LiveOne director granted 21,253 RSUs as fees

Wachsberger Patrick D reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Wachsberger Patrick D reported acquisition or exercise transactions in this Form 4 filing.

LiveOne, Inc. director Patrick D. Wachsberger reported receiving a grant of 21,253 Restricted Stock Units as board fees for service from October 1, 2024 to September 30, 2025. The RSUs vest on March 31, 2026, assuming he continues serving on the board through that date.

Each RSU represents a right to receive one share of LiveOne common stock or the cash value of a share. The board will decide whether payout is in cash, stock, or a mix under the company’s 2016 Equity Incentive Plan, and Wachsberger may defer settlement until he leaves the board or up to five years after vesting.

Insider Trade Summary

Grant/Award: 21,253 shares

Grant/Award 1 txn

Insider Wachsberger Patrick D

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	21,253	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 21,253 contracts (Direct)

Footnotes (1)

1. F1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LiveOne (LVO) report for Patrick D. Wachsberger?

LiveOne director Patrick D. Wachsberger reported receiving 21,253 Restricted Stock Units as compensation for board service. The award is structured as equity-based director fees covering service from October 1, 2024 through September 30, 2025, rather than an open-market stock purchase or sale.

How many Restricted Stock Units did the LiveOne (LVO) director receive?

Patrick D. Wachsberger received 21,253 Restricted Stock Units, bringing his reported holdings in this award to 21,253 units. These RSUs were granted as director fees for his service on LiveOne’s board during the October 1, 2024 to September 30, 2025 period.

When do Patrick D. Wachsberger’s LiveOne (LVO) RSUs vest?

The 21,253 Restricted Stock Units vest on March 31, 2026. Vesting is contingent on Wachsberger’s continued service on LiveOne’s board of directors through that vesting date, aligning the compensation with sustained governance involvement over the covered service period.

What does each LiveOne (LVO) RSU granted to the director represent?

Each Restricted Stock Unit represents a contingent right to receive one share of LiveOne common stock or the cash value of one share. The company’s board will decide the form of payout, choosing cash, stock, or a combination, in line with the equity incentive plan terms.

Can the LiveOne (LVO) director defer settlement of his RSUs?

Yes. Patrick D. Wachsberger may elect to defer settlement of his RSUs until he is no longer serving on LiveOne’s board or for up to five years after the March 31, 2026 vesting date, providing flexibility in the timing of receiving stock or cash.

Who decides if LiveOne (LVO) RSUs are paid in cash or stock?

LiveOne’s board of directors decides whether the RSUs are settled in cash, stock, or a mix. This decision is made under the terms of the company’s 2016 Equity Incentive Plan, as amended, when the RSUs are ultimately settled for the director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 08:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wachsberger Patrick D

(Last) (First) (Middle)

C/O LIVEONE, INC.

269 SOUTH BEVERLY DRIVE, SUITE 1450

(Street)

BEVERLY HILLS CA 90212

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LiveOne, Inc. [ LVO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/02/2026		A		21,253		(1)	(1)	Common Stock, $0.001 par value	21,253	$0	21,253	D

Explanation of Responses:

1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.

	/s/ Patrick Wachsberger	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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