Lumen (LUMN) CEO Form 4: 46,735 shares withheld at $10.52

Lumen Technologies (LUMN) reported an insider transaction by its President & CEO and Director, Kathleen Elizabeth Johnson.

Rhea-AI Filing Summary

Lumen Technologies (LUMN) reported an insider transaction by its President & CEO and Director, Kathleen Elizabeth Johnson. On 11/07/2025, a Form 4 shows 46,735 shares of common stock were disposed at $10.52 under code F, which indicates shares were withheld to cover taxes due upon the vesting of equity awards.

Following the transaction, Johnson beneficially owns 8,483,897 shares directly and 3,364,677 shares indirectly via a spousal trust. The filing notes she disclaims ownership of trust-held shares except to the extent of her beneficial interest.

Insider Trade Summary

Exercise Price or Tax Liability: 46,735 shares

Exercise Price or Tax Liability 2 txns

Insider Johnson Kathleen E

Role President & CEO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	46,735	$10.52	$492K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 8,483,897 shares (Direct); Common Stock — 3,364,677 shares (Indirect, By Spousal Trust)

Footnotes (2)

1. F1. Shares withheld to cover the taxes due upon the vesting of equity awards.
2. F2. The reporting person disclaims ownership of the shares held in this trust, except to the extent of her beneficial ownership therein.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did LUMN's CEO report on Form 4?

A transaction on 11/07/2025 where 46,735 shares were disposed under code F to cover taxes upon vesting.

How many shares and at what price were involved?

46,735 shares at $10.52 per share.

What does transaction code F mean for LUMN?

Code F indicates shares were withheld to satisfy tax obligations related to equity award vesting.

What are Kathleen Elizabeth Johnson’s holdings after the transaction?

8,483,897 shares directly and 3,364,677 shares indirectly via a spousal trust.

Does the CEO claim full ownership of the trust shares?

She disclaims ownership of shares in the spousal trust except to the extent of her beneficial ownership.

What roles does the reporting person hold at Lumen (LUMN)?

She is President & CEO and a Director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/12/2025 - 09:27 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Johnson Kathleen E

(Last) (First) (Middle)

100 CENTURYLINK DRIVE

(Street)

MONROE LA 71203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumen Technologies, Inc. [ LUMN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
11/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/07/2025		F(1)		46,735	D	$10.52	8,483,897	D
Common Stock								3,364,677	I	By Spousal Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to cover the taxes due upon the vesting of equity awards.

2. The reporting person disclaims ownership of the shares held in this trust, except to the extent of her beneficial ownership therein.

	/s/ Meredith Hayes, as Attorney-in-Fact for Kathleen Elizabeth Johnson	11/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.