Lumen director reports indirect holdings via trusts

Lumen Technologies director Michael Collins filed an initial Form 3, reporting beneficial ownership of Lumen common stock held indirectly through trusts.

Rhea-AI Filing Summary

Lumen Technologies director Michael Collins filed an initial Form 3, reporting beneficial ownership of Lumen common stock held indirectly through trusts. The filing lists 115 shares held by a spousal trust and 380 shares held by the MC Trust. It records existing positions rather than new buy or sell transactions.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Collins Michael

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 380 shares (Indirect, By MC Trust); Common Stock — 115 shares (Indirect, By Spousal Trust)

Key Figures

Indirect shares via spousal trust: 115 shares Indirect shares via MC Trust: 380 shares Holding entries reported: 2 entries +1 more

4 metrics

Indirect shares via spousal trust 115 shares Beneficial ownership of Lumen common stock

Indirect shares via MC Trust 380 shares Beneficial ownership of Lumen common stock

Holding entries reported 2 entries Form 3 transaction summary holdingEntries

Unknown transaction records 2 entries transactionSummary unknownCount

Key Terms

Form 3, beneficial ownership, indirect ownership, Spousal Trust, +1 more

5 terms

Form 3 regulatory

"Michael Collins filed an initial Form 3 reporting beneficial ownership."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"The Form 3 shows Michael Collins’ existing beneficial ownership in Lumen stock."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

indirect ownership financial

"All reported holdings are indirect, held through trusts rather than directly."

Spousal Trust financial

"One position lists 115 shares of common stock held by a Spousal Trust."

MC Trust financial

"Another position lists 380 shares of common stock held by the MC Trust."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Michael Collins’ Form 3 filing for Lumen (LUMN) show?

The Form 3 shows Michael Collins’ existing beneficial ownership in Lumen common stock. It reports indirect holdings in two trusts, establishing his baseline ownership as a director rather than disclosing new purchases or sales of Lumen shares.

How many Lumen (LUMN) shares does Michael Collins report on Form 3?

The filing reports 115 shares of Lumen common stock held by a spousal trust and 380 shares held by the MC Trust. These positions reflect his beneficial ownership through trusts, not direct shareholdings in his own name.

Are Michael Collins’ Lumen (LUMN) holdings direct or indirect?

All reported holdings are indirect. The Form 3 lists Lumen common stock as held “By Spousal Trust” and “By MC Trust,” meaning the shares are owned through these trusts rather than directly by Michael Collins personally.

Does Michael Collins’ Lumen (LUMN) Form 3 indicate recent buying or selling?

The Form 3 does not indicate recent buying or selling activity. It classifies the entries as holdings with unknown transaction codes, serving primarily to disclose Collins’ existing indirect ownership positions in Lumen common stock.

Why is Form 3 important for Lumen (LUMN) investors?

Form 3 establishes an insider’s starting ownership when they become subject to reporting. For Lumen, Michael Collins’ filing clarifies his initial indirect holdings in common stock via trusts, providing a baseline for any future Form 4 transaction reports.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 05:22 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Collins Michael

(Last) (First) (Middle)

100 CENTURYLINK DR

(Street)

MONROE LOUISIANA 71203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/20/2026

3. Issuer Name and Ticker or Trading Symbol
Lumen Technologies, Inc. [ LUMN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	380	I	By MC Trust
Common Stock	115	I	By Spousal Trust

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Cory Smith, as Attorney-in-Fact for Michael Collins	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)