Welcome to our dedicated page for Pulmonx SEC filings (Ticker: LUNG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Reading Pulmonx Corp’s SEC disclosures can feel like navigating a bronchoscopic procedure—essential but intricate. Clinical-trial milestones, FDA post-market study obligations, and global sales data for the Zephyr Endobronchial Valve are scattered across 10-Ks, 10-Qs, and sudden 8-Ks. Investors who simply want to verify safety-event updates or track insider confidence often wade through hundreds of pages.
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Amendment No. 2 to Schedule 13D updates insider holdings in TriSalus Life Sciences (TLSI) after the preferred-for-common share exchange completed 31 Jul 2025.
- Mats Wahlstrom now beneficially owns 2,987,881 common shares (6.0% of the class) through Leonard Capital, personal holdings and 157,679 option shares exercisable within 60 days.
- Kerry R. Hicks controls 2,349,795 shares (4.7%) via multiple personal and trust accounts plus 60,596 option shares.
- HW Investment Partners, LLC holds 1,370,028 shares (2.8%). These shares are counted as shared voting/dispositive power for both individuals.
Ownership percentages assume a total of 49,788,874 common shares outstanding, calculated as 37,975,815 shares reported in TLSI’s 13 Jun 2025 Form S-4/A plus 11,813,059 shares issued in the exchange offer.
Leonard Capital converted 50,000 Series A preferred shares for 165,000 common shares at the 3.3-for-1 ratio. Apart from this exchange, no transactions were reported in the past 60 days. The filing is for disclosure only; it does not announce any operational or financial guidance.