explain the main points of lengthy documents, including 8-Ks related to debt offerings, credit amendments, leadership changes, and earnings disclosures. Users can quickly see what each filing covers, identify items related to capital structure, and understand how Lumen describes significant corporate events without reading every line of the original text.
Lumen Technologies executive James Fowler, EVP and Chief Technology & Product Officer, reported his initial ownership of the company’s common stock. He beneficially owns 435,450 shares of Lumen common stock, held directly. This total includes 51,934 shares of time-based restricted stock that are scheduled to vest in full on May 14, 2026, meaning those shares become fully owned by him if vesting conditions are met.
Lumen Technologies, Inc. reported that its indirect wholly owned subsidiary, Level 3 Financing, Inc., plans a private debt financing. Level 3 Financing has priced $650 million aggregate principal amount of Additional 8.500% Senior Notes due 2036, increasing the planned offering by $50 million from the previously announced size. These Additional Notes will be a further issuance of the existing 8.500% Senior Notes due 2036, of which $1.25 billion was originally issued on December 23, 2025, and will form a single series with the earlier notes.
Level 3 Financing intends to use the net proceeds, together with cash on hand or other available liquidity if necessary, primarily to purchase any of its Existing Second Lien Notes tendered in cash tender offers launched on December 8, 2025. These Existing Second Lien Notes include its 4.000% Second Lien Notes due 2031, 3.875% Second Lien Notes due 2030, 4.500% Second Lien Notes due 2030, and 4.875% Second Lien Notes due 2029, and to pay related accrued interest, fees and expenses. Any remaining proceeds may be used to pay offering-related fees and expenses and for general corporate purposes. The Notes will be sold in a private offering that is not registered under the Securities Act of 1933.
Lumen Technologies, through its subsidiary Level 3 Financing, is raising new long-term debt and restructuring existing obligations. Level 3 Financing planned an offering of Senior Notes due 2036 and has since priced
The aggregate purchase price cap for these Existing Second Lien Notes, excluding accrued interest, was increased from
Lumen Technologies, Inc. reported that David Ward, its Executive Vice President, Chief Technology and Product Officer, resigned to become President and Chief Architect at Salesforce, Inc. He will step down from his executive role on January 5, 2026 and continue as an employee to support transition activities through January 23, 2026.
On December 3, 2025, Lumen’s Board appointed director James Fowler to succeed Mr. Ward as Executive Vice President, Chief Technology and Product Officer, effective January 5, 2026. In connection with this management change, Mr. Fowler resigned from the Board on December 5, 2025 and will serve as an advisor to the company until his employment start date.
Mr. Fowler, age 54, brings senior technology leadership experience, having served as Executive Vice President and Chief Technology Officer of Nationwide Mutual Insurance Company since 2018 and previously holding group and business unit CIO roles at General Electric.
Lumen Technologies (LUMN) reported an insider transaction by its President & CEO and Director, Kathleen Elizabeth Johnson. On 11/07/2025, a Form 4 shows 46,735 shares of common stock were disposed at $10.52 under code F, which indicates shares were withheld to cover taxes due upon the vesting of equity awards.
Following the transaction, Johnson beneficially owns 8,483,897 shares directly and 3,364,677 shares indirectly via a spousal trust. The filing notes she disclaims ownership of trust-held shares except to the extent of her beneficial interest.
Lumen Technologies reported weaker Q3 results. Operating revenue was $3,087 million versus $3,221 million a year ago. The company posted an operating loss of $116 million compared to operating income of $126 million last year, and a net loss of $621 million versus a net loss of $148 million.
Year to date, the net loss reached $1,737 million, reflecting a $628 million non-cash goodwill impairment recognized in Q2 and losses on early debt retirement. Operating cash flow strengthened to $4,176 million for the first nine months, while capital expenditures were $2,723 million. Long-term debt stood at $17,578 million.
Lumen classified its Mass Markets fiber-to-the-home business as held for sale, showing $3,765 million of assets and $36 million of liabilities. The pending sale to AT&T is for $5.75 billion in cash, with closing anticipated in early 2026, subject to approvals. Shares outstanding were 1,025,643,740 as of October 28, 2025.
Lumen Technologies (LUMN) furnished its third‑quarter update. The company issued a press release announcing operating results for the third quarter and nine months ended September 30, 2025, furnished as Exhibit 99.1. An accompanying earnings presentation is furnished as Exhibit 99.2.
The company scheduled a teleconference at 5:00 p.m. Eastern time on October 30, 2025. The materials under Items 2.02 and 7.01 are furnished, not filed, and are not incorporated by reference unless expressly stated. The exhibits include forward‑looking statements subject to uncertainties as described in the company’s periodic reports.
Level 3 Parent, LLC filed an 8-K disclosing a Second Amendment to its Term Loan Facility dated September 29, 2025. The amendment permits voluntary prepayments or reductions of commitments, generally without premium or penalty, except for a 1.00% premium on certain repricing-related prepayments made within six months after the Amendment Date. It requires 100% prepayment of net cash proceeds from specified asset sales and certain debt issuances, subject to exceptions. The Term Loan is guaranteed by substantially all material, wholly-owned domestic subsidiaries and secured by a first-priority lien on substantially all current and fixed assets, subject to permitted exceptions. The facility includes customary negative covenants restricting mergers, additional indebtedness, liens, restricted payments, asset dispositions and affiliate transactions. The full amendment is filed as Exhibit 10.1.
Donald Leroy Holt, Chief Accounting Officer & Controller of Lumen Technologies, Inc. (LUMN), reported an equity award on Form 4 filed for a transaction dated 09/23/2025. The filing shows a grant of 26,482 shares of restricted common stock acquired at a $0 price, increasing his beneficial ownership to 71,490 shares following the transaction. The restricted shares vest in three equal annual installments beginning on 09/23/2026. The Form 4 was filed by one reporting person and signed by Meredith Hayes as attorney-in-fact on 09/25/2025. All details reflect a standard grants-based insider reporting event.
Donald Leroy Holt filed a Form 3 reporting direct beneficial ownership of 45,008 shares of Lumen Technologies, Inc. (LUMN). The filing states 18,092 of those shares are unvested restricted stock. Mr. Holt is identified as the company’s Chief Accounting Officer & Controller. The event date is 09/23/2025 and the form was signed by an attorney-in-fact on 09/25/2025.