Welcome to our dedicated page for Lightwave Logic SEC filings (Ticker: LWLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Lightwave Logic, Inc. (NASDAQ: LWLG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Lightwave Logic is incorporated in Nevada and reports under Commission File Number 001-40766, with principal executive offices in Englewood, Colorado. Its filings offer detailed information on corporate governance, financing arrangements, executive compensation, and material events related to its electro-optic polymer technology business.
Investors can review current reports on Form 8-K that describe significant developments such as underwritten public offerings of common stock under an effective Form S-3 shelf registration statement, the issuance of underwriter warrants, and the intended use of proceeds for working capital, commercialization acceleration, and expansion of U.S. production capacity. Other 8-K filings cover the termination of an equity purchase agreement with Lincoln Park Capital Fund, LLC, new employment agreements with the Chief Executive Officer, and severance and equity vesting terms in various scenarios, including change-in-control events.
Filings also document leadership and governance changes, including the retirement of the Chief Financial Officer and Chief Operating Officer, transitions on the Board of Directors, and the appointment of Snizhana “Ana” Quan as Principal Financial Officer and Principal Accounting Officer. These disclosures provide insight into the company’s financial oversight and management structure.
Through Stock Titan, users can access Lightwave Logic’s SEC filings with AI-powered summaries that explain the key points of lengthy documents. Real-time updates from EDGAR help surface new 8-Ks and other filings as they are posted. The platform also makes it easier to identify items related to equity offerings, warrants, executive agreements, and other material contracts, allowing investors to quickly understand how regulatory disclosures relate to Lightwave Logic’s electro-optic polymer commercialization strategy and capital structure.
Lightwave Logic, Inc. submitted a Form 144 notice for the proposed sale of 11,000 shares of Common Stock, tied to RSU vesting. The filing records a prior sale of 10,000 shares on 01/05/2026 by Laila Partridge. The filing lists an exchange identifier and an as of figure dated 04/01/2026.
Lightwave Logic, Inc. Principal Financial Officer Snizhana P. Quan exercised employee stock options for 25,000 shares of common stock at $4.87 per share and on the same day sold 25,000 shares at $7.27 per share in an open-market transaction.
Following these transactions, she holds 51,125 common shares directly and 4,800 shares indirectly through a domestic partner. A footnote states that 24,999 options from this award remain unvested and are subject to forfeiture, with the option grant expiring on October 8, 2033.
Lightwave Logic Inc amended a Schedule 13G/A to report that The Vanguard Group holds 0 shares of Common Stock, representing 0% of the class. The filing explains an internal realignment effective January 12, 2026 under SEC Release No. 34-39538, after which certain Vanguard subsidiaries report holdings separately.
Lightwave Logic affiliate reported insider transactions and proposed sales of common stock. The filing lists vested RSUs totaling 100,000 shares (90,000 vested 11/22/2021; 10,000 vested 12/11/2024) identified as securities to be sold. It also records prior open-market sales by Tom Zelibor of 85,000 shares on 03/20/2026 for $637,500 and 50,000 shares on 03/24/2026 for $375,000.
Lightwave Logic filed a Form 144 reporting proposed and recent sales of Common Stock by James Marcelli. The notice lists a 100,000-share lot via UBS Financial Services and shows recent dispositions of 02/14/2026 (90,000 shares), 03/12/2026 (329,355 shares), 03/18/2026 (250,000 shares) and 03/24/2026 (115,000 shares). The filing identifies UBS Financial Services, Inc. as a broker and includes addresses for the reporting person.
Lightwave Logic submitted a Form 144 notice to sell 115,000 shares of common stock, listed as resulting from an option exercise and dated 03/24/2026. The filing also discloses recent dispositions in the prior three months: 250,000 shares on 03/18/2026, 329,355 shares on 03/12/2026, and 90,000 shares on 02/14/2026.
Lightwave Logic, Inc. reports that it remains in pre-commercialization mode, focused on electro-optic polymer materials for high-speed optical modulators serving AI, hyperscale data centers and telecom. The company recorded a net loss of $20,313,797 for 2025, following a $22,535,041 loss in 2024, and had an accumulated deficit of $167.3 million as of December 31, 2025.
The business model centers on material sales, IP licensing and potential royalties, with a multi-stage “Design Win Cycle”; three customer programs are in the prototype-to-final-product stage and about fifteen are in earlier stages. Management expects any 2026 revenue to come mainly from materials, NRE and prototype work and does not anticipate significant high-volume production revenue until 2027 at the earliest. The company believes existing cash will fund operations through at least December 2027 but acknowledges it will need additional financing thereafter, including potential use of the remaining $12.2 million available under its Roth at-the-market program.
Lightwave Logic submitted a Form 144 notice proposing the sale of 250,000 shares of Common Stock on 03/18/2026 by means described as an Option Exercise. The broker listed is UBS Financial Services Inc. (1000 Harbor Blvd, Weehawken, NJ).
The filing also reports prior sales by James Marcelli: 329,355 shares on 03/11/2026 and 90,000 shares on 02/17/2026. The trading method for the proposed sale is shown as Wire.