LiveOne (LVO) director converts 41,437 RSUs into 48,790 common shares

Rhea-AI Filing Summary

LiveOne, Inc. director Kenneth A. Solomon exercised and settled restricted stock units into common shares as equity compensation. On 2026-06-29, vested RSUs covering a total of 41,437 shares of common stock were converted on a one-for-one basis.

The RSUs had been granted as director fees for board service from October 1, 2020 through September 30, 2025, with earlier grants reflecting the company’s 1-for-10 reverse stock split completed on September 26, 2025. Following these exercises, Solomon holds 48,790 shares of LiveOne common stock directly, and no remaining RSUs from these grants.

Insider Trade Summary

41,437 shares exercised/converted

Mixed 8 txns

Insider Solomon Kenneth A

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	3,279	$0.00	--
Exercise	Restricted Stock Units	9,523	$0.00	--
Exercise	Restricted Stock Units	6,369	$0.00	--
Exercise	Restricted Stock Units	22,266	$0.00	--
Exercise	Common Stock, $0.001 par value	3,279	$0.00	--
Exercise	Common Stock, $0.001 par value	9,523	$0.00	--
Exercise	Common Stock, $0.001 par value	6,369	$0.00	--
Exercise	Common Stock, $0.001 par value	22,266	$0.00	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock, $0.001 par value — 10,632 shares (Direct, null)

Footnotes (1)

1. Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2020 to September 30, 2021. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the 1-for-10 reverse stock split of the Issuer's issued and outstanding shares of Common Stock completed on September 26, 2025 (the "Reverse Split"). Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2021 to September 30, 2023. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

Key Figures

RSU shares exercised: 41,437 shares Post-transaction holdings: 48,790 shares Single largest RSU block: 22,266 shares +3 more

6 metrics

RSU shares exercised 41,437 shares Total underlying shares from RSUs converted on June 29, 2026

Post-transaction holdings 48,790 shares Common stock directly held by Solomon after RSU settlement

Single largest RSU block 22,266 shares Largest individual RSU grant converted to common stock

Additional RSU block 9,523 shares One of several RSU grants settled as director fees

Another RSU block 6,369 shares Part of vested RSUs converted on June 29, 2026

Final RSU block 3,279 shares Smallest RSU grant settled in this transaction set

Key Terms

Restricted Stock Units, reverse stock split, director fees, Exercise or conversion of derivative security, +1 more

5 terms

Restricted Stock Units financial

"Represents vested RSUs that were settled on the reported date"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

reverse stock split financial

"takes into effect the 1-for-10 reverse stock split of the Issuer's issued"

A reverse stock split is when a company reduces the number of its shares outstanding, making each share more valuable. For example, if you own 100 shares worth $1 each, a 1-for-10 reverse split would turn your 100 shares into 10 shares worth $10 each. Companies often do this to boost their stock price and appear more stable to investors.

director fees financial

"previously granted to the Reporting Person as director fees for service"

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

common stock, $0.001 par value financial

"underlying_security_title": "Common Stock, $0.001 par value""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/01/2026 - 07:51 PM Accepted by SEC EDGAR 07/01/2026 - 07:51 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Solomon Kenneth A

(Last) (First) (Middle)

C/O LIVEONE, INC.

269 SOUTH BEVERLY DRIVE, SUITE 1450

(Street)

BEVERLY HILLS CALIFORNIA 90212

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LiveOne, Inc. [ LVO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	06/29/2026		M		3,279	A	(1)	10,632	D
Common Stock, $0.001 par value	06/29/2026		M		9,523	A	(1)	20,155	D
Common Stock, $0.001 par value	06/29/2026		M		6,369	A	(1)	26,524	D
Common Stock, $0.001 par value	06/29/2026		M		22,266	A	(1)	48,790	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/29/2026		M			3,279	(2)	(2)	Common Stock, $0.001 par value	3,279	$0	0	D
Restricted Stock Units	(1)	06/29/2026		M			9,523	(3)	(3)	Common Stock, $0.001 par value	9,523	$0	0	D
Restricted Stock Units	(1)	06/29/2026		M			6,369	(4)	(4)	Common Stock, $0.001 par value	6,369	$0	0	D
Restricted Stock Units	(1)	06/29/2026		M			22,266	(5)	(5)	Common Stock, $0.001 par value	22,266	$0	0	D

Explanation of Responses:

1. Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis.

2. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2020 to September 30, 2021. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the 1-for-10 reverse stock split of the Issuer's issued and outstanding shares of Common Stock completed on September 26, 2025 (the "Reverse Split").

3. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2021 to September 30, 2023. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split.

4. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split.

5. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

	/s/ Kenneth Solomon	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did LiveOne (LVO) report for Kenneth A. Solomon?

LiveOne reported that director Kenneth A. Solomon settled vested restricted stock units into common shares. The RSUs converted one-for-one into 41,437 shares of common stock as equity compensation, with no open‑market purchases or sales disclosed in this filing.

How many LiveOne (LVO) shares did Kenneth A. Solomon acquire in this Form 4?

Kenneth A. Solomon acquired 41,437 shares of LiveOne common stock through RSU settlement. These shares came from previously granted director fee awards that vested and converted into common stock on June 29, 2026, rather than from open‑market buying.

What are the post-transaction LiveOne (LVO) holdings for Kenneth A. Solomon?

After the RSU conversions, Kenneth A. Solomon directly holds 48,790 shares of LiveOne common stock. This figure reflects his updated ownership following settlement of multiple vested RSU grants covering service periods between 2020 and 2025.

Were the LiveOne (LVO) insider transactions open-market buys or sells?

The reported transactions were not open‑market buys or sells. They reflect the exercise and settlement of restricted stock units into common stock at a conversion price of $0.00, representing equity compensation rather than discretionary trading activity.

How did LiveOne’s reverse stock split affect Kenneth A. Solomon’s RSUs?

Earlier RSU grants to Kenneth A. Solomon were adjusted for LiveOne’s 1-for-10 reverse stock split completed September 26, 2025. The settled RSU amounts in this filing already incorporate that split, aligning the converted share counts with the post‑split capital structure.

What service period did the reported LiveOne (LVO) RSUs cover for the director?

The RSUs settled in this filing were granted as director fees for board service from October 1, 2020, through September 30, 2025. Each vested RSU converted into one share of LiveOne common stock upon settlement on June 29, 2026.