Lightwave Logic, Inc. SEC Filings

Partridge Laila reported acquisition or exercise transactions in this Form 4 filing.

Lightwave Logic, Inc. director Laila Partridge reported an equity compensation grant rather than an open-market trade. She received 13,612 shares of common stock in the form of restricted stock units (RSUs) at no cash cost, increasing her directly held stake to 94,335 shares after the award. According to the disclosure, these RSUs were granted under the company’s 2025 Equity Incentive Plan and will vest in four quarterly installments beginning on August 31, 2026, tying the full benefit of the grant to her continued service over time.

Lightwave Logic, Inc. director Ronald A. Bucchi reported an equity compensation award and updated share holdings. He received a grant of 13,612 restricted stock units (RSUs) of common stock at $0.00 per share, characterized as a grant or award acquisition. According to the footnote, these RSUs, granted under the company’s 2025 Equity Incentive Plan, will vest in four quarterly installments beginning on August 31, 2026, tying the award to continued service over time.

Following this grant, Bucchi directly owns 208,491 shares of common stock. The filing also notes 3,000 shares of common stock held indirectly by his spouse, reflecting additional associated ownership. The transactions do not involve any open-market purchases or sales, and primarily reflect routine director compensation and an updated record of indirect holdings.

Lightwave Logic, Inc. Principal Financial Officer Snizhana P. Quan reported a small share sale primarily to cover taxes on equity compensation. On June 1, 2026, she sold 345 shares of common stock at $11.41 per share to satisfy tax withholding obligations tied to a restricted stock award (RSA) that vested on May 31, 2026.

After this transaction, she holds 50,780 shares of Lightwave Logic common stock directly and an additional 4,800 shares indirectly through a domestic partner. The filing reflects a routine, compensation-related sale rather than a discretionary reduction of her overall ownership stake.

Lightwave Logic affiliate filed a Form 144 to sell common stock. The filing lists a proposed sale of 350 shares associated with RSU vesting dated 06/01/2026, with proceeds transfer method described as Wire. The excerpt also records prior dispositions of 25,000 shares on 03/30/2026 and 20,000 shares on 04/10/2026, with post-transaction holdings shown as 181,000 and 207,188 respectively in the same lines.

Lightwave Logic, Inc. held its 2026 Annual Meeting of Shareholders on May 21, 2026. As of April 6, 2026 the company had 150,610,710 shares of common stock outstanding, and 79,045,985 shares were represented in person or by proxy, establishing a quorum of approximately 52.4%.

Shareholders elected Laila Partridge and Thomas Connelly, Jr. as directors to serve until the 2029 Annual Meeting. They received 35,317,887 and 37,034,752 votes for, respectively, with broker non-votes recorded. Shareholders also approved the ratification of Stephano Slack LLP as the independent registered public accounting firm for fiscal year 2026 with 78,101,889 votes for, 66,274 against, and 877,822 abstentions.

Lightwave Logic, Inc. reports Q1 2026 results with net sales of $29,167 from its initial polymer material supply and license agreement, up from $22,917 a year earlier, and a net loss of $6,300,540, or $0.04 per share. Research and development expenses rose to $3,490,295 and general and administrative expenses to $3,262,866, driven by higher headcount, stock-based compensation, and development activity. The company ended the quarter with $75,102,750 in cash and cash equivalents and total assets of $85,913,064, stating this cash position is expected to fund operations at least through December 2027. Management continues to focus on commercializing its Perkinamine electro‑optic polymer platform via material sales, licensing, and joint development, and does not yet rely on high-volume production revenue.

Lightwave Logic, Inc. registers for resale up to 402,500 shares of common stock to be sold by selling stockholders from time to time after this registration statement becomes effective. The company states it will not receive any proceeds from resale; the selling stockholders will receive all net proceeds. The prospectus reports 154,062,632 shares outstanding as of May 7, 2026 and notes the last reported Nasdaq sale price of $14.82 per share on May 7, 2026.

Lightwave Logic, Inc. director Ronald A. Bucchi reported a bona fide gift of 100,000 shares of Common Stock. The gift carried a price of $0.00 per share, meaning no sale proceeds were received. After this gift, he directly holds 194,879 shares and indirectly holds 3,000 shares through his spouse.

Lightwave Logic, Inc. amended its existing sales agreement with Roth Capital Partners to increase the amount of common stock that may be sold under the program to $51,404,500. This at-the-market style arrangement allows the company to issue shares from time to time through the sales agent.

Since the original sales agreement was put in place, Lightwave Logic has already offered and sold 8,079,319 shares of common stock for gross proceeds of approximately $35 million. All shares sold under this agreement are covered by the company’s effective Form S-3 shelf registration and related base and supplemental prospectuses.