Welcome to our dedicated page for Liveone SEC filings (Ticker: LVO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LiveOne, Inc. (NASDAQ: LVO) SEC filings page on Stock Titan provides access to the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. LiveOne is a music, entertainment, and technology platform based in Los Angeles, California, and its common stock is registered on The Nasdaq Capital Market under the symbol LVO. Through its filings, investors can review how the company describes its business, risks, capital structure, and material events.
LiveOne’s current and periodic reports include Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which the company cites in its press releases. These documents discuss topics such as reliance on its largest OEM customer for a substantial percentage of revenue, the need to attract and retain users and paid members, content acquisition and development, compliance with financial and debt covenants, and exposure to legal and regulatory risks related to digital assets. They also provide segment information for operations that include Slacker, PodcastOne, PPVOne, Custom Personalization Solutions, LiveXLive, DayOne Music Publishing, Drumify and Splitmind.
LiveOne frequently files Current Reports on Form 8-K to report material events. Recent 8-K filings have covered notices related to Nasdaq listing standards, the implementation of a one-for-ten reverse stock split and its effect on trading, entry into and amendments of senior secured convertible debentures that permit a crypto asset treasury strategy, exchanges of Series A Perpetual Convertible Preferred Stock into common stock with associated warrants, and the announcement of quarterly financial results and investor webcasts.
On Stock Titan, these filings are updated in near real time from EDGAR and are accompanied by AI-powered summaries. The summaries are designed to highlight key points from lengthy documents, such as changes in capital structure, new financing arrangements, reverse stock split details, and risk factor themes, helping users quickly understand what each filing means without reading every page.
In addition to 10-K, 10-Q, and 8-K reports, investors can also monitor other LiveOne filings that may appear over time, such as registration statements or proxy materials referenced in the company’s disclosures. For users interested in governance and capital markets activity, the filings page is a central resource for reviewing how LiveOne communicates with regulators and shareholders about its evolving business, financial condition, and strategic initiatives.
PodcastOne, Inc. reported that major shareholder LiveOne, Inc. acquired 135,135 shares of PodcastOne common stock. The shares were granted at a stated price of $0.0000 per share and were received via settlement of intercompany balances, meaning this was a non-cash, internal settlement rather than an open-market trade.
After this award, LiveOne directly holds 19,330,126 PodcastOne common shares. The transaction reflects an adjustment of balances between the two companies and does not show LiveOne buying or selling shares in the market.
Baker Bridget reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Bridget Baker received a grant of 21,153 Restricted Stock Units as compensation for serving on the company’s board from October 1, 2024 to September 30, 2025. These RSUs vest on March 31, 2026, subject to her continued board service through that date.
Each RSU represents a contingent right to receive either one share of LiveOne common stock or the cash value of a share, with the board deciding the payout form under the company’s 2016 Equity Incentive Plan. Baker may also elect to defer settlement until she leaves the board or for up to five years after vesting.
Wachsberger Patrick D reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Patrick D. Wachsberger reported receiving a grant of 21,253 Restricted Stock Units as board fees for service from October 1, 2024 to September 30, 2025. The RSUs vest on March 31, 2026, assuming he continues serving on the board through that date.
Each RSU represents a right to receive one share of LiveOne common stock or the cash value of a share. The board will decide whether payout is in cash, stock, or a mix under the company’s 2016 Equity Incentive Plan, and Wachsberger may defer settlement until he leaves the board or up to five years after vesting.
LiveOne, Inc. registers 500,000 shares of common stock under a prospectus supplement; these Shares are being issued and sold directly to Music and Entertainment Rights Licensing Independent Network Limited ("Merlin") at $7.50 per share pursuant to a Shares Issuance Agreement dated March 3, 2026.
The Shares are issued to satisfy payment and royalty obligations of the Company’s subsidiary Slacker, Inc. and the Company will not receive cash proceeds from the issuance; any net proceeds Merlin obtains from resales will be offset against those Payments. The offering is expected to close on or about March 10, 2026, subject to customary closing conditions.
LiveOne, Inc. entered a Shares Issuance Agreement with its subsidiary Slacker, Inc. and Merlin under which LiveOne will issue 500,000 shares of common stock at a deemed price of $7.50 per share to Merlin.
The shares will be used to pay both outstanding and future music royalty fees owed by Slacker to Merlin under their Digital Music Services Agreement, whose term is extended through November 30, 2026 and may be further extended to November 30, 2027. Merlin’s sale proceeds from the shares will be offset against royalties, and Slacker may either repurchase any unsold shares or settle remaining amounts in cash at contract end.
The shares will be issued off LiveOne’s effective shelf registration, the company will receive no cash proceeds, and Merlin agreed not to sell more than 5% of the average daily trading volume over the prior 20 trading days when disposing of the shares.
Arani Ramin reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Ramin Arani reported receiving a grant of 22,266 Restricted Stock Units (RSUs) as director fees for serving on the board from October 1, 2024 to September 30, 2025. The RSUs vest on March 31, 2026, if he continues serving on the board through that date.
Each RSU represents a contingent right to receive either one share of LiveOne common stock or the cash value of a share, as determined by the board under the company’s 2016 Equity Incentive Plan. Settlement can be deferred until Arani leaves the board or up to five years after vesting.
LiveOne, Inc. reported a weak quarter for the period ended December 31, 2025. Revenue fell to $20.3 million from $29.4 million a year earlier, driven largely by a steep drop in membership services, while advertising and merchandising also declined.
The company posted a net loss of $4.1 million for the quarter and $13.7 million for the nine months, with basic and diluted loss per share of $0.37 and $1.31, respectively. Operating cash flow was negative $8.5 million over nine months.
Liquidity remains strained: cash, cash equivalents and restricted cash totaled $8.7 million, against a working capital deficit of $18.1 million and a stockholders’ deficit of $10.5 million. Management states that these conditions raise substantial doubt about the company’s ability to continue as a going concern.
To bolster funding, LiveOne issued $16.8 million in original issue discount senior secured convertible debentures and raised $9.4 million from a common stock offering, while repaying its senior secured line of credit. It also adopted Bitcoin as its primary treasury reserve asset, holding about 43.15 BTC with a cost of $5.0 million and fair value of $3.8 million, recording fair value losses in the period. A 1‑for‑10 reverse stock split was completed in September 2025, and all share data have been retroactively adjusted.
LiveOne, Inc. reported Q3 Fiscal 2026 revenue of $20.3 million, down from $29.5 million a year earlier, mainly from lower Slacker revenue. Net loss for the quarter was $4.1 million, while Adjusted EBITDA* was positive at $1.6 million, including Audio Division Adjusted EBITDA* of $2.6 million.
For the first nine months of Fiscal 2026, revenue totaled $58.2 million versus $95.1 million in the prior-year period, with a $13.7 million net loss and $(1.2) million Adjusted EBITDA*. The balance sheet shows $8.6 million in cash and cash equivalents and total assets of $52.3 million against total liabilities of $62.8 million, resulting in a stockholders’ deficit. Management highlighted continued share repurchases and strength in the Audio division, which generated $18.6 million of Q3 revenue and $52.2 million year-to-date revenue.
LiveOne, Inc. furnished an update describing a press release with certain preliminary financial results for its fiscal quarter and nine months ended December 31, 2025. These figures are unaudited estimates prepared by management and are based on information available as of the report date.
The company notes that its financial closing procedures for the quarter are not complete, so final results may differ from the preliminary data in the press release. The information in the update and Exhibit 99.1 is provided as a furnished disclosure, is not deemed filed under securities laws, and has not been audited, reviewed, or compiled by the independent registered public accounting firm, Macias Gini & O’Connell LLP.
LiveOne, Inc. has filed Amendment No. 1 to its Schedule 13D on PodcastOne, Inc. (PODC), updating its ownership and related arrangements. LiveOne reports beneficial ownership of 20,294,991 PodcastOne common shares, including 1,100,000 Bridge Warrants, representing about 72.5% of PodcastOne’s outstanding common stock. It holds sole voting and dispositive power over all of these securities.
The amendment notes that within the past 60 days LiveOne acquired 186,636 PodcastOne shares on January 22, 2026 through settlement of intercompany balances owed for prior services. Background sections describe LiveOne’s 2020 acquisition of PodcastOne, the 2023 spin-out and direct listing on Nasdaq, the 2022 Bridge Notes and related warrants, and a May 19, 2025 convertible debenture financing by LiveOne. Those debentures are secured by liens on assets of LiveOne and certain subsidiaries, including PodcastOne, and include redemption, conversion and prepayment features.
LiveOne, Inc. has filed Amendment No. 1 to its Schedule 13D on PodcastOne, Inc. (PODC), updating its ownership and related arrangements. LiveOne reports beneficial ownership of 20,294,991 PodcastOne common shares, including 1,100,000 Bridge Warrants, representing about 72.5% of PodcastOne’s outstanding common stock. It holds sole voting and dispositive power over all of these securities.
The amendment notes that within the past 60 days LiveOne acquired 186,636 PodcastOne shares on January 22, 2026 through settlement of intercompany balances owed for prior services. Background sections describe LiveOne’s 2020 acquisition of PodcastOne, the 2023 spin-out and direct listing on Nasdaq, the 2022 Bridge Notes and related warrants, and a May 19, 2025 convertible debenture financing by LiveOne. Those debentures are secured by liens on assets of LiveOne and certain subsidiaries, including PodcastOne, and include redemption, conversion and prepayment features.