STOCK TITAN

Lumen Technologies (NYSE: LUMN) awards director 27,350 RSUs

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hinshaw John M reported acquisition or exercise transactions in this Form 4 filing.

Lumen Technologies, Inc. director John M. Hinshaw reported an award of 27,350 restricted stock units tied to Common Stock on August 5, 2026, valued at $6.08 per share. These units vest on August 5, 2027 and will be settled later in shares under his deferral election. He also reports 379 shares held indirectly through The EAG Family Trust, where he serves as trustee.

Positive

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Insider Hinshaw John M
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 27,350 $6.08 $166K
holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 27,350 shares (Direct); Common Stock — 379 shares (Indirect, By Trust)
Footnotes (2)
  1. F1. This grant of restricted stock units will vest on August 5, 2027, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.
  2. F2. Shares are held by The EAG Family Trust dated 4/19/2012, of which the Reporting Person is a trustee.
Restricted stock units granted 27,350 shares Award to director John M. Hinshaw on August 5, 2026
Grant price $6.0800 per share Value assigned to the August 5, 2026 restricted stock unit award
RSU vesting date August 5, 2027 Scheduled vesting for 27,350 restricted stock units
Direct holdings after award 27,350 shares Common Stock reported as directly held following the award
Indirect trust holdings 379 shares Common Stock held by The EAG Family Trust dated April 19, 2012
restricted stock units financial
"This grant of restricted stock units will vest on August 5, 2027"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
deferral election financial
"paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election"
trustee financial
"Shares are held by The EAG Family Trust dated 4/19/2012, of which the Reporting Person is a trustee."
A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Lumen Technologies (LUMN) report for John M. Hinshaw?

Lumen Technologies reported that director John M. Hinshaw received 27,350 restricted stock units tied to Common Stock on August 5, 2026 at $6.08 per share. These units represent equity compensation rather than an open-market purchase or sale of existing shares.

When do John M. Hinshaw’s Lumen Technologies (LUMN) restricted stock units vest and how are they settled?

Hinshaw’s 27,350 restricted stock units vest on August 5, 2027. According to the disclosure, they will be paid out in shares of Lumen Technologies Common Stock at a later date, in line with the reporting person’s deferral election for settlement timing.

How many Lumen Technologies (LUMN) shares does John M. Hinshaw hold indirectly through a trust?

The filing shows 379 shares of Lumen Technologies Common Stock held indirectly through The EAG Family Trust dated April 19, 2012. The footnote states that Hinshaw is a trustee of this trust, reflecting indirect beneficial ownership of those shares.

Does John M. Hinshaw’s Form 4 for Lumen Technologies (LUMN) report any stock sales?

No stock sales are reported. The Form 4 lists one acquisition of 27,350 restricted stock units as compensation and a separate entry updating 379 indirectly held shares via a family trust, with the transaction summary showing no sales of Lumen Technologies stock.

Was John M. Hinshaw’s Lumen Technologies (LUMN) transaction under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5‑1 checkbox is not marked, indicating the reported award and holdings update are not affirmed as being under a Rule 10b5‑1 trading plan. The transaction is described as a grant/award acquisition of equity compensation.

What are John M. Hinshaw’s direct Lumen Technologies (LUMN) holdings after the restricted stock unit award?

After the reported award, Hinshaw is shown with 27,350 shares of Lumen Technologies Common Stock in a direct capacity, corresponding to the granted restricted stock units. Separately, 379 shares are listed as held indirectly through The EAG Family Trust where he serves as trustee.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hinshaw John M

(Last)(First)(Middle)
100 CENTURYLINK DR

(Street)
MONROE LOUISIANA 71203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lumen Technologies, Inc. [ LUMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026A(1)27,350A$6.0827,350D
Common Stock379IBy Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This grant of restricted stock units will vest on August 5, 2027, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.
2. Shares are held by The EAG Family Trust dated 4/19/2012, of which the Reporting Person is a trustee.
Remarks:
/s/ Cory Smith, as Attorney-in-Fact for John Hinshaw08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)