LiveOne director exercises 41,437 RSUs into stock
LiveOne, Inc. director Kenneth A. Solomon exercised and settled restricted stock units into common shares as equity compensation.
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Form Type
4
Rhea-AI Filing Summary
LiveOne, Inc. director Kenneth A. Solomon exercised and settled restricted stock units into common shares as equity compensation. On 2026-06-29, vested RSUs covering a total of 41,437 shares of common stock were converted on a one-for-one basis.
The RSUs had been granted as director fees for board service from October 1, 2020 through September 30, 2025, with earlier grants reflecting the company’s 1-for-10 reverse stock split completed on September 26, 2025. Following these exercises, Solomon holds 48,790 shares of LiveOne common stock directly, and no remaining RSUs from these grants.
Insider Trade Summary
41,437 shares exercised/converted
Exercise
8 txns
Insider
Solomon Kenneth A
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 3,279 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 9,523 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 6,369 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 22,266 | $0.00 | $0.00 |
| Exercise | Common Stock, $0.001 par value | 3,279 | $0.00 | $0.00 |
| Exercise | Common Stock, $0.001 par value | 9,523 | $0.00 | $0.00 |
| Exercise | Common Stock, $0.001 par value | 6,369 | $0.00 | $0.00 |
| Exercise | Common Stock, $0.001 par value | 22,266 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units — 0 contracts (Direct);
Common Stock, $0.001 par value — 48,790 shares (Direct)
Footnotes (5)
- F1. Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis.
- F2. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2020 to September 30, 2021. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the 1-for-10 reverse stock split of the Issuer's issued and outstanding shares of Common Stock completed on September 26, 2025 (the "Reverse Split").
- F3. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2021 to September 30, 2023. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split.
- F4. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split.
- F5. Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.
Key Figures
RSU shares exercised: 41,437 shares
Post-transaction holdings: 48,790 shares
Single largest RSU block: 22,266 shares
+3 more
6 metrics
RSU shares exercised
41,437 shares
Total underlying shares from RSUs converted on June 29, 2026
Post-transaction holdings
48,790 shares
Common stock directly held by Solomon after RSU settlement
Single largest RSU block
22,266 shares
Largest individual RSU grant converted to common stock
Additional RSU block
9,523 shares
One of several RSU grants settled as director fees
Another RSU block
6,369 shares
Part of vested RSUs converted on June 29, 2026
Final RSU block
3,279 shares
Smallest RSU grant settled in this transaction set
Key Terms
Restricted Stock Units, reverse stock split, director fees, Exercise or conversion of derivative security, +1 more
5 terms
Restricted Stock Units financial
"Represents vested RSUs that were settled on the reported date"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
reverse stock split financial
"takes into effect the 1-for-10 reverse stock split of the Issuer's issued"
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
director fees financial
"previously granted to the Reporting Person as director fees for service"
Exercise or conversion of derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
common stock, $0.001 par value financial
"underlying_security_title": "Common Stock, $0.001 par value""
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did LiveOne (LVO) report for Kenneth A. Solomon?
LiveOne reported that director Kenneth A. Solomon settled vested restricted stock units into common shares. The RSUs converted one-for-one into 41,437 shares of common stock as equity compensation, with no open‑market purchases or sales disclosed in this filing.
What are the post-transaction LiveOne (LVO) holdings for Kenneth A. Solomon?
After the RSU conversions, Kenneth A. Solomon directly holds 48,790 shares of LiveOne common stock. This figure reflects his updated ownership following settlement of multiple vested RSU grants covering service periods between 2020 and 2025.
Were the LiveOne (LVO) insider transactions open-market buys or sells?
The reported transactions were not open‑market buys or sells. They reflect the exercise and settlement of restricted stock units into common stock at a conversion price of $0.00, representing equity compensation rather than discretionary trading activity.
How did LiveOne’s reverse stock split affect Kenneth A. Solomon’s RSUs?
Earlier RSU grants to Kenneth A. Solomon were adjusted for LiveOne’s 1-for-10 reverse stock split completed September 26, 2025. The settled RSU amounts in this filing already incorporate that split, aligning the converted share counts with the post‑split capital structure.
What service period did the reported LiveOne (LVO) RSUs cover for the director?
The RSUs settled in this filing were granted as director fees for board service from October 1, 2020, through September 30, 2025. Each vested RSU converted into one share of LiveOne common stock upon settlement on June 29, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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