Lightwave Logic (LWLG) affiliate plans sale of 350 RSU shares; prior sales listed

Rhea-AI Filing Summary

Lightwave Logic affiliate filed a Form 144 to sell common stock. The filing lists a proposed sale of 350 shares associated with RSU vesting dated 06/01/2026, with proceeds transfer method described as Wire. The excerpt also records prior dispositions of 25,000 shares on 03/30/2026 and 20,000 shares on 04/10/2026, with post-transaction holdings shown as 181,000 and 207,188 respectively in the same lines.

Insights

Securities Compliance Analyst

Form 144 registers an affiliate sale tied to RSU vesting and notes recent dispositions.

The filing shows a proposed sale of 350 shares on 06/01/2026 described as RSU Vesting with settlement by Wire. Two prior dispositions of 25,000 shares and 20,000 shares are recorded with corresponding holding figures on the same lines.

These notices are routine regulatory steps required when an affiliate plans a sale. Cash-flow treatment and buyer details are not provided in the excerpt; subsequent filings or trade reports would show execution details.

Insider Transactions Analyst

Recorded prior sales and an RSU vesting sale indicate ongoing liquidity events by an affiliate.

The sequence—vested RSUs plus recent dispositions—matches common patterns where insiders or affiliates liquidate portions of holdings. The listed post-disposition figures (181,000 and 207,188) provide position context within the excerpt.

Transaction timing and whether these are open-market trades are not specified in the excerpt; public trade records and future filings may clarify execution method and market impact.

Key Figures

Proposed sale (RSU vesting): 350 shares Prior disposition: 25,000 shares Prior disposition: 20,000 shares

3 metrics

Proposed sale (RSU vesting) 350 shares RSU Vesting dated 06/01/2026

Prior disposition 25,000 shares Sold on 03/30/2026; post-line holding listed as 181,000

Prior disposition 20,000 shares Sold on 04/10/2026; post-line holding listed as 207,188

Key Terms

RSU Vesting, Form 144, Wire

3 terms

RSU Vesting financial

"06/01/2026 | RSU Vesting | Lightwave Logic"

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Wire financial

"350 | 06/01/2026 | Wire"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	350	3934	154079632	06/01/2026	NSDQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2026	RSU Vesting	Lightwave Logic			350	06/01/2026	Wire

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Snizhana Quan 369 Inverness Pkwy Suite 350 Englewood CO 80112	Common	03/30/2026	25000	181000
Snizhana Quan 369 Inverness Pkwy Suite 350 Englewood CO 80112	Common	04/10/2026	20000	207188

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Lightwave Logic's (LWLG) Form 144 disclose?

It discloses a proposed sale of 350 common shares tied to RSU vesting dated 06/01/2026. The notice also lists prior dispositions of 25,000 and 20,000 shares on 03/30/2026 and 04/10/2026.

Who is the reporting party on the Form 144 for LWLG?

The excerpt lists Snizhana Quan with an address in Englewood, CO for recent dispositions. The Form 144 shows the affiliate reporting proposed and recent sales tied to that name in the provided lines.

How will the proposed 350-share sale settle according to the filing?

The filing indicates settlement method as Wire for the 350-share RSU vesting sale dated 06/01/2026. The excerpt does not specify the purchaser or gross proceeds.

Do the prior sales listed affect remaining holdings in the filing?

The listing pairs prior sales with numeric holdings: 25,000 sale shows 181,000, and 20,000 sale shows 207,188. These figures appear as post-disposition holdings in the same lines of the excerpt.

Does the Form 144 indicate whether the sales were open-market trades?

The excerpt does not state execution method beyond the 350-share sale noting Wire. It does not explicitly identify open-market sales or broker-dealer details for the prior dispositions.