Lightwave Logic identifies CFO as reporting insider

Lightwave Logic, Inc. identifies Fred Graffam, its Chief Financial Officer, as a reporting insider for SEC ownership purposes.

Accepted by SEC EDGAR 07/24/2026 - 04:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Lightwave Logic, Inc. identifies Fred Graffam, its Chief Financial Officer, as a reporting insider for SEC ownership purposes. This initial report lists no stock purchases, sales, derivative exercises, gifts, or other equity holdings, with all buy, sell, and related share counts reported as zero.

Key Figures

Reported share purchases: 0 shares Reported share sales: 0 shares Reported holding entries: 0

3 metrics

Reported share purchases 0 shares Transaction summary buyShares reported for the CFO

Reported share sales 0 shares Transaction summary sellShares reported for the CFO

Reported holding entries 0 Transaction summary holdingEntries for equity positions

Key Terms

Chief Financial Officer, reportingPersons, transactionSummary

3 terms

Chief Financial Officer financial

"officer_title": "Chief Financial Officer""

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

reportingPersons regulatory

""reportingPersons": [ { "name": "Graffam Fred""

transactionSummary financial

""transactionSummary": { "buyCount": 0, "sellCount": 0"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the LWLG Form 3 for Fred Graffam show?

It shows that Fred Graffam, Chief Financial Officer of Lightwave Logic (LWLG), is a reporting insider. The report lists no stock purchases, sales, derivative exercises, gifts, or equity holdings, with all transaction-related share counts reported as zero.

What position does Fred Graffam hold at Lightwave Logic (LWLG)?

Fred Graffam serves as Chief Financial Officer of Lightwave Logic, Inc. As CFO, he is classified as an officer and therefore a reporting insider for SEC purposes, triggering the requirement to submit an initial ownership report on Form 3.

Does the LWLG Form 3 report any stock transactions by Fred Graffam?

No, the report shows no stock transactions by Fred Graffam. The transaction summary indicates zero shares bought, zero shares sold, zero derivative exercises, and no gifts or restructurings, reflecting only his status as a reporting officer at this time.

Are any current equity holdings reported for the LWLG CFO on this Form 3?

No equity holdings are reported for the CFO. The filing’s summary shows zero holding entries, meaning no positions in common stock or derivatives are listed for Fred Graffam in this initial insider ownership report.

Why is Fred Graffam considered a reporting person for LWLG?

He is considered a reporting person because he is an officer, serving as Chief Financial Officer of Lightwave Logic. Officers are subject to SEC insider reporting rules, which require them to disclose their beneficial ownership and certain transactions in the company’s securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Graffam Fred

(Last) (First) (Middle)

369 INVERNESS PARKWAY, SUITE 350

(Street)

ENGLEWOOD COLORADO 80112

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/20/2026

3. Issuer Name and Ticker or Trading Symbol
Lightwave Logic, Inc. [ LWLG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Fred Graffam	07/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)