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Lumen Technologies (NYSE: LUMN) EVP Jeffery Sharritts files Form 3 showing no stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Lumen Technologies executive Jeffery S. Sharritts filed an initial ownership report stating he currently holds no company securities. The filing identifies him as EVP, Chief Revenue Officer of Lumen Technologies, Inc. and confirms that no non-derivative or derivative securities are beneficially owned as of the February 4, 2026 event date.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Sharritts Jeffery S.

(Last) (First) (Middle)
100 CENTURYLINK DR

(Street)
MONROE LA 71203

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/04/2026
3. Issuer Name and Ticker or Trading Symbol
Lumen Technologies, Inc. [ LUMN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Revenue Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Jennifer Hodges, as Attorney-in-Fact for Jeffery S. Sharritts 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the LUMN Form 3 filed for Jeffery S. Sharritts report?

The Form 3 reports that EVP, Chief Revenue Officer Jeffery S. Sharritts currently has no beneficial ownership of Lumen Technologies securities. Both non-derivative and derivative tables show no holdings, and the remarks section explicitly states that no securities are beneficially owned.

What is Jeffery S. Sharritts’ role at Lumen Technologies (LUMN)?

Jeffery S. Sharritts is identified as an officer of Lumen Technologies, serving as EVP, Chief Revenue Officer. This role is explicitly checked in the filing’s relationship section, while the director and 10% owner boxes are not selected, clarifying his official capacity.

Does the LUMN Form 3 show any stock or option ownership for Jeffery S. Sharritts?

No. The Form 3 states that no securities are beneficially owned by Jeffery S. Sharritts. Table I for non-derivative securities and Table II for derivative securities contain no reported holdings, and the remarks reiterate that no securities are beneficially owned.

What is the event date referenced in the LUMN Form 3 for Jeffery S. Sharritts?

The event date on the Form 3 is listed as 02/04/2026. This date is shown in the box labeled “Date of Event Requiring Statement,” indicating when the ownership status, including no beneficially owned securities, is being reported for regulatory purposes.

Is the LUMN Form 3 for Jeffery S. Sharritts filed by one or multiple reporting persons?

The Form 3 is filed by one reporting person. The checkbox for “Form filed by One Reporting Person” is marked, while the alternative option for more than one reporting person is not selected, confirming that only Jeffery S. Sharritts is covered.

Who signed the LUMN Form 3 related to Jeffery S. Sharritts?

The Form 3 is signed “/s/ Jennifer Hodges, as Attorney-in-Fact for Jeffery S. Sharritts.” This indicates that Jennifer Hodges executed the filing under power of attorney on his behalf, with the signature dated 02/06/2026 on the signature line.
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