Welcome to our dedicated page for Liveone SEC filings (Ticker: LVO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LiveOne, Inc. filings document material events for a Nasdaq-listed media and technology company with common stock registered under the symbol LVO. Recent Form 8-K disclosures cover operating results, preliminary financial results, Regulation FD corporate presentations, executive officer changes and unregistered equity issuances.
The filings also describe agreements involving the Slacker music service, including share issuance arrangements connected to music royalty and licensing obligations with industry counterparties. Other disclosures address capital structure, compensatory arrangements, Nasdaq listing-compliance matters, press-release exhibits and the formal reporting of business updates through current reports.
LiveOne, Inc. director Kenneth A. Solomon exercised and settled restricted stock units into common shares as equity compensation. On 2026-06-29, vested RSUs covering a total of 41,437 shares of common stock were converted on a one-for-one basis.
The RSUs had been granted as director fees for board service from October 1, 2020 through September 30, 2025, with earlier grants reflecting the company’s 1-for-10 reverse stock split completed on September 26, 2025. Following these exercises, Solomon holds 48,790 shares of LiveOne common stock directly, and no remaining RSUs from these grants.
LiveOne, Inc. files its annual report describing a diversified music, podcasting, live events and personalized merchandise business built around the LiveOne app, Slacker streaming service, PodcastOne and CPS merchandise operations. The company serves fans via live and virtual concerts, Internet radio, podcasts, PPV events and e‑commerce, supported by proprietary streaming and podcast CMS technology and long-term content and OEM distribution relationships.
LiveOne highlights industry growth across live music, digital streaming and podcasting, but its business remains concentrated: a single OEM customer represented about 7% of revenue for the year ended March 31, 2026 and 45% in 2025. Only about 16% of 2026 revenue and 50% of 2025 revenue came from paid user services, emphasizing reliance on advertising, licensing and other streams.
The company reports a going concern uncertainty, stating it depends on additional capital and financing to fund operations and execute its plan, and may have to cease operations if financing is unavailable. As of September 30, 2025, voting stock held by non‑affiliates was valued at approximately $78.5 million, and as of June 25, 2026 there were 13,561,770 common shares outstanding.
In July 2025 LiveOne adopted a cryptocurrency treasury strategy, identifying Bitcoin as its initial reserve asset and indicating it may also hold Ethereum and Solana. Its board authorized up to $500,000,000 of cryptocurrency acquisitions, funded by excess cash and potential capital raising, and the company describes Crypto as a long‑term store of value while acknowledging it differs materially from traditional liquid treasury holdings.
LiveOne reported mixed Q4 and fiscal 2026 results while raising its outlook for fiscal 2027. Q4 fiscal 2026 revenue was $18.9 million versus $19.3 million a year earlier, with operating loss improving to $4.9 million from $10.8 million, helped by lower impairment expense. Q4 Adjusted EBITDA turned slightly positive at $0.3 million versus a $0.5 million loss.
For fiscal 2026, revenue declined to $77.1 million from $114.4 million and net loss widened modestly to $21.3 million. Adjusted EBITDA moved to a $0.9 million loss from $8.4 million profit in fiscal 2025. As of March 31, 2026, cash and cash equivalents were $5.4 million against total liabilities of $59.3 million and a stockholders’ deficit.
Looking ahead, LiveOne raised fiscal 2027 guidance, targeting revenue of $85–$95+ million and expected Adjusted EBITDA of $8–$10+ million excluding corporate overhead, signaling plans for improved profitability despite recent top-line pressure.
LiveOne, Inc. Interim CFO Craig A. Christensen has filed a Form 3, which is the initial statement of beneficial ownership for insiders. The filing lists him as an officer but does not report any stock transactions or detailed holdings, serving mainly as a baseline disclosure of his status as a reporting person.
LIVEONE Inc. Schedule 13G/A shows FMR LLC beneficially owned 389,664 shares of common stock, representing 3.3% of the class as reported. The filing lists CUSIP 53814X300 and gives an issuer address in Beverly Hills; the ownership details state sole dispositive and voting power of 389,664 shares.
The filing is signed under a power of attorney and references Exhibit 99 for a 13d-1(k)(1) agreement.
LiveOne, Inc. appointed Craig Christensen as Interim Chief Financial Officer, Interim Treasurer, Interim Secretary and Principal Accounting Officer effective May 1, 2026, succeeding Ryan Carhart, who is leaving to pursue another opportunity and whose departure was not due to any dispute.
Christensen will hold similar roles at subsidiaries PodcastOne and Slacker. A month-to-month Consulting Agreement with LiveXLive provides a weekly fee of $6,250 and up to 15,000 shares of common stock as equity bonuses tied to timely filing of the companies’ Form 10-K and Form 10-Q reports.
The parties plan to discuss a potential transition to a full-time CFO role within about 90 days after the effective date. Any shares issued will be in a private placement relying on exemptions under Section 4(a)(2) of the Securities Act and/or Regulation D.
LiveOne, Inc. registers up to 798,810 shares of common stock for resale by selling stockholders pursuant to convertible 11.75% Original Issue Discount Senior Secured Convertible Debentures convertible at $21.00 per share. The company will not receive proceeds from resales; proceeds go to the selling holders.
The registration follows a one-for-ten reverse stock split effective September 26, 2025 and retroactive adjustment of share and per‑share data. The prospectus states the selling holders may sell shares in various transactions, including under Rule 144, and that LiveOne’s common stock trades on Nasdaq under the symbol LVO.
LiveOne, Inc. received a Schedule 13G filing showing that a group of related entities led by Broadcast Music, LLC and ultimately tied to Steven B. Klinsky beneficially owns 1,000,000 shares of Common Stock, representing 7.6% of the class. The filing states the percentage is calculated using 12,148,566 shares outstanding following an offering described in a prospectus supplement on Form 424B5 filed March 10, 2026, plus the one million shares issued to the Reporting Persons on April 24, 2026. The Schedule 13G lists the reporting persons, their chain of ownership, shared voting and dispositive power of the one million shares, and includes a joint filing agreement and certifications.
LiveOne, Inc. is issuing 1,000,000 shares of common stock at $7.50 per share to Broadcast Music, Inc. (BMI Inc.) as payment in full for certain Slacker royalty obligations through March 31, 2027, pursuant to a Shares Issuance Agreement dated April 17, 2026. The issuance is subject to certain closing conditions and is expected to close on or about April 24, 2026. The Company will not receive cash proceeds from the issuance; the Shares will offset payments due under the License Agreements and the Company expects to incur approximately $20,000 of related expenses.
The prospectus supplement also discloses prior equity transactions, a one‑for‑ten reverse stock split, and LiveOne’s corporate cryptocurrency treasury strategy, including Board authorization to acquire up to $500,000,000 of crypto and current holdings of approximately 43.14866 bitcoins purchased for about $5.0 million.
LiveOne, Inc. agreed to issue 1,000,000 shares of common stock to Broadcast Music, LLC at a deemed price of $7.50 per share to fully satisfy music royalty obligations due through March 31, 2027 under existing Slacker license agreements.
The parties extended the license term through December 31, 2027, with automatic annual renewals thereafter. BMI’s daily sales of the shares are limited to 5% of 20-day average trading volume, though it may sell at least 3,500 shares per trading day. LiveOne will not receive cash proceeds from this stock issuance.