Lightwave Logic holder plans sale of 386 restricted shares

Rhea-AI Filing Summary

Lightwave Logic, Inc. (LWLG) has a notice of proposed sale of restricted or control securities under Rule 144. The filing covers a proposed sale of 386 shares of common stock for the account of Quan Snizhana, with UBS Financial Services Inc. acting as broker. The shares relate to RSU vesting dated 08/31/2026, with the proposed sale date of 09/01/2026 on the NSDQ market.

Key Figures

Shares proposed to be sold: 386 shares Approximate aggregate market value: $1,972.46 Proposed sale date: 09/01/2026 +2 more

5 metrics

Shares proposed to be sold 386 shares Common stock under Rule 144 for the account of Quan Snizhana

Approximate aggregate market value $1,972.46 Value of 386 Lightwave Logic common shares listed in the securities information section

Proposed sale date 09/01/2026 Planned sale date for the 386 common shares on NSDQ

Shares from RSU vesting 386 shares COMMON shares tied to RSU Vesting dated 08/31/2026

RSU vesting date 08/31/2026 Event described as RSU Vesting related to the shares to be sold

Key Terms

Rule 144, RSU Vesting, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

RSU Vesting financial

"COMMON | 08/31/2026 | RSU Vesting | Lightwave Logic"

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

attorney-in-fact regulatory

"for UBS Financial Services Inc, as attorney-in-fact for QUAN SNIZHANA"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

What does the Form 144 filing mean for Lightwave Logic (LWLG)?

It discloses a proposed sale under Rule 144 of 386 shares of Lightwave Logic common stock for the account of Quan Snizhana, following RSU vesting. This is a notice of intent to sell and does not itself change Lightwave Logic’s capital structure.

How many Lightwave Logic (LWLG) shares are proposed to be sold in this Form 144?

The notice covers a proposed sale of 386 shares of Lightwave Logic common stock. These shares are associated with RSU vesting on 08/31/2026 and are planned to be sold through UBS Financial Services Inc.

What is the approximate market value of the LWLG shares in this Form 144?

The Form 144 lists an approximate aggregate market value of $1,972.46 for the 386 Lightwave Logic common shares proposed to be sold, based on the information in the securities information section.

When are the LWLG shares from this Form 144 expected to be sold?

The filing states a proposed sale date of 09/01/2026 for the 386 Lightwave Logic common shares. The transaction is to be executed on NSDQ, with settlement via wire.

Who is selling Lightwave Logic (LWLG) shares in this Form 144 and through which broker?

The securities are to be sold for the account of Quan Snizhana. UBS Financial Services Inc. is listed as the broker, with the signature executed by Mijo Suric as attorney-in-fact for Quan Snizhana.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 03:33 PM Accepted by SEC EDGAR 09/01/2026 - 03:33 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002105378
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Lightwave Logic Inc
SEC File Number	001-40766
Address of Issuer	369 Inverness Parkway Suite 350 Englewood COLORADO 80112
Phone	7203404949
Name of Person for Whose Account the Securities are To Be Sold	QUAN SNIZHANA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	386	1972.46	154167255	09/01/2026	NSDQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	08/31/2026	RSU Vesting	Lightwave Logic			386	09/01/2026	wire

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Mijo Suric, for UBS Financial Services Inc, as attorney-in-fact for QUAN SNIZHANA
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)