[144] Lightwave Logic, Inc. SEC Filing

Rhea-AI Filing Summary

Lightwave Logic, Inc. (LWLG) filed a Form 144 disclosing a proposed sale of 10,000 shares of Common stock through UBS Financial Services Inc. on 10/02/2025. The filing reports an aggregate market value of $39,900 and states 129,439,986 shares outstanding. The shares were acquired the same day by RSU vesting from Lightwave Logic and payment is listed as Wire. The filer indicates no securities sold in the past three months and includes the required representation about material nonpublic information. Several filer and issuer contact fields in the form are blank or not populated in the provided content.

Positive

• Regulatory disclosure made for an intended sale of 10,000 shares, improving transparency
• Acquisition method disclosed as RSU vesting, clarifying origin of shares

Negative

• None.

Insights

Securities Analyst

TL;DR Routine insider sale notice: small number of shares from RSU vesting to be sold via broker on a specific date.

The Form 144 is a standard regulatory notice indicating the holder intends to sell 10,000 common shares via UBS on 10/02/2025 with an aggregate market value of $39,900. The filing states the shares were acquired by RSU vesting and payment method as a wire. There are no reported sales in the prior three months. This document provides required transparency about an intended sale but does not include transactional execution details or broader corporate financial data.

Corporate Governance Expert

TL;DR Compliance-focused disclosure: Form 144 fulfills regulatory notice requirements for an intended sale following RSU vesting.

The notice contains the core elements regulators expect: class of security, broker, number of shares, aggregate value, acquisition method, and representation regarding material nonpublic information. Contact and issuer identifying fields appear unpopulated in the provided excerpt. The filing itself is procedural and does not disclose governance changes, material events, or financial performance.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	10000	39900	129439986	10/02/2025	NSDQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/02/2025	RSU Vesting	Lightwave Logic			20161	10/02/2025	Wire

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Lightwave Logic (LWLG) disclose in this Form 144?

The filing discloses an intended sale of 10,000 common shares via UBS Financial Services on 10/02/2025 with an aggregate market value of $39,900.

How were the shares acquired according to the Form 144 for LWLG?

The shares were acquired by RSU vesting from Lightwave Logic on 10/02/2025, and payment is listed as Wire.

Does the Form 144 report any securities sold by the holder in the past three months?

The filing states Nothing to Report for securities sold during the past three months.

What broker and exchange are listed for the proposed sale in LWLG's Form 144?

The broker is UBS Financial Services Inc. and the exchange listed is NSDQ.

What information is missing or unpopulated in the provided Form 144 excerpt?

Several filer and issuer contact fields (such as Filer CIK, contact name, phone, and issuer address) appear blank in the provided content.