Lightwave Logic grants Kennedy 64,724 stock units

The grants include scheduled vesting from November 2026 through May 2027, with one award vesting in eleven quarterly installments.

Rhea-AI Filing Summary

Lightwave Logic, Inc. director Edward H. Kennedy acquired 64,724 RSUs in two grants on October 26, 2026, bringing his reported direct holdings to 74,724 shares. One grant of 56,926 RSUs schedules 4,742 to vest on December 23, 2026, with the remainder vesting in eleven quarterly installments of 4,744 beginning March 23, 2027. The other grant of 7,798 RSUs schedules 2,144 to vest on November 30, 2026, and 2,827 on each of February 28 and May 31, 2027.

Insider Trade Summary

Grant/Award: 64,724 shares

Grant/Award 1 txn

Insider KENNEDY EDWARD H

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	64,724	$0.00	$0.00

Holdings After Transaction: Common Stock — 74,724 shares (Direct)

Footnotes (1)

1. F1. Represents two grants of RSUs. The first is a grant of 56,926 RSUs, 4,742 of which will vest on December 23, 2026 and the remaining will vest in eleven quarterly installments of 4,744 RSUs each, beginning on March 23, 2027. The second is a grant of 7,798 RSUs, 2,144 RSUs of which will vest on November 30, 2026 and 2,827 RSUs will vest on each of February 28, 2027 and May 31, 2027.

Key Figures

RSUs acquired: 64,724 RSUs Direct shares following transaction: 74,724 shares First grant: 56,926 RSUs +5 more

8 metrics

RSUs acquired 64,724 RSUs Two grants on October 26, 2026

Direct shares following transaction 74,724 shares Reported after the October 26, 2026 transaction

First grant 56,926 RSUs Includes vesting beginning December 23, 2026

First grant vesting 4,742 RSUs Scheduled to vest December 23, 2026

Quarterly installment 4,744 RSUs Eleven quarterly installments beginning March 23, 2027

Second grant 7,798 RSUs Includes vesting dates from November 30, 2026 through May 31, 2027

Second grant vesting 2,144 RSUs Scheduled to vest November 30, 2026

Second grant vesting 2,827 RSUs Scheduled to vest February 28 and May 31, 2027

Key Terms

RSUs, vest, quarterly installments

3 terms

RSUs financial

"grant of 56,926 RSUs"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

vest financial

"4,742 of which will vest on December 23, 2026"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

quarterly installments financial

"eleven quarterly installments of 4,744 RSUs each"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did LWLG director Edward H. Kennedy receive?

Edward H. Kennedy received 64,724 RSUs through two grants dated October 26, 2026. His reported direct holdings after the transaction were 74,724 shares.

When do Edward H. Kennedy's LWLG RSUs vest?

The 56,926-RSU grant has 4,742 RSUs scheduled to vest December 23, 2026, with the remaining RSUs vesting in eleven quarterly installments of 4,744 beginning March 23, 2027. The 7,798-RSU grant has 2,144 scheduled to vest November 30, 2026, and 2,827 on each of February 28 and May 31, 2027.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/28/2026 - 04:00 PM EDT Accepted by SEC EDGAR 10/28/2026 - 04:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KENNEDY EDWARD H

(Last) (First) (Middle)

369 INVERNESS PARKWAY

SUITE 350

(Street)

ENGLEWOOD COLORADO 80112

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lightwave Logic, Inc. [ LWLG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/26/2026		A		64,724(1)	A	$0.00	74,724	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents two grants of RSUs. The first is a grant of 56,926 RSUs, 4,742 of which will vest on December 23, 2026 and the remaining will vest in eleven quarterly installments of 4,744 RSUs each, beginning on March 23, 2027. The second is a grant of 7,798 RSUs, 2,144 RSUs of which will vest on November 30, 2026 and 2,827 RSUs will vest on each of February 28, 2027 and May 31, 2027.

	/s/ Edward H. Kennedy	10/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)