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Morgan Stanley (LUNG) reports 6.9% Pulmonx stake in updated ownership filing

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(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Morgan Stanley and Morgan Stanley Capital Services LLC report their beneficial ownership of Pulmonx Corp common stock on an amended Schedule 13G. Morgan Stanley reports 2,920,241 shares beneficially owned, representing 6.9% of the common stock, with 0 shares held with sole voting or dispositive power and the position held with shared voting and dispositive power. Morgan Stanley Capital Services LLC reports 2,885,147 shares, representing 6.8%, all with shared voting and dispositive power and none with sole power. The ownership is attributed to specified Morgan Stanley reporting units, and does not include securities held by disaggregated operating units under SEC Release No. 34-39538.

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Morgan Stanley beneficial ownership 2,920,241 shares Beneficially owned Pulmonx common stock; represents 6.9% of the class
Morgan Stanley percent of class 6.9% Percent of Pulmonx common stock class beneficially owned by Morgan Stanley
Morgan Stanley shared voting power 2,888,144 shares Pulmonx shares over which Morgan Stanley has shared voting power
Morgan Stanley shared dispositive power 2,920,241 shares Pulmonx shares over which Morgan Stanley has shared dispositive power
MS Capital Services beneficial ownership 2,885,147 shares Pulmonx common stock beneficially owned by Morgan Stanley Capital Services LLC
MS Capital Services percent of class 6.8% Percent of Pulmonx common stock class owned by Morgan Stanley Capital Services LLC
MS Capital Services shared voting power 2,885,147 shares Pulmonx shares over which Morgan Stanley Capital Services LLC has shared voting power
MS Capital Services shared dispositive power 2,885,147 shares Pulmonx shares over which Morgan Stanley Capital Services LLC has shared dispositive power
beneficially owned financial
"this filing reflects the securities beneficially owned, or that may be deemed to be beneficially owned"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
shared voting power financial
"Shared Voting Power 2,888,144.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
shared dispositive power financial
"Shared Dispositive Power 2,920,241.00"
parent holding company financial
"Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company"
Joint Filing Agreement regulatory
"EXHIBIT NO. EXHIBITS 99.1 Joint Filing Agreement"
disaggregated financial
"ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Release"

FAQ

What ownership stake in Pulmonx Corp (LUNG) does Morgan Stanley report?

Morgan Stanley reports beneficial ownership of 2,920,241 Pulmonx Corp common shares, representing 6.9% of the class. These shares are held with shared voting and dispositive power through certain Morgan Stanley reporting units.

How many Pulmonx (LUNG) shares does Morgan Stanley Capital Services LLC hold?

Morgan Stanley Capital Services LLC reports beneficial ownership of 2,885,147 Pulmonx common shares, equal to 6.8% of the class. All reported shares are held with shared voting and shared dispositive power, and none with sole power.

Does Morgan Stanley have sole voting power over Pulmonx (LUNG) shares?

Morgan Stanley reports 0 shares of Pulmonx common stock with sole voting or sole dispositive power. All reported holdings are subject to shared voting and shared dispositive power as detailed on the cover pages.

What is the significance of the 6.9% ownership reported in Pulmonx (LUNG)?

The filing states Morgan Stanley beneficially owns 6.9% of Pulmonx’s common stock, or 2,920,241 shares. Crossing 5% triggers Schedule 13G reporting, so this reflects a large institutional position in the company’s equity.

Which Morgan Stanley units are included in this Pulmonx (LUNG) 13G/A filing?

The filing covers securities beneficially owned, or deemed beneficially owned, by certain Morgan Stanley operating units referred to as the “MS Reporting Units.” It explicitly excludes units whose holdings are disaggregated under SEC Release No. 34-39538.

Who signed the Pulmonx (LUNG) Schedule 13G/A on behalf of Morgan Stanley?

The Schedule 13G/A is signed by Claire Gordon as Authorized Signatory for both Morgan Stanley and Morgan Stanley Capital Services LLC, with signature dates of 08/13/2026 for each reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





745848101

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Morgan Stanley
Signature:Claire Gordon
Name/Title:Authorized Signatory, Morgan Stanley
Date:08/13/2026
Morgan Stanley Capital Services LLC
Signature:Claire Gordon
Name/Title:Authorized Signatory, Morgan Stanley Capital Services LLC
Date:08/13/2026
Exhibit Information

EXHIBIT NO. EXHIBITS ------------------ ------------------------------------ 99.1 Joint Filing Agreement 99.2 Item 7 Information * Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).