Lumen Technologies (LUMN) EVP James Fowler Discloses 435,450 Shares on Form 3

Rhea-AI Filing Summary

Lumen Technologies executive James Fowler, EVP and Chief Technology & Product Officer, reported his initial ownership of the company’s common stock. He beneficially owns 435,450 shares of Lumen common stock, held directly. This total includes 51,934 shares of time-based restricted stock that are scheduled to vest in full on May 14, 2026, meaning those shares become fully owned by him if vesting conditions are met.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Fowler James

(Last) (First) (Middle)

100 CENTURYLINK DRIVE

(Street)

MONROE LA 71203

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/05/2026

3. Issuer Name and Ticker or Trading Symbol
Lumen Technologies, Inc. [ LUMN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Tech & Product Off.

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	435,450(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 51,934 shares of time-base restricted stock that will vest in full on May 14, 2026.

Remarks:

	/s/ Meredith Hayes, as Attorney-in-fact for James Fowler	01/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

Who is the insider in Lumen Technologies (LUMN) Form 3 filing?

The insider is James Fowler, who serves as EVP, Chief Technology & Product Officer of Lumen Technologies, Inc.

How many Lumen Technologies (LUMN) shares does James Fowler report owning?

James Fowler reports beneficial ownership of 435,450 shares of Lumen common stock, held in a direct ownership form.

Does James Fowler hold any restricted stock in Lumen Technologies (LUMN)?

Yes. His reported holdings include 51,934 shares of time-based restricted stock that are scheduled to vest in full on May 14, 2026.

What type of filing is this for Lumen Technologies (LUMN)?

This is a Form 3, which is an initial statement of beneficial ownership of securities by an insider of Lumen Technologies, Inc.

Is James Fowler’s Lumen (LUMN) ownership direct or indirect?

The filing shows his 435,450 Lumen common shares are held with direct (D) ownership, with no indirect ownership entity listed.