Welcome to our dedicated page for Lightwave Logic SEC filings (Ticker: LWLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lightwave Logic, Inc. filings document formal disclosures for a Nevada technology company developing proprietary electro-optic polymers and polymer-based optical modulator technology. Recent 8-K reports cover material definitive agreements, common-stock financing arrangements, public offering activity, amendments to sales agreements and termination of a prior equity purchase arrangement.
The company’s regulatory record also includes proxy materials for annual stockholder matters, executive appointments and compensation arrangements, Regulation FD investor-presentation disclosures, and an accounting non-reliance determination tied to previously issued interim financial statements. These filings describe governance, capital structure, reporting controls and securities-registration matters for the company’s common stock.
Lightwave Logic, Inc. reports Q1 2026 results with net sales of $29,167 from its initial polymer material supply and license agreement, up from $22,917 a year earlier, and a net loss of $6,300,540, or $0.04 per share. Research and development expenses rose to $3,490,295 and general and administrative expenses to $3,262,866, driven by higher headcount, stock-based compensation, and development activity. The company ended the quarter with $75,102,750 in cash and cash equivalents and total assets of $85,913,064, stating this cash position is expected to fund operations at least through December 2027. Management continues to focus on commercializing its Perkinamine electro‑optic polymer platform via material sales, licensing, and joint development, and does not yet rely on high-volume production revenue.
Lightwave Logic, Inc. registers for resale up to 402,500 shares of common stock to be sold by selling stockholders from time to time after this registration statement becomes effective. The company states it will not receive any proceeds from resale; the selling stockholders will receive all net proceeds. The prospectus reports 154,062,632 shares outstanding as of May 7, 2026 and notes the last reported Nasdaq sale price of $14.82 per share on May 7, 2026.
Lightwave Logic, Inc. director Ronald A. Bucchi reported a bona fide gift of 100,000 shares of Common Stock. The gift carried a price of $0.00 per share, meaning no sale proceeds were received. After this gift, he directly holds 194,879 shares and indirectly holds 3,000 shares through his spouse.
Lightwave Logic, Inc. amended its existing sales agreement with Roth Capital Partners to increase the amount of common stock that may be sold under the program to $51,404,500. This at-the-market style arrangement allows the company to issue shares from time to time through the sales agent.
Since the original sales agreement was put in place, Lightwave Logic has already offered and sold 8,079,319 shares of common stock for gross proceeds of approximately $35 million. All shares sold under this agreement are covered by the company’s effective Form S-3 shelf registration and related base and supplemental prospectuses.
Lightwave Logic, Inc. amends its prospectus supplement to state that up to $49,326,334 of common stock may be offered and sold from time to time under an amended sales agreement with Roth Capital Partners. The company increased the Sales Agreement capacity to $51,404,500 and reports that it has previously sold 8,079,319 shares for gross proceeds of approximately $35 million. The prospectus supplement notes the Nasdaq last sale price of $12.54 per share as of April 17, 2026.
Lightwave Logic, Inc.’s Principal Financial Officer, Snizhana P. Quan, exercised employee stock options for 20,000 shares of common stock at an exercise price of $4.87 per share, then sold 20,000 shares in an open-market transaction at a weighted average price of about $10.36 on the same date.
The sale price reflected multiple trades between $10.35 and $10.385. After these transactions, Quan directly holds 51,125 common shares and indirectly holds 4,800 shares through a domestic partner. A related option award continues to vest quarterly, with 16,666 options remaining unvested and subject to forfeiture.
Lightwave Logic filing reports a notice to sell 20,000 shares of Common Stock via a NQSO exercise scheduled on 04/10/2026. The filing also records a prior sale of 25,000 shares on 03/30/2026 by Snizhana Quan.
Lightwave Logic, Inc. is asking stockholders to vote at its fully virtual 2026 annual meeting on May 21, 2026. Investors will elect two directors to the staggered board and ratify Stephano Slack LLC as independent auditor for the year ending December 31, 2026.
Holders of common stock at the close of business on April 6, 2026 can vote, with 150,610,710 shares outstanding and a quorum set at 33.3% of eligible shares. Directors and officers collectively own about 2.21% of the stock. Four of six directors are Nasdaq-defined independent, and all key committees are fully independent.
The proxy details a performance-oriented pay program. CEO Yves LeMaitre has a $500,000 base salary, a 60% bonus target and 2,442,997 time‑based RSUs vesting over two years, with 2025 total compensation of about $8.6 million. The company maintains an SEC-compliant clawback policy, insider-trading restrictions and a Code of Ethics, and uses an external compensation consultant and peer group to benchmark pay. Stockholders do not have appraisal rights on the proposals.
Lightwave Logic, Inc. director Craig Ciesla reported an open-market sale of 11,000 shares of common stock at a weighted average price of $6.81 per share. According to the footnotes, this sale was made to cover tax withholding obligations tied to RSU vestings on March 31, 2026. Following the transaction, Ciesla directly holds 118,824 shares of Lightwave Logic common stock.