STOCK TITAN

Southwest Airlines (NYSE: LUV) grants CFO 6,316 restricted stock units

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Doxey Tom reported acquisition or exercise transactions in this Form 4 filing.

Southwest Airlines reported that EVP and Chief Financial Officer Tom Doxey received a grant of 6,316 restricted stock units that will settle in common stock under its Amended and Restated 2007 Equity Incentive Plan. The units vest one-third annually beginning August 21, 2027, leaving him with 111,116 directly held shares.

Positive

  • None.

Negative

  • None.
Insider Doxey Tom
Role EVP, Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 6,316 $0.00 $0.00
Holdings After Transaction: Common Stock — 111,116 shares (Direct)
Footnotes (1)
  1. F1. Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on August 21, 2027, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests.
RSUs granted 6,316 shares Restricted stock units granted to CFO Tom Doxey on 2026-08-05
Direct holdings after grant 111,116 shares Common shares directly owned by Tom Doxey after the reported award
Vesting start date August 21, 2027 First vesting date for one-third of the restricted stock units
restricted stock units financial
"Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Amended and Restated 2007 Equity Incentive Plan financial
"pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan."
exempt acquisition regulatory
"Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co."

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FAQ

What insider transaction did Southwest Airlines (LUV) report for CFO Tom Doxey?

Southwest Airlines reported that CFO Tom Doxey received an equity award of 6,316 restricted stock units. These units were granted under the company’s Amended and Restated 2007 Equity Incentive Plan and will settle in shares of Southwest common stock as they vest.

How many restricted stock units did Tom Doxey receive from Southwest Airlines (LUV) and at what price?

Tom Doxey received 6,316 restricted stock units, reported at a per-share price of $0.00 as a compensation grant. The award is described as an exempt acquisition under Southwest’s equity incentive plan, rather than an open-market purchase or sale of stock.

When do Tom Doxey’s new Southwest Airlines (LUV) restricted stock units vest?

The 6,316 restricted stock units granted to Tom Doxey vest in three equal installments, one-third annually, beginning on August 21, 2027. Each vested restricted stock unit will entitle him to receive one share of Southwest Airlines common stock.

How many Southwest Airlines (LUV) shares does Tom Doxey own after this equity award?

Following this grant, Tom Doxey directly holds 111,116 shares of Southwest Airlines common stock. This figure reflects his holdings after the reported acquisition of 6,316 restricted stock units that will convert into common shares as they vest over time.

Was the Southwest Airlines (LUV) CFO equity grant made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as a plan transaction, indicating this grant was not reported as made under a 10b5-1 trading plan. It is characterized instead as an exempt compensation-related award under the company’s equity incentive plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Doxey Tom

(Last)(First)(Middle)
2702 LOVE FIELD DRIVE
HDQ 4GC

(Street)
DALLAS TEXAS 75235

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SOUTHWEST AIRLINES CO [ LUV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026A6,316(1)A$0111,116D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on August 21, 2027, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests.
Remarks:
/s/ Blair Hendrix, on behalf of and as attorney-in-fact for Tom Doxey08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)