Lightwave Logic files Rule 144 notice of share transfers

Lightwave Logic filed a Rule 144 notice reporting proposed and recent sales of Common Stock.

Rhea-AI Filing Summary

Lightwave Logic filed a Rule 144 notice reporting proposed and recent sales of Common Stock. The filing lists an 01/27/2026 option exercise of 29,140 shares and RSU vesting transfers of 23,960 shares on 03/31/2026 and 1,436 shares on 04/01/2026. The filing also records a 50,000-share sale by Siraj El Ahmadi on 01/27/2026.

Insights

Securities Compliance Attorney

Rule 144 notice records planned resale and recent sales tied to option exercises and RSU vesting.

Lightwave Logic's notice lists specific share movements: an 01/27/2026 option exercise of 29,140 shares and RSU vesting transfers of 23,960 and 1,436 shares on 03/31/2026 and 04/01/2026. The filing also shows a reported sale of 50,000 shares on 01/27/2026.

Under Rule 144, such notices typically document intended resale by restricted or control holders; cash‑flow treatment and whether shares are restricted or unrestricted are not specified in the excerpt.

Key Figures

Option exercise shares: 29,140 shares RSU vesting shares (Mar): 23,960 shares RSU vesting shares (Apr): 1,436 shares +1 more

4 metrics

Option exercise shares 29,140 shares Option Exercise on <date>01/27/2026</date>

RSU vesting shares (Mar) 23,960 shares RSU Vesting on <date>03/31/2026</date>

RSU vesting shares (Apr) 1,436 shares RSU Vesting on <date>04/01/2026</date>

Sale reported (past 3 months) 50,000 shares Sale by Siraj El Ahmadi on <date>01/27/2026</date>

Key Terms

RSU Vesting, Option Exercise, Rule 144

3 terms

RSU Vesting financial

"03/31/2026 | RSU Vesting | Lightwave Logic | | | 23960"

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

Option Exercise financial

"01/27/2026 | Option Exercise | Lightwave Logic | | | 29140"

Rule 144 regulatory

"Form type: 144 (Rule 144 notice for resale of restricted securities)"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/07/2026 - 03:42 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001589104
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Lightwave Logic
SEC File Number	001-40766
Address of Issuer	369 Inverness Pkwy Suite 350 Englewood COLORADO 80112
Phone	7203404949
Name of Person for Whose Account the Securities are To Be Sold	Siraj El Ahmadi
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	54536	422926	145555625	04/07/2026	NSDQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/27/2026	Option Exercise	Lightwave Logic			29140	01/27/2026	wire
Common	03/31/2026	RSU Vesting	Lightwave Logic			23960	03/31/2026	Wire
Common	04/01/2026	RSU Vesting	Lightwave Logic			1436	04/01/2026	Wire

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Siraj El Ahmadi 369 Inverness Pkwy Suite 350 Englewood CO 80112	Common	01/27/2026	50000	145500

144: Remarks and Signature

Remarks	Shares were sold to cover income taxes due on Restricted Unit Vestings.
Date of Notice	04/07/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Mijo Suric, for UBS Financial Services Inc, as attorney-in-fact for Siraj El Ahmadi
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)