Welcome to our dedicated page for LiveOne SEC filings (Ticker: LVO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LiveOne, Inc. filings document material events for a Nasdaq-listed media and technology company with common stock registered under the symbol LVO. Recent Form 8-K disclosures cover operating results, preliminary financial results, Regulation FD corporate presentations, executive officer changes and unregistered equity issuances.
The filings also describe agreements involving the Slacker music service, including share issuance arrangements connected to music royalty and licensing obligations with industry counterparties. Other disclosures address capital structure, compensatory arrangements, Nasdaq listing-compliance matters, press-release exhibits and the formal reporting of business updates through current reports.
LiveOne, Inc. reported flat quarterly revenue and continued losses while flagging serious liquidity risk. For the three months ended June 30, 2026, revenue was $19.4 million, up slightly from $19.2 million a year earlier. Net loss attributable to LiveOne narrowed to $2.6 million, or $(0.21) per share.
Cash, cash equivalents and restricted cash totaled $8.7 million, but the company had a working capital deficiency of $13.2 million and a total stockholders’ deficit of $5.0 million. Management states these factors, along with a history of losses and cash used in operations, raise substantial doubt about the ability to continue as a going concern within one year.
Total assets were $48.7 million and total liabilities $53.8 million, including an Original Issue Discount Senior Secured Convertible Debenture with principal of $16.8 million and a $7.5 million minimum-cash covenant. The company sold all cryptocurrency holdings in the quarter for $2.9 million of proceeds and ended its digital-asset treasury strategy. A single customer provided 36% of revenue. LiveOne also discloses an effective $150 million universal shelf and a $25 million at-the-market equity program that has not yet been used.
LiveOne, Inc. reported Q1 Fiscal 2027 results for the quarter ended June 30, 2026. Revenue was $19.4 million, slightly above $19.2 million a year earlier, driven primarily by higher PodcastOne revenue. Operating loss improved to $3.7 million from $4.0 million.
Net loss narrowed to $3.1 million, or $(0.23) per share, compared with $3.9 million, or $(0.40) per share, in Q1 Fiscal 2026. Adjusted EBITDA turned positive at $4.3 million versus a loss of $1.8 million, including Audio Division Adjusted EBITDA of $6.3 million offset by negative contributions from other operations and corporate.
Contribution Margin rose to $7.6 million from $3.3 million as cost of sales declined. Cash and cash equivalents increased to $8.6 million from $5.4 million at March 31, 2026, and total equity deficit improved to $(5.0) million from $(12.4) million, though liabilities of $53.8 million still exceeded assets of $48.7 million.
LiveOne, Inc. is issuing and registering 70,000 shares of common stock at $7.50 per share to Music Story SAS as non‑cash payment of outstanding and certain future fees under a metadata license agreement. The company will not receive cash proceeds; sale proceeds realized by Music Story will be offset against license fees, while LiveOne expects about $10,000 of offering expenses.
Shares outstanding will be 13,779,964 after the issuance, versus a last reported Nasdaq price of $4.73 on July 27, 2026, implying issuance above market. Net tangible book value as of March 31, 2026 was about −$36.0 million, or −$2.63 per share, and the company highlights immediate dilution of $10.20 per share to the purchaser. Risk factors include substantial doubt about continuing as a going concern, potential Nasdaq delisting and penny‑stock trading, significant potential dilution from convertible debentures and equity plans, and continued need for additional capital.
LiveOne, Inc. entered into a Shares Issuance Agreement with its subsidiary Slacker, Inc. and Music Story SAS under which LiveOne will issue 70,000 shares of common stock at a deemed price of $7.50 per share. The stock compensates Music Story for outstanding amounts under a metadata license and prepays a portion of future fees.
The parties extended the license term through February 24, 2028. Net cash proceeds from Music Story’s sales of the shares will offset amounts owed under the license, and sales are limited to no more than 3.5% of average daily trading volume over the prior 20 trading days. The shares will be issued under LiveOne’s existing Form S-3 shelf, with settlement expected on or about July 29, 2026, and LiveOne will not receive cash proceeds from the issuance.
LiveOne, Inc. is holding its 2026 Annual Meeting of Stockholders on September 17, 2026 at 10:00 a.m. local time in Beverly Hills, California. Stockholders of record at the close of business on July 21, 2026, when 13,623,509 shares of common stock were outstanding, are entitled to vote.
Stockholders will vote on electing seven directors for one-year terms, approving the LiveOne, Inc. 2026 Equity Incentive Plan, ratifying Macias Gini & O’Connell LLP as independent registered public accounting firm for the year ending March 31, 2027, and approving a possible adjournment to solicit additional proxies if needed.
The proposed 2026 Equity Incentive Plan would reserve up to 4,000,000 shares of common stock for stock options, restricted stock, restricted stock units, performance units, performance shares and other share-based awards, replacing the existing 2016 plan with similar terms. As of July 21, 2026, stock awards covering 283,485 shares were outstanding under the expiring plan, with 75,925 shares still available for new grants.
LiveOne, Inc. director Kenneth A. Solomon exercised and settled restricted stock units into common shares as equity compensation. On 2026-06-29, vested RSUs covering a total of 41,437 shares of common stock were converted on a one-for-one basis.
The RSUs had been granted as director fees for board service from October 1, 2020 through September 30, 2025, with earlier grants reflecting the company’s 1-for-10 reverse stock split completed on September 26, 2025. Following these exercises, Solomon holds 48,790 shares of LiveOne common stock directly, and no remaining RSUs from these grants.
LiveOne, Inc. files its annual report describing a diversified music, podcasting, live events and personalized merchandise business built around the LiveOne app, Slacker streaming service, PodcastOne and CPS merchandise operations. The company serves fans via live and virtual concerts, Internet radio, podcasts, PPV events and e‑commerce, supported by proprietary streaming and podcast CMS technology and long-term content and OEM distribution relationships.
LiveOne highlights industry growth across live music, digital streaming and podcasting, but its business remains concentrated: a single OEM customer represented about 7% of revenue for the year ended March 31, 2026 and 45% in 2025. Only about 16% of 2026 revenue and 50% of 2025 revenue came from paid user services, emphasizing reliance on advertising, licensing and other streams.
The company reports a going concern uncertainty, stating it depends on additional capital and financing to fund operations and execute its plan, and may have to cease operations if financing is unavailable. As of September 30, 2025, voting stock held by non‑affiliates was valued at approximately $78.5 million, and as of June 25, 2026 there were 13,561,770 common shares outstanding.
In July 2025 LiveOne adopted a cryptocurrency treasury strategy, identifying Bitcoin as its initial reserve asset and indicating it may also hold Ethereum and Solana. Its board authorized up to $500,000,000 of cryptocurrency acquisitions, funded by excess cash and potential capital raising, and the company describes Crypto as a long‑term store of value while acknowledging it differs materially from traditional liquid treasury holdings.
LiveOne reported mixed Q4 and fiscal 2026 results while raising its outlook for fiscal 2027. Q4 fiscal 2026 revenue was $18.9 million versus $19.3 million a year earlier, with operating loss improving to $4.9 million from $10.8 million, helped by lower impairment expense. Q4 Adjusted EBITDA turned slightly positive at $0.3 million versus a $0.5 million loss.
For fiscal 2026, revenue declined to $77.1 million from $114.4 million and net loss widened modestly to $21.3 million. Adjusted EBITDA moved to a $0.9 million loss from $8.4 million profit in fiscal 2025. As of March 31, 2026, cash and cash equivalents were $5.4 million against total liabilities of $59.3 million and a stockholders’ deficit.
Looking ahead, LiveOne raised fiscal 2027 guidance, targeting revenue of $85–$95+ million and expected Adjusted EBITDA of $8–$10+ million excluding corporate overhead, signaling plans for improved profitability despite recent top-line pressure.
LiveOne, Inc. Interim CFO Craig A. Christensen has filed a Form 3, which is the initial statement of beneficial ownership for insiders. The filing lists him as an officer but does not report any stock transactions or detailed holdings, serving mainly as a baseline disclosure of his status as a reporting person.
LIVEONE Inc. Schedule 13G/A shows FMR LLC beneficially owned 389,664 shares of common stock, representing 3.3% of the class as reported. The filing lists CUSIP 53814X300 and gives an issuer address in Beverly Hills; the ownership details state sole dispositive and voting power of 389,664 shares.
The filing is signed under a power of attorney and references Exhibit 99 for a 13d-1(k)(1) agreement.